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101 to 200 of 302 records

Page:
September 7, 1954
Letter from O.E. Lennox, Ontario Securities Commission to SEC Chairman Ralph Demmler
image pdf (Courtesy of the National Archives and Records Administration)
October 7, 1954
Memo from SEC Commissioners Clarence H. Adams and J. Sinclair Armstrong to the Commission and the Division of Corporation Finance on Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
October 16, 1954
The Role of Accounting in the Regulation of the Issue and Marketing of Securities in the United States - Address by SEC Chairman Ralph Demmler to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 18, 1954
Memo to the SEC Commission from the Division of Corporate Regulation on Ampal-American Israel Corporation
transcript pdf (Courtesy of the National Archives and Records Administration)
November 2, 1954
Report to Robert A. McDowell from SEC Branch 3 of conference with Ampal-American Israel Corporation
transcript pdf (Courtesy of the National Archives and Records Administration)
November 12, 1954
Memo from Lawrence M. Greene to Robert A. McDowell on Ampal-American Israel Corporation
image pdf (Courtesy of the National Archives and Records Administration)
November 16, 1954
Release from the Ontario Securities Commission
image pdf (Courtesy of the National Archives and Records Administration)
November 17, 1954
Despatch from the Consulate General, Toronto to the Department of State on Ontario Securities Commission
transcript pdf (Courtesy of the National Archives and Records Administration)
November 24, 1954
Memo from W. Gomer Krise to SEC Commissioner Adams on Chairman Lennox's November 16, 1954 release
transcript pdf (Courtesy of the National Archives and Records Administration)
December 1954
NASD News
image pdf (Courtesy FINRA)
December 1954
NASD News - Special Insert
image pdf (Courtesy FINRA)
December 3, 1954
The Large Corporation as an Institution and Some Legal Results (Draft) - Adolf Berle
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
December 8, 1954
Memo from Ralph Demmler to Byron Woodside on Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
December 21, 1954
Inquiry to Robert Moses from Paul Betters, U.S. Conference of Mayors on Federal Highway program and bond issues
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
December 29, 1954
Reply to Paul Betters from Robert Moses
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
1955
NASD Annual Report
image pdf (Courtesy FINRA)
1955 (undated)
Statement of Securities and Exchange Commission Regarding Illegal Sales of Canadian Securities
image pdf (Government Records)
February 7, 1955
Neil Herring et al. v. Securities and Exchange Commission: Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
February 12, 1955
Notes from Justice William O. Douglas on SEC v. Drexel
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
February 16, 1955
Letter from Francis J. Purcell, SEC New York Regional Administrator, to Edward T. Tait, Executive Assistant to the Chairman, on Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
February 21, 1955
Memo from the SEC Staff to Chairman Demmler on new proposed Quebec Securities Act
image pdf (Courtesy of the National Archives and Records Administration)
February 21, 1955
S.Res. 59 - Resolution to make a study of the issuance of uranium mining stocks, by Mr. Chavez, to the U.S. Senate, 84th Congress, 1st Session
image pdf (Courtesy of the National Archives and Records Administration)
February 23, 1955
Memo from SEC Chairman Ralph H. Demmler to SEC Commission on the Canadian Study and New Proposed Quebec Securities Act
transcript pdf (Courtesy of the National Archives and Records Administration)
February 25, 1955
