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Papers

101 to 200 of 870 records

Page:
January 11, 1991
Reply to Gregory Wilson from Roger Porter
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 5, 1991
Treasury News - Modernizing the Financial System: Recommendations for Safer, More Competitive Banks
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 5, 1991
Treasury News - Secretary Nicholas F. Brady remarks to the press on financial services reform
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 7, 1991
Administration statements regarding the exclusivity clause
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 1991
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
March 12, 1991
Letter to Richard Darman, Office of Management and Budget from SEC Chairman Richard Breeden on exclusivity clause
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 14, 1991
Letter to Richard Darman, Office of Management and Budget from James Jones, American Stock Exchange
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 15, 1991
Letter to David Ruder from SEC Chairman Richard Breeden concerning proposed Futures Trading Practices Act amendment
image pdf (Courtesy of David S. Ruder)
March 15, 1991
Letter to U.S. Senator Donald Riegle from SEC Chairman Richard Breeden on impact of pending legislation on SEC
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
March 20, 1991
Letter to SEC Chairman Richard Breeden from U.S. Representatives Edward Markey and Matthew Rinaldo on limited partnership roll-ups
transcript pdf (Courtesy National Archives and Records Administration)
March 21, 1991
Letter from Robert Serino, Acting Chief Counsel, Comptroller of the Currency to U.S. Senator Patrick Leahy on Futures Trading Practices Act of 1991
transcript pdf (Anonymous)
March 22, 1991
Letter from Edward Yingling, American Bankers Association to U.S. Senator Jake Garn on Futures Trading Practices Act (S.207)
transcript pdf (Anonymous)
March 27, 1991
Letter to U.S. Senator Donald Riegle from Federal Reserve Chairman Alan Greenspan on regulation of swaps
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 1991
Reginald H. Howe v. Goldcorp Investments Ltd.: Brief of the Securities and Exchange Commission, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
April 2, 1991
Letter to Michael Boskin, Council of Economic Advisers from SEC Chairman Richard Breeden on Federal Reserve Chairman Alan Greenspan's view of exclusivity clause
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 4, 1991
Letter to U.S. Senator Donald Riegle from James Jones, American Stock Exchange on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 5, 1991
Letter to U.S. Senator Donald Riegle from Daniel Goelzer, Edward Greene and Harvey Pitt on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 5, 1991
Response to U.S. Senator Christopher Dodd from Robert Rubin, Goldman, Sachs & Co. on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 8, 1991
Letter from Bruce E. Thompson, Jr., Merrill Lynch to U.S. Senator Christopher Dodd on Futures Trading Practices Act (S.207)
transcript pdf (Anonymous)
April 8, 1991
Letter to U.S. Senator Donald Riegle from William Donaldson, New York Stock Exchange on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 8, 1991
Letter to U.S. Senator Patrick Leahy from L. William Seidman, Federal Deposit Insurance Corporation on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 8, 1991
Response to U.S. Senator Christopher Dodd from Gedale Horowitz, Securities Industry Association on Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 9, 1991
Letter to U.S. Senator Richard Lugar from Wendy Gramm, Commodity Futures Trading Commission with proposed changes to Futures Trading Practices Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 11, 1991
Letter to U.S. Senator Christopher Dodd from Federal Reserve Chairman Alan Greenspan on regulation of hybrid instruments
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
April 12, 1991
CFTC/SEC Dispute - Recent Action on the Hill
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 15, 1991
Letter from John Damgard, Futures Industry Association to U.S. Senator Donald W. Riegle, Jr. on Futures Trading Practices Act of 1991
transcript pdf (Anonymous)
April 18, 1991
Letter to President Bush from U.S. Representative Charles Schumer and Doug Barnard supporting banking reform legislation
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 1991
Reginald H. Howe v. Goldcorp Investments Ltd.: Supplemental Brief of the Securities and Exchange Commission, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
May 1, 1991
Request to President Bush from American Bankers Association, Mortgage Bankers Association of America, National Association of Home Builders, National Association of Realtors, National Council of Savings Institutions and U.S. League of Savings Institutions to ease credit crunch and support economic expansion
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 16, 1991
Letter to SEC Chairman Richard Breeden from U.S. Representative Edward Markey concerning national market system
transcript pdf (Courtesy of David S. Ruder)
May 16, 1991
Memo to C. Boyden Gray from Gene Schaerr on independent agency initiative
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 16, 1991
Memo to Vice President Dan Quayle from C. Boyden Gray on independent agency initiative
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 17, 1991
Memo to President Bush from C. Boyden Gray on White House control over independent agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 17, 1991
Memo to President Bush from Vice President Quayle on proposals to increase effectiveness and efficiency of regulation by independent agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 21, 1991
Letter to U.S. Representative Frank Annunzio from Governors Ray Mabus and Jim Edgar on interstate banking
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
May 24, 1991
Letter to U.S. Senator Donald Riegle from Governors George Sinner and Tommy Thompson on reform of federal deposit insurance system
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
May 24, 1991
Remarks of SEC Chairman Richard Breeden before Annual Meeting of Investment Company Insitute
transcript pdf (Courtesy of FINRA)
June 1991
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
June 1991
Problems and Controversy: The U.S. Banking System - Address by Eugene H. Rotberg
image pdf (Courtesy of Eugene H. Rotberg)
June 3, 1991
Acknowledgement to Mark Tipton, National Association of Home Builders from Roger Porter on recommendations of real estate industry
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 3, 1991
Letter to Chase Untermeyer from Philip Lochner on resignation as SEC Commissioner
