- 04 December 2002
 
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Roundtable on Investment Company Regulation
	Moderator: Kathryn McGrath, David Silver
	Presenter(s): Barry Barbash, John Dudley, Joel Goldberg, Anne Jones, Stanley Judd, Martin Lybecker, Allan Mostoff, Edward O'Dell, Alan Rosenblat, Paul Roye, Marianne Smythe
	
 
- 25 September 2002
 
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Roundtable on Enforcement
	Moderator: Irving Pollack, Stanley Sporkin
	Presenter(s): Theodore Altman, David Doherty, Benjamin Greenspoon, Theodore Levine, Alan Rosenblat, Thomas Rae, Richard Rowe, David Silver, Theodore Sonde, Wallace Timmeny
	
 
- 21 March 2002
 
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Roundtable on the Integration of the 1933 and 1934 Acts
	Moderator: Richard Phillips, Richard Rowe
	Presenter(s): Alan Beller, Edward Greene, John Huber, Brian Lane, Alan Levenson, David Martin, Linda Quinn, Richard Rowe