Supreme Court of the United States: SEC v. Drexel and Company - Mr. Justice Frankfurter, whom Mr. Justice Burton joins, dissenting
image pdf (William O. Douglas Papers, courtesy Library of Congress)
March 1955
Accounting Terminology Bulletins Number 2 - Proceeds, Revenue, Income, Profit and Earnings
image pdf (AICPA Collection, University of Mississippi)
March 1955
NASD News
image pdf (Courtesy FINRA)
March 30, 1955
Draft Confidential SEC Staff report on The Canadian Problem, Illegal Securities Offerings, 1933 -1955
document pdf (Courtesy of the National Archives and Records Administration)
April 8, 1955
Memorandum from Justice William O. Douglas on SEC v. Drexel
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 26, 1955
Letter from Senator Dennis Chavez to SEC Chairman Ralph Demmler for information for Senate Resolution 59
transcript pdf (Courtesy of the National Archives and Records Administration)
May 10, 1955
Memo from Jacob K. Javits on United States-Canadian cooperation on securities fraud in the State of New York
image pdf (Courtesy of the National Archives and Records Administration)
May 13, 1955
Letter to George Spargo, Triborough Bridge and Tunnel Authority from Austin Tobin, The Port of New York Authority on legislation for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
May 17, 1955
Letter to New York City Mayor Robert Wagner from Robert Moses on legislation for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
May 20, 1955
Letter from SEC Chairman Ralph H. Demmler to U.S. Senator Alexander Wiley on illegal and fradulent offerings of securities from Canada into the United States
transcript pdf (Courtesy of the National Archives and Records Administration)
May 25, 1955
Memo from Ralph H. Demmler to J. Sinclair Armstrong updating response to Canadian situation
transcript pdf (Courtesy of the National Archives and Records Administration)
June 30, 1955
21st Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
June 30, 1955
Confidential Letter from Lewis H. Kimmel, The Brookings Institution, to the SEC Division of Corporation Finance on criteria for study of share ownership
image pdf (Government Records)
August 8, 1955
Telegram to New York Governor Averell Harriman from Robert Moses on resolution for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
August 23, 1955
SEC Release: Proposed Amendment of Proxy Rules
transcript pdf (Courtesy of National Archives and Records Administration)
October 14, 1955
Institutional Investors: How is Their Growth Affecting the Stock Market? - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
November 21, 1955
Supreme Court of the State of New York - The People of the State of New York against West Hooker, Film Network, Inc. and Master Television Corporation
transcript pdf (Courtesy of Orestes Mihaly)
December 1955
Mr. Justice Roberts - Felix Frankfurter
image pdf (Hugo Black Papers, courtesy Library of Congress)
December 1955
NASD News
image pdf (Courtesy FINRA)
December 1955
NASD News - Special Insert
image pdf (Courtesy FINRA)
1956
NASD Annual Report
image pdf (Courtesy FINRA)
March 10, 1956
SEC Accounting Series Releases 1 to 77, Inclusive
image pdf (Courtesy of Gary J. Previts)
March 26, 1956
Letter from Lewis L. Baxter to SEC regarding solicitation of proxies by corporation management
transcript pdf (Courtesy of the National Archives and Records Administration)
May 17, 1956
"Corporate Accounting Standards Under Federal Securities Laws" - Address by SEC Chairman J. Sinclair Armstrong at the 18th Annual Institute on Accounting of the Ohio State University
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
June 1956
NASD News
image pdf (Courtesy FINRA)
June 30, 1956
22nd Annual Report of the Securities and Exchange Commission

