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101 to 200 of 757 records

Page:
May 28, 1962
Letter from Mrs. Alfred E. Norris to President Kennedy expressing her concerns about the stock market
image pdf (Courtesy of the John F. Kennedy Presidential Library)
May 28, 1962
Memo from Walter W. Heller to President Kennedy on the market
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 29, 1962
Letter from SEC Chairman William L. Cary to Walter W. Heller recommending alternate language on the SEC market study in "The Present Decline in Perspective"
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 29, 1962
Memo from John Kenneth Galbraith to President Kennedy advising White House action on the stock market decline
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 29, 1962
Memo from McGeorge Bundy to President Kennedy advising White House action on the stock market decline
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 29, 1962
Postcard from George R. Brown to President Kennedy
transcript pdf (Courtesy of the National Archives and Records Administration)
May 29, 1962
Report from the Council of Economic Advisers: The Present Decline in Perspective
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 31, 1962
Telegram from G. Keith Funston, New York Stock Exchange to SEC Chairman William L. Cary protesting SEC statements
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
June 1962
NASD News
image pdf (Courtesy FINRA)
June 5, 1962
Letter from SEC Chairman William L. Cary to Timothy J. Reardon, Jr., The White House with report on securities regulation developments during May 1962
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 6, 1962
Memo from SEC Chairman William L. Cary to Walter W. Heller on the study of the market during the period of May 28, 1962
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 12, 1962
Response Letter from Walter W. Heller to SEC Chairman William L. Cary on the study of the market during the period of May 29, 1962
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 14, 1962
Postcard from W.F. Callaway to President Kennedy
transcript pdf (Courtesy of the National Archives and Records Administration)
June 18, 1962
Letter from Walter W. Heller to SEC Chairman William L. Cary on the status of the stock market
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 30, 1962
28th Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 5, 1962
Letter from Ralph A. Dungan, The White House to Mrs. Alfred E. Norris on the stock market decline
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
July 9, 1962
Letter from Irwin Friend, Securities Research Unit, The Wharton School to the SEC transmitting the mutual funds study
image pdf (Government Records)
July 11, 1962
Letter from Milton Cohen, SEC to G. Keith Funston, New York Stock Exchange requesting information for the Special Study
image pdf (Courtesy of New York Stock Exchange Archives)
July 24, 1962
Memo from J. William O'Reilly, New York Stock Exchange on Benjamin Einhorn's meeting with the Special Study group
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
July 25, 1962
Letter from Carl L. Shipley, Chairman of the Republican State Committee for the District of Columbia, to Timothy J. Reardon, Jr., The White House, in protest of the study of mutual funds
image pdf (Government Records)
August 1962
A Study of Mutual Funds, Prepared for the Securities and Exchange Commission by the Wharton School of Finance and Commerce (The Wharton Report)

(Government Records)

August 8, 1962
Memo from J.J. Donohue, New York Stock Exchange on Charles H. Jewett's meeting with the SEC
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
August 28, 1962
Summary of Over-the-Counter Interviews by Eugene Rotberg to Milton H. Cohen, Ralph S. Saul, Richard H. Paul and Herbert G. Schick
document pdf (Courtesy of Eugene Rotberg)
September 5, 1962
Memo from Willard K. Vanderbeck, New York Stock Exchange on visit of Fred Siesel, SEC Special Study Group
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
September 29, 1962
SEC Order directing investigation and study and designating officers to take testimony in the matter of investment companies registered under the Investment Company Act of 1940
image pdf (Government Records)
October 21-25, 1962
Business and the Federal Government - Remarks by Bryce N. Harlow
transcript pdf (Courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
October 30, 1962
Office of Tax Analysis, Treasury Department: Removal of the Tax Exemption Privilege for Interest on Municipal Industrial Bonds
transcript pdf (Courtesy of National Archives and Records Administration)
November 1962
NASD News
image pdf (Courtesy FINRA)
November 16, 1962
Letter from G. Keith Funston, New York Stock Exchange to Milton H. Cohen, SEC
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
December 17, 1962
Memorandum of Telephone Call from Lewis Godwin to the White House, advising that the Soviet Union may be planning military maneuvers in Cuba, possibly for the purpose of affecting the New York Stock Exchange
image jpg (Courtesy of the John F. Kennedy Presidential Library)
December 18, 1962
Letter from James J. Saxon, Comptroller of the Currency, to SEC Chairman William L. Cary on statements made by Charles Shreve
transcript pdf (Government Records)
December 20, 1962
Letter from Thomas Graham to John Hess
image pdf
December 24, 1962
Reply letter to Hon. Oren Harris from Thomas Graham
image pdf
1963
NASD Annual Report
image pdf (Courtesy FINRA)
1963
Reflections by Milton Cohen on the Special Study of Securities Markets, presented at the Practising Law Institute, New York City
document pdf (Courtesy of Milton Cohen)
1963
SEC Special Study of the Securities Markets