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 13, 1991
Letter from William F. O'Connor, Chicago Board of Trade and John F. Sandner, Chicago Mercantile Exchange to Under Secretary for Finance Robert Glauber on Futures Trading Practices Act of 1991
transcript pdf (Anonymous)
June 16, 1991
Handwritten note to Philip Lochner from Chase Untermeyer
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 18, 1991
Memo to Clayton Yeutter, Republican National Committee from Kenneth Guenther, Independent Bankers Association of America on financial reform
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 24, 1991
Note to John Sununu from Clayton Yeutter with Kenneth Guenther memo
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 3, 1991
Letter to John Sununu from J. Morton Davis, D.H. Blair & Co. with copy of Capitalism Works!
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 9, 1991
Letter from Joyce Goldzman to Roberta Karmel Enclosing Minutes and Materials of the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
July 9, 1991
Letter from Joyce Goldzman to Roberta Karmel Enclosing Minutes and Materials of the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
July 11, 1991
Letter to C. Boyden Gray from Theodore Olson, Gibson Dunn & Crutcher on independent agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 11, 1991
Memo to Working Group on Deregulation from Nancy Mitchell, with financial services chapter
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 15, 1991
Talking points for C. Boyden Gray call to Senator Garn on banking bill
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 17, 1991
Memo for C. Boyden Gray from Robert Glauber on independent banking regulator
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 23, 1991
Letter from James Cheek to Roberta Karmel Regarding the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
July 23, 1991
Letter from James Cheek to Roberta Karmel Regarding the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
July 29, 1991
Investment Company Institute v. Michael Hatch, in his capacity as Commissioner of Commerce, and the State of Minnesota: Reply Brief
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
July 29, 1991
Investment Company Institute v. Michael Hatch, in his capacity as Commissioner of Commerce, and the State of Minnesota: Supplemental Appendix
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
July 30, 1991
Memorandum to President Bush from Chase Untermeyer for approval of J. Carter Beese, Jr. as SEC Commissioner
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 28, 1991
Annual 1990-91 Financial Statement to Orange County Board of Supervisors
image pdf (With permission of California State Archives)
September 1991
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
September 5, 1991
Letter to President Bush from Thomas Burbank, Louisiana State Employees' Retirement System in support of new SEC proxy rules
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 31, 1991
Letter from Roberta Karmel to Jame Cheek Regarding the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
July 31, 1991
Letter from Roberta Karmel to Jame Cheek Regarding the NYSE Legal Advisory Committee
document pdf (Courtesy of Roberta Karmel)
September 20, 1991
Comments to SEC from James Burk, New York Stock Exchange on proxy process proposals
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 20, 1991
Letter to Jonathan Katz, SEC from Stephen Turner and Allen Krowe, Texaco, Inc. on regulation of security holder communications
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 23, 1991
Reply to Thomas Burbank, Louisiana State Employees' Retirement System from Mary Beach, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 25, 1991
Protest to President George Bush from Bruce Atwater, General Mills, Inc. on SEC public disclosure proposals
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 30, 1991
57th Annual Report of the U.S. Securities and Exchange Commission
image pdf (Government Records)
October 1991
City of Holyoke Gas & Electric Department v. Securities and Exchange Commission: On Petition for Review of Orders of the Securities and Exchange Commission
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
October 8, 1991
White House appointment memorandum from Robert Robertson for John Carter Beese, Jr.
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 16, 1991
Chronology of Events involving Salomon Brothers
transcript pdf (Anonymous)
October 17, 1991
Bruce Atwater testimony to U.S. Senate Subcommittee on Securities
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 17, 1991
Shareholder Rights: The Role of the Federal Proxy Regulatory System - Testimony of SEC Chairman Richard Breeden to U.S. Senate Subcommittee on Securities
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 22, 1991
Letter to Jonathan Katz, SEC from James Heard and Nell Minow, Institutional Shareholder Services, Inc. on proposed regulation of security holder communications
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 28, 1991
Acknowledgement to Peter O'Donnell from President Bush on economic suggestions
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 29, 1991
Letter to U.S. Representative Mickey Edwards from C. Kendric Fergeson, National Bank of Commerce on banking reform bill
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
October 30, 1991
Draft letter to U.S. Senator Christopher Dodd from Secretary of the Treasury Nicholas Brady on Securities Investor Protection Act
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
November 4, 1991
Letter to President Bush from National Association of Manufacturers on economic recovery
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 7, 1991
Letter from Lewis Brothers, North American Securities Administrators Association, Inc. to U.S. Representative Glenn English on CFTC reauthorization legislation
transcript pdf (Anonymous)
November 8, 1991
Letter to John Sununu from Richard Reynolds on Real Estate Finance Association's proposals to revitalize economy
image pdf (Courtesy of George Bush Presidential Library and Museum)
December 1991
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
December 5, 1991
Acknowledgement to Roger Porter from Angelo Mozilo, Mortgage Bankers Association of America on meeting with real estate industry
image pdf (Courtesy of George Bush Presidential Library and Museum)
December 6, 1991
Letter to President Bush from U.S. Representative John Rhodes with letter from Kathy McNay on economic recession
image pdf (Courtesy of George Bush Presidential Library and Museum)
December 6, 1991
Short-Selling Activity in the Stock Market: Market Effects and the Need for Regulation (Part I) - Eleventh Report by the Committee on Government Operations
image pdf (Anonymous)
1992
NASD Annual Report

(Courtesy of FINRA)

1992
NASD Notices to Members

(Courtesy of FINRA)

1992
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1992
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 6, 1992
Letter to U.S. Securities and Exchange Commission from Devon Energy Corporation on reform of proxy process
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 7, 1992
Memo for Tim Flanigan from C. Boyden Gray on independent agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 13, 1992
Draft SEC Press Release: Statement by Richard Breeden on executive compensation
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
February 20, 1992
Statement of David Lee, The Investment Counsel Association of America before U.S. Senate Subcommittee on Securities on proposals to increase supervision of investment advisors
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 20, 1992
Statement of Matthew Fink, Investment Company Institute before U.S. Senate Subcommittee on Securities on proposals to increase supervision of investment advisors
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 25, 1992
Letter to U.S. Senator Lloyd Bentsen from Cory Strupp, JP Morgan on mark-to-market rule
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 26, 1992
Memo from James R. Doty to the General Counsel's Office on the appointment of Eric Summergrad as Principal Assistant General Counsel
image pdf (Courtesy of the Summergrad Family)
March 1992
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
March 1992
Russell Henderson et al. v. Scientific-Atlanta, Inc.: Brief for the United States and SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
March 3, 1992
Reply to U.S. Representative John Boehner from Mary Beach, SEC on proxy proposals
image pdf (Courtesy of National Archives)
March 6, 1992
Letter from U.S. Representative John Dingell to SEC Chairman Richard Breeden on inquiry into payment for order flow
transcript pdf (Anonymous)
March 18, 1992
Letter to SEC Chairman Richard Breeden from James Carty, National Association of Manufacturers on stock option valuation
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 20, 1992
Letter to Vice President Quayle from SEC Chairman Richard Breeden with proposed Small Business Incentive Act of 1992
image pdf (Courtesy of George Bush Presidential Library and Museum)

101 to 200 of 870 records

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