(Government Records)

August 1956
Accounting Terminology Bulletins Number 3 - Book Value
image pdf (AICPA Collection, University of Mississippi)
September 4, 1956
Memo from Byron Woodside on SEC Division of Corporation Finance operations and operating procedures
transcript pdf (Courtesy of John Huber)
October 25, 1956
"America Embraces a People's Capitalism" - Remarks by G. Keith Funston before the American Chamber of Commerce in London
transcript pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
November 16, 1956
Supreme Court of the State of New York - The People of the State of New York against Albert Wallace Benson, doing business as Benson & Co., and Pioneer Mortgage and Development Corporation
transcript pdf (Courtesy of Orestes Mihaly)
November 28, 1956
Staff Organization of the American Institute of Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
1957
NASD Annual Report
image pdf (Courtesy FINRA)
January 21, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Adirondack Uranium and Minerals Corporation
image pdf (Courtesy of Orestes Mihaly)
January 30, 1957
Memo to A.E. Scheidenhelm, SEC Executive Director from Thomas G. Meeker, SEC General Counsel on SEC Commissioners serving as executor
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
February 28, 1957
Statement of SEC Chairman J. Sinclair Armstrong on Lawrence M. Greene, Division of Corporation Finance, receiving Rockefeller Public Service Award
document pdf (Courtesy of Lawrence Greene)
February 28, 1957
The Securities Act of 1933 - presented by George Blackstone, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 1, 1957
The Securities Exchange Act of 1934 and Stock Exchange Listings and Problems of Stock Exchanges - presented by Charles Shreve and Rayborn Clifton, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 6, 1957
Records and Services - presented by James Hindle and Ernest Dessecker, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 7, 1957
Types of Financing - presented by Charles Eisenhart, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 13, 1957
Processing Proxy Statements - presented by Robert Bagley, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 14, 1957
Techniques for the Processing of Registration Statements, Part I - presented by Ralph Hocker, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 15, 1957
Letter to Adolf Berle from Gardiner Means with foreward to Japanese edition of Modern Corporation
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
March 15, 1957
Techniques for the Processing of Registration Statements, Part II - presented by Ralph Hocker, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 21, 1957
Problems in Accounting, Part I - presented by Andrew Barr, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 22, 1957
Letter to SEC Chairman J. Sinclair Armstrong from G. Keith Funston, New York Stock Exchange on proxy contests
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 22, 1957
Problems in Accounting, Part II - presented by Andrew Barr, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 27, 1957
Registration for Manufacturing Companies - presented by Alfred King, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 28, 1957
Registration Statement of a Public Utility - presented by Maxwell Kaufman, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 3, 1957
Analysis of Registration Statements of Insurance Companies - presented by Bertram DuBois and Walter Mickelsen, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 4, 1957
Finance Companies - presented by Frank Mondell, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 10, 1957
Analysis of a Registration Statement of a Company Offering Services - presented by Joseph Romeo, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 11, 1957
Registration Statement for Retail Companies - presented by Fitch Bishop, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 17, 1957
Investment Company Act of 1940 - presented by Harry Heller and Lawrence Greene, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 18, 1957
Analysis of a Registration Statement of an Investment Company and Requirements of Commission's Statement of Policy on Sales Literature - presented by Harvey Ollsen and Charles Shreve, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 23, 1957
New York State Attorney General Release on plot by Iron Curtain firms to seize control of corporations producing defense material
image pdf (Courtesy of Orestes Mihaly)
April 24, 1957
Disclosure Problems for Mining Ventures - presented by Benjamin Adelstein, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 25, 1957
Oil and Gas Problems - presented by Tell White, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 26, 1957
Letter from Justice Stanley Reed to Justice William Douglas on concentration of economic power
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 29, 1957
Letter from Justice William Douglas to Justice Stanley Reed on big and small business
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
May 1, 1957
Disclosure Problems Relating to Scientific, Engineering and Valuation Cases - presented by Walter Costello, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 2, 1957
Requirements of the Trust Indenture Act of 1939 - presented by Irving Schiller and Simon Spiro, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 6, 1957
Memo to Thomas G. Meeker, SEC General Counsel from Ellwood L. Englander with opinion on legality of ownership of registered securities by a SEC Commissioner
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
May 8, 1957
Market Problems of Underwriters in a Distribution and Capital Requirements - presented by Philip Loomis and Edward Emerson, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 9, 1957
Note from Chief Justice Earl Warren to Justice Charles Whittaker in support of SEC v. Louisiana PSC
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
May 9, 1957
Stabilizing Transactions - presented by Philip Loomis and Edward Emerson, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 15, 1957
Filings under Regulation A - presented by James Glavin, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 16, 1957
Processing of Applications for Registration of Securities on Exchanges - presented by Rayborn Clifton, Maxwell Kaufman and Benjamin Levy, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 22, 1957
Office of General Counsel - presented by Thomas Meeker, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 22, 1957
Proxy Contests - presented by Harry Heller, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 23, 1957
Stop-order Proceedings and Investigations Administrative Procedure Act - presented by George Blackstone, Edmund Worthy and David Ferber, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 28, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Lynn Robert Akers
image pdf (Courtesy of Orestes Mihaly)
May 29, 1957
Commission's Enforcement Program and Functions of the Office of Opinion Writing - presented by Walter Holden and W. Victor Rodin, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
June 3, 1957
Note from Justice Felix Frankfurter to Chief Justice Earl Warren on withholding announcement of opinion until New York Stock Exchange closing
image pdf (Earl Warren Papers, courtesy Library of Congress)
June 4, 1957
New Steps to Strengthen the Rights of Stockholders - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
June 5, 1957
Division of Corporation Regulation - presented by Ray Garrett, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
June 5, 1957
Letter from Thorsten V. Kalijarvi, U.S. Department of State, to Acting SEC Chairman Andrew Downey Orrick on Lawrence M. Greene
document pdf (Courtesy of Lawrence Greene)
June 6, 1957
"Highlights in Current Financial Reporting" - Address by Former SEC Chairman J. Sinclair Armstrong before the Illinois Society of CPAs
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)

101 to 200 of 302 records

Page:

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