(Courtesy of Stuart Kaswell; made possible through a gift from the family of Milton H. Cohen)

1963
Telegram from H.L. Froy to Wallace Fulton
image pdf
January 16, 1963
Memo to SEC Commission from Division of Corporation Regulation on exchange or swap funds
transcript pdf (Courtesy of National Archives and Records Administration)
February 5, 1963
Address of SEC Commissioner Jack M. Whitney II before the Washington Society of Investment Analysts
image pdf (Courtesy of Stephen A. Zeff)
February 7, 1963
Letter from SEC Chairman William L. Cary to the Secretary of the Treasury on statements made by James J. Saxon
transcript pdf (Government Records)
February 27, 1963
Green Shoe Company Public Offering
image pdf (Courtesy of Bruce S. Foerster)
March 8, 1963
Compromise and Democracy: Legislative Action - Bryce N. Harlow
transcript pdf (Courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
March 22, 1963
Recommendation from SEC Commissioner Manuel Cohen to Harry Pollack, Office of Personnel, for increase in pay grade for Mollie Zion
transcript pdf (Courtesy of the estate of Mollie B. Zion)
March 23, 1963
Financial Statements - How Reliable? - Address by Andrew Barr, SEC Chief Accountant
transcript pdf (AICPA Collection, University of Mississippi)
April 1963
NASD News
image pdf (Courtesy FINRA)
April 3, 1963
SEC Release No. 22 on the Special Market Study: Chapter III, Selling Practices
image pdf (Government Records)
April 5, 1963
Letter from U.S. Representative Oren Harris, Committee on Interstate and Foreign Commerce, to SEC Chairman William Cary
document pdf (Courtesy of Milton Cohen)
April 4, 1963
Memo of discussion between Joseph Reeve and Walter P. North on the SEC's legislative program
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
April 18 and 19, 1963
Memo of discussion between Joseph Reeve and Walter P. North on the SEC's legislative proposals
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
April 24, 1963
Memorandum of Conference with Industry Representatives regarding the Commission's Legislative Program
image pdf (Government Records)
April 25, 1963
Letter from Louis Loss to SEC Chairman William L. Cary on the SEC's legislative proposals
image pdf (Government Records)
April 25, 1963
Memo from G. Keith Funston to the New York Stock Exchange Board of Governors on SEC legislative program
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
April 30, 1963
Memo of conference at Bureau of Budget on the SEC's proposed legislative program
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
April 30, 1963
Release of SEC Special Market Study by Willian L. Cary
image pdf
May 6, 1963
Compilation of comments on SEC Special Study from New York Stock Exchange departments
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 6, 1963
Report #1 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 14, 1963
Report #2 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 15, 1963
Memo from Edward C. Gray, New York Stock Exchange on SEC legislative proposals
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 16, 1963
Report #3 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 16, 1963
The S.E.C. and Canadian Operations - Address by Andrew Barr, SEC Chief Accountant to 10th Annual Western Canada Conference on Financial Management and Petroleum Accounting
transcript pdf (AICPA Collection, University of Mississippi)
May 20, 1963
Memorandum on Proposed SEC Regulation as It Will Affect Foreign Securities
image pdf
May 27, 1963
Report #4 from Norman C. Miller, New York Stock Exchange on SEC data in Special Study Chapter I
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
May 29, 1963
Memo from Phillip S. Hughes to Mr. Feldman on the administration program on SEC legislation
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
May 31, 1963
Memo from A. James Meigs to G. Keith Funston, New York Stock Exchange on review of SEC Special Study Chapter I
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
June 1963
NASD News
image pdf (Courtesy FINRA)
June 3, 1963
Letter from Harry Heller to SEC Commissioner Manuel F. Cohen on the SEC's legislative proposals
image pdf (Government Records)
June 5, 1963
Letter from Donald I. Rogers, New York Herald Tribune, to SEC Chairman William Cary
image pdf (Government Records)
June 7, 1963
Memo from Walter W. Heller to President Kennedy on possible discussions with top business leaders
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 10, 1963
Washington Report of the Association of Stock Exchange Firms
image pdf (Government Records)
June 15, 1963
Memo from Walter W. Heller on milestones in the Kennedy expansion
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
June 18, 1963
Accounting Treatment of Investment Tax Credit on Corporate Financial Statements - By Andrew Barr, SEC Chief Accountant; Presented by Sydney Orbach, Chief Accountant, SEC Division of Corporation Finance
transcript pdf (AICPA Collection, University of Mississippi)
June 24, 1963
Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff - Prepared by Sydney Orbach, Chief Accountant, SEC Division of Corporation Finance
transcript pdf (AICPA Collection, University of Mississippi)
June 25, 1963
Financial Reporting Requirements in Regulation A Offerings - Lecture by Edward Epstein, Senior Financial Analyst, SEC New York Regional Office
transcript pdf (AICPA Collection, University of Mississippi)
June 26, 1963
Letter from James M. Landis to U.S. Senator Harrison A. Williams, Jr. in support of SEC legislative proposals
image pdf (Government Records)
June 27, 1963
Courses taken by Pierce Butler, 1884-1888, from Office of Registrar, Carleton College
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)
June 30, 1963
29th Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 1963
Disclosure in Summaries of Earnings - Donald J. Hayes, The Arthur Young Journal
image pdf (Courtesy of Donald J. Hayes)
July 1, 1963
Legal Method and the Securities Laws Guide to Securities Law Research (Prepared by Martin Goldman)
document pdf (Courtesy of Roberta Karmel)
July 1, 1963
Legal Method and the Securities Laws Guide to Securities Law Research (Prepared by Martin Goldman)
document pdf (Courtesy of Roberta Karmel)
July 22, 1963
Memo from Ralph Saul, Special Study of Securities Markets to the SEC Chairman on the organization of the Division of Trading and Exchanges
image pdf (Courtesy of the National Archives and Records Administration)
July 26, 1963
Letter from U.S. Representative Oren Harris, Committee on Interstate and Foreign Commerce, to SEC Chairman William Cary
document pdf (Courtesy of Milton Cohen)
July 30, 1963
Memo from G. Keith Funston to New York Stock Exchange Department Heads on "Operation S.E.C."
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
August 10, 1963
Letter from Carl W. Stern to Milton Cohen on the Special Study
image pdf (Government Records)
September 4, 1963
Memo from Ruddick C. Lawrence to G. Keith Funston, New York Stock Exchange on SEC reactions to standards for advertising and market letters
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
September 5, 1963
Memo from Robert Block to Ralph Saul regarding proposal to adopt a new confirmation rule under 10(b)
transcript pdf (Courtesy of the National Archives and Records Administration)
September 16, 1963
Paper by Rotberg, “Inter-Dealer Market”
image pdf (Courtesy of the National Archives and Records Administration)
September 17, 1963
Memo from Ruddick C. Lawrence, New York Stock Exchange on preliminary findings of public reaction to SEC Study Report
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
September 18, 1963
Letter to U.S. Senator Kenneth Keating from George O'Connell, City of Buffalo Comptroller on tax-exempt status of municipal bonds
image pdf (Courtesy of National Archives and Records Administration)
September 20, 1963
Memo from Walter P. North, SEC to Roy R. Coffin, Bureau of the Budget on Part 5 of Special Study Report
transcript pdf (Courtesy of the John F. Kennedy Presidential Library)
October 8, 1963
Excerpts from Speech by SEC Chairman William L. Cary before the Financial Executives Institute
image pdf (Courtesy of Stephen A. Zeff)
October 8, 1963
Memo from A.L. Meentemeier, New York Stock Exchange on NYSE visit to the SEC concerning the Special Study
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
October 8, 1963
Memo from Willard K. Vanderbeck, New York Stock Exchange on NYSE visit to the SEC concerning the Special Study
transcript pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
October 11, 1963
Comments of Certain Wholesale Dealers on Chapter VII of the Report of the Special Study of Securities Markets
image pdf (Courtesy of Milton P. Kroll and Family)
October 14, 1963
Letter from Philip A. Loomis, Jr. to Joe Matters, Legal and Monetary Subcommittee, House Committee on Government Operations
transcript pdf (Courtesy of the National Archives and Records Administration)
October 18, 1963
New York Stock Exchange Memo to Members on review of SEC Special Study
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)
October 18, 1963
The Influence of Government Agencies on Accounting Principles with Particular Reference to the Securities and Exchange Commission - Address by Andrew Barr, SEC Chief Accountant to 37th Annual Michigan Accounting Conference
transcript pdf (AICPA Collection, University of Mississippi)
October 23, 1963
American Institute of Certified Public Accountants Interview of SEC Commissioner William Cary
image pdf (Courtesy of the American Institute of Certified Public Accountants)
November 1, 1963
Letter to U.S. Representative Oren Harris from Eugene Habas, Mutual Investment Fund, Inc. opposing exemption of bank-sponsored mutual funds
image pdf (Courtesy of the National Archives and Records Administration)
November 1963
NASD News
image pdf (Courtesy FINRA)
November 1963
New York Stock Exchange Survey of Public Awareness and Reaction to SEC Special Study of Securities Markets
image pdf (All rights are owned exclusively by NYSE Euronext copyright 2007 NYSE Euronext, All Rights Reserved, Courtesy New York Stock Exchange Archives)

101 to 200 of 757 records

Page:

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