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October 18, 1993
Memo for Robert Rubin from Ellen Seidman on meeting with CEOs from Association of Reserve City Bankers
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
October 18, 1993
Statement by SEC Chairman Arthur Levitt regarding political contributions to state and local officials and candidates
transcript pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
October 18, 1993
Statement of initiative regarding political contributions to state and local officials and candidates
transcript pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
October 20, 1993
Reply from Representative John Dingell to John Reed
image pdf (JT Ball Collection, University of Mississippi)
October 22, 1993
Letter from Walter Schuetze, SEC Chief Accountant to Senator Christopher Dodd on hearing on accounting for employee stock options
image pdf (JT Ball Collection, University of Mississippi)
October 28, 1993
Statement of Sheila C. Bair, Acting Chairman, Commodity Futures Trading Commission on bank derivative activities
image pdf (Anonymous)
October 28, 1993
Testimony of Marianne K. Smythe, Director, SEC Division of Investment Management concerning Small Business Incentive Act of 1993
image pdf (Anonymous)
November 1993
SEC Telephone Directory
image pdf (Courtesy of FINRA)
November 2, 1993
Constituent letter from U.S. Representative Richard Armey on municipal securities regulation
transcript pdf (Richard K. Armey Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
November 10, 1993
Response from Dennis Beresford, Financial Accounting Standards Board to Walter Schuetze, SEC Chief Accountant to issues raised by John Reed
image pdf (JT Ball Collection, University of Mississippi)
November 10, 1993
Testimony of SEC Chairman Arthur Levitt, Jr. concerning the investment company industry before the Senate Subcommittee on Securities
image pdf (With permission of Arthur Levitt Papers, Rare Book & Manuscript Library, Columbia University in the City of New York)
November 11, 1993
Introduction by U.S. Representative Edward Markey of Telecommunications and Financial Services Fair Trade Act of 1993
transcript pdf (Anonymous)
November 12, 1993
Memo for Robert Rubin from Ellen Seidman on bank regulator consolidation
transcript pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
November 17, 1993
Release: Senator Lieberman Calls for S.E.C. Action on Stock Options
image pdf (JT Ball Collection, University of Mississippi)
November 17, 1993
Statement of Senator Joseph Lieberman on Stock Options - The Equity Expansion Act of 1993
image pdf (JT Ball Collection, University of Mississippi)
November 30, 1993
Letter from U.S. Senators to SEC Chairman Arthur Levitt with concerns on FASB accounting for employee stock options
image pdf (JT Ball Collection, University of Mississippi)
December 1, 1993
Memo for President Clinton from Mark Gearan with interview storylines
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
December 1993
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
December 6, 1993
Letter from Patricia McConnell, Association for Investment Management and Research to Senator Joseph Lieberman on accounting for employee stock options
image pdf (JT Ball Collection, University of Mississippi)
December 20, 1993
Letter from Joseph R. Hardiman, The Nasdaq Stock Market to U.S. Senators Christopher Dodd and Pete Domenici on the effect of abusive litigation on the stock market
image pdf (Anonymous)
December 27, 1993
Memo for President Clinton from Robert Rubin with year-end thoughts on National Economic Council
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
1994
Directors, Management and Auditors - Allies in Protecting Shareholder Interests
image pdf (Anonymous)
1994
Government Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1994
MBS Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1994
NASD Annual Report
image pdf (Courtesy FINRA)
1994
NASD Notices to Members

(Courtesy of FINRA)

1994
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1994
Summary Report of the AICPA Special Committee on Financial Reporting (Jenkins Committee)
image pdf (Courtesy of George P. Fritz)
1994
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 10, 1994
Letter from SEC Chairman Arthur Levitt to Senator David Boren on FASB consideration of accounting for employee stock options
image pdf (JT Ball Collection, University of Mississippi)
January 11, 1994
A Mountain or a Molehill? - Remarks by Walter Schuetze, SEC Chief Accountant to AICPA
image pdf (JT Ball Collection, University of Mississippi)
January 12, 1994
Neutrality of Accounting Standards - Remarks by SEC Commissioner Richard Y. Roberts to AICPA Conference
transcript pdf (JT Ball Collection, University of Mississippi)
January 21, 1994
Constituent letter from U.S. Representative Richard Armey on Securities Private Enforcement Reform Act
transcript pdf (Richard K. Armey Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 27, 1994
Constituent letter from U.S. Representative Richard Armey on Financial Accounting Standards Board proposal on stock options
transcript pdf (Richard K. Armey Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 28, 1994
Letter from Malcolm S. Forbes, Jr. to Dennis Beresford, Financial Accounting Standards Board
image pdf (JT Ball Collection, University of Mississippi)
February 4, 1994
Letter to President Clinton from North Carolina State Treasurer Harlan Boyles
transcript pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
February 7, 1994
Letter from A.A. Sommer, Jr., Public Oversight Board to Senator Christopher Dodd on hearing on accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
February 11, 1994
"Market 2000 and International Capital Markets" - Remarks of SEC Commissioner J. Carter Beese, Jr., Promethee/Matif Conference
image pdf (Courtesy of Stuart Kaswell)
February 15, 1994
Regulatory Consolidation Key Factual Background - Draft
transcript pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
February 16, 1994
Oral Statement of Richard Fuscone, Merrill Lynch on Orange County before California Special Committee on Local Government Investments
image pdf (With permission of California State Archives)
February 23, 1994
Memo for President Clinton from Lloyd Bentsen on Federal Reserve role in bank regulatory consolidation
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
February 24, 1994
Memo from Ellen Seidman with proposed reply to Harlan Boyles
transcript pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
February 28, 1994
"Derivatives: Regulatory Concern, Not Panic" - Remarks of SEC Commissioner Richard Y. Roberts
image pdf (Anonymous)
March 1, 1994
Memo on March 25th Silicon Valley Employee Stock Option Rally
image pdf (JT Ball Collection, University of Mississippi)
March 1994
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
March 3, 1994
Memo for Gene Sperling on community development bank and financial institutions legislation
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
March 9, 1994
Opening statement for SEC Chairman Arthur Levitt on market-sponsored disclosure and obligations
transcript pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
March 9, 1994
SEC Interpretive Release Relating to Disclosure Obligations of Municipal Securities Issuers and Others
image pdf (Courtesy of Municipal Securities Rulemaking Board)
March 10, 1994
Congratulatory letter to SEC Chairman Arthur Levitt from John Fogarty on clean-up of municipal contributions
image pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
March 14, 1994
Letter from Robert W. Holleyman II, Business Software Alliance to Representative John Dingell opposing changes in accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
March 15, 1994
Letter from U.S. Senators Pete Domenici and Christopher Dodd to Craig Goettsch, North American Securities Administrators Association on the Securities Private Enforcement and Integrity in Financial Disclosures Act of 1994
transcript pdf (Anonymous)
March 22, 1994
Letter from Senator Robert Bennett to Dennis Beresford, Financial Accounting Standards Board opposing changes in accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
March 25, 1994
Remarks by SEC Commissioner J. Carter Beese, Jr. before the American Stock Exchange 14th Annual Options and Derivatives Colloquium
image pdf (Anonymous)
March 28, 1994
Reply from Representative John Dingell to Robert W. Holleyman II, Business Software Alliance
image pdf (JT Ball Collection, University of Mississippi)
March 31, 1994
Letter from Dennis Beresford, Financial Accounting Standards Board to Senator John Kerry with "plain English" responses on accounting for stock-based compensation
image pdf (JT Ball Collection, University of Mississippi)
April 6, 1994
Opening statement of SEC Chairman Arthur Levitt at open meeting on municipal securities markets
image pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
April 6, 1994
Reply from Dennis Beresford, Financial Accounting Standards Board to Senator Robert Bennett
image pdf (JT Ball Collection, University of Mississippi)
April 7, 1994
Letter from Jeffrey Seltzer, Securities Industry Association to Brandon Becker, SEC Division of Market Regulation on supervisory oversight of OTC derivatives
transcript pdf (Anonymous)
April 8, 1994
"Market 2000: Regulating for the Future" - Remarks of SEC Commissioner J. Carter Beese, Jr., Philadelphia Stock Exchange Board of Governors Conference
image pdf (Courtesy of Stuart Kaswell)
April 9, 1994
"Derivatives: Regulatory Oversight for Plan Sponsors and Advisors" - Remarks of SEC Commissioner J. Carter Beese, Jr.
image pdf (Anonymous)
April 12, 1994
Letter from Senator Joseph Lieberman to Dennis Beresford, Financial Accounting Standards Board regarding field test of accounting for stock-based options
image pdf (JT Ball Collection, University of Mississippi)
April 13, 1994
Letter from Richard Phillips to Senator Donald Riegle with American Bar Association Section of Business Law statement on proposed legislation on accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
April 13, 1994
Memo on U.S. House of Representatives Hearing on HR 3447 - The Securities Regulatory Equality Act of 1993
transcript pdf (Anonymous)
April 13, 1994
Stock Option Accounting: A Common Sense Approach - Remarks by SEC Commissioner J. Carter Beese, Jr.
image pdf (JT Ball Collection, University of Mississippi)
April 14, 1994
Statement of Matthew P. Fink, Investment Company Institute at hearing on H.R. 3447 "The Securities Regulatory Equality Act of 1993"
image pdf (Anonymous)
April 18, 1994
Memo from Christopher F. Edley, Jr.: Whither Bank Agency Consolidation?
image pdf (Courtesy of the William J. Clinton Presidential Library & Museum)
April 19, 1994
Letter from Dennis Beresford, Financial Accounting Standards Board to Representative Christopher Cox requesting meeting to discuss accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
April 21, 1994
"What's Left on the Plate from 1993" - Remarks of SEC Commissioner Richard Y. Roberts, National Regulatory Services Supervision/Compliance Conference
image pdf (Courtesy of Stuart Kaswell)
April 26, 1994
Reply from Dennis Beresford, Financial Accounting Standards Board to Senator Joseph Lieberman regarding field test
image pdf (JT Ball Collection, University of Mississippi)
April 27, 1994
Letter from Dennis Beresford, Financial Accounting Standards Board to H.B. Atwater, Jr., General Mills on status of changes in accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
April 28, 1994
"Recent Derivatives Regulatory Developments" - Remarks of SEC Commissioner Richard Y. Roberts
image pdf (Anonymous)
April 28, 1994
Letter from U.S. Representative Edward Markey to SEC Chairman Arthur Levitt on accounting rules for employee stock options
transcript pdf (JT Ball Collection, University of Mississippi)
April 29, 1994
"Derivatives at the Crossroads" - Remarks of SEC Commissioner J. Carter Beese, Jr.
image pdf (Anonymous)
May 1994
Appraisal Standards for Land-Secured Financings - California Debt Advisory Commission
image pdf (Courtesy of Municipal Securities Rulemