Home > Papers > 1960s | Page 6

Papers

501 to 600 of 757 records

Page:

February 23, 1968: Note from Justice Hugo Black to Justice William Brennan in support of opinion in SEC v. New England Electric System
transcript pdf (William J. Brennan, Jr. Papers, courtesy Library of Congress)
February 23, 1968: Truman Semans Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 23, 1968: Walter Werner Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 23, 1968: William C. Coe Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 26, 1968: Neuberger & Berman Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 26, 1968: Note from Justice Abe Fortas to Justice William Brennan in support of opinion in SEC v. New England Electric System
transcript pdf (William J. Brennan, Jr. Papers, courtesy Library of Congress)
February 26, 1968: U.S. Representative Byron C. Rogers Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 27, 1968: Orson D. Munn Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 27, 1968: R.G.D. Lafferty Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 27, 1968: Roth Gerard & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 28, 1968: Colin A. Campbell Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 28, 1968: Edward M. Higgins Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 28, 1968: Frank A. Weil Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 28, 1968: Note from Justice Potter Stewart to Justice John Harlan in concurring statement in SEC v. New England Electric System
transcript pdf (William J. Brennan, Jr. Papers, courtesy Library of Congress)
February 28, 1968: Tally Sheet on Associate Justices Opinions in SEC v. New England Electric System
image pdf (Earl Warren Papers, courtesy Library of Congress)
February 29, 1968: Baer Securities Corporation Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: Charles T. Larus Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: Emil J. Pattberg, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: George W. Fulk Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: John H. Kitchen Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: John Hancock Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: Supreme Court of the United States: SEC v. New England Electric System et al. - Mr. Justice Harlan statement, whom Mr. Justice Stewart joins, concurring
image pdf (Earl Warren Papers, courtesy Library of Congress)
February 29, 1968: Willard J. Tillotson Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
February 29, 1968: William L. Leibman Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 1, 1968: "The 'Mutual' Fund" - Address by SEC Chairman Manuel F. Cohen before the 1968 Conference on Mutual Funds
image pdf (Courtesy of Stephen A. Zeff)
March 1, 1968: Augustine T. Marasco Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 1968: Charles Heit v. Edward H. Weitzen et al.: Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
March 1, 1968: John H. Hayward Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 1, 1968: Memorandum of Conference between Merrill Lynch, Pierce Fenner & Smith representatives and the SEC Disclosure Study Group (Wheat Study)
transcript pdf (Government Records)
March 1968: NASD News - Special Report
image pdf (Courtesy FINRA)
March 4, 1968: Pershing & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 4, 1968: R. Ron Heiligenstein Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 4, 1968: The Round Table Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 6, 1968: IRS Technical Information Release: Municipal Industrial Development Bonds
transcript pdf (Courtesy of National Archives and Records Administration)
March 7, 1968: "Some Problems of Disclosure" - Address by SEC Chairman Manuel F. Cohen at the University of Illinois
image pdf (Courtesy of Stephen A. Zeff)
March 7, 1968: H.C. Piper, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 7, 1968: Henning Hilliard Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 7, 1968: Jack Stephen Skakandy Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 7, 1968: Joseph F. Darpel, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 8, 1968: Edward F. Stansfield Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 8, 1968: I. George Weston Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 8, 1968: Joseph P. Short Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 8, 1968: R. W. Lyon Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 9, 1968: Paul E. Youmans Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 11, 1968: Bayard T. Read Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 11, 1968: Eugene Arnold, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 12, 1968: Earl F. Meyers Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 12, 1968: Letter to U.S. Representative Harley Staggers from William McChesney Martin, Jr., Federal Reserve on proposed amendments to Investment Company Act and Investment Advisers Act
image pdf (Courtesy of the National Archives and Records Administration)
March 12, 1968: Memorandum of Conference between New York Stock Exchange representatives and the SEC Disclosure Study Group (Wheat Study)
transcript pdf (Government Records)
March 12, 1968: Singer Deane & Scribner Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 12, 1968: W. G. Simpson Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 13, 1968: N.K. Parker Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 14, 1968: John Barnard, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 14, 1968: John M. Butler Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 14, 1968: Seymour D. Schwarz Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 14, 1968: Thomas Lynch III Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 15, 1968: B.C. Mergentime Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 18, 1968: Louis Meyer, Jr. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 19, 1968: Bernard J. Koerselman Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 19, 1968: Letter to Lewis Gilbert from Charles Wampler, American Telephone & Telegraph regarding shareholder proposals
transcript pdf (Courtesy of National Archives and Records Administration)
March 19, 1968: N.R. Gilbert Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 19, 1968: Robert B. Rivel Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 19, 1968: Wilfred Godfrey Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 20, 1968: Sherman Ellsworth Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 21, 1968: Baker Watts & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 21, 1968: William J. Baumol and Burton Malkiel, Department of Economics, Princeton University, Comments on Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 22, 1968: The Round Table Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 25, 1968: Corporate Responsibility to the Investing Public - Remarks by Robert Haack, New York Stock Exchange
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 25, 1968: Letter from SEC Chairman Manuel Cohen to U.S. Representative W.S. Stuckey, Jr. responding to questions concerning mutual fund regulation
transcript pdf (Courtesy of the Lyndon B. Johnson Library and Museum)
March 25, 1968: Letter to Joseph Bernstein, SEC Division of Corporation Finance from Lewis Gilbert on proxy rules
transcript pdf (Courtesy of National Archives and Records Administration)
March 25, 1968: Memo from Frank J. Wilson to Committee on Internal Reorganization with background on review of Section 25 of Article III of Rules of Fair Practice
transcript pdf (Courtesy FINRA)
March 25, 1968: Michael F. Ling Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 25, 1968: Protest to Charles Wampler, American Telephone and Telegraph from Lewis Gilbert
transcript pdf (Courtesy of National Archives and Records Administration)
March 25, 1968: Ronald D. Lubash Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 26, 1968: Charles M. Rosenthal Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 26, 1968: Courts & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 26, 1968: George Draper Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 26, 1968: M.B. Pilcher Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: A. Lowrie Applegate Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Ad Hoc Committee of the Western Pennsylvania Investment Industry Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Cazenove & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Chas. W. Scranton & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: George W. Hopper Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Howard B. Dean Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Joseph W. Sener Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Mitchel Schreiber Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Paul Adelson Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: Robert G. Cabell Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 27, 1968: W.D. Fleming Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Alexander B. Johnson Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Arthur N. Honig Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Bernard E. Pollak Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Dale C. Tintsman Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: David J. Harris Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Harry C. Whittaker Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Loeb Rhoades & Co. Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: M.A. Welsch Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Newberger & Company Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: R.W. Cocchi Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)
March 28, 1968: Robert L. Cody Letter to SEC re Proposed Rule 10b-10
document pdf (Courtesy of Eugene Rotberg)

501 to 600 of 757 records

Page:

Papers

Permission for Use