Securities and Exchange Commission Historical Society

Programs

1 to 3 of 3 records

Page:
04 December 2002

Roundtable on Investment Company Regulation

Moderator: Kathryn McGrath, David Silver
Presenter(s): Barry Barbash, John Dudley, Joel Goldberg, Anne Jones, Stanley Judd, Martin Lybecker, Allan Mostoff, Edward O'Dell, Alan Rosenblat, Paul Roye, Marianne Smythe
25 September 2002

Roundtable on Enforcement

Moderator: Irving Pollack, Stanley Sporkin
Presenter(s): Theodore Altman, David Doherty, Benjamin Greenspoon, Theodore Levine, Alan Rosenblat, Thomas Rae, Richard Rowe, David Silver, Theodore Sonde, Wallace Timmeny
  • - Session I Only
  • edited transcript (pdf)
21 March 2002

Roundtable on the Integration of the 1933 and 1934 Acts

Moderator: Richard Phillips, Richard Rowe
Presenter(s): Alan Beller, Edward Greene, John Huber, Brian Lane, Alan Levenson, David Martin, Linda Quinn, Richard Rowe

1 to 3 of 3 records

Page:

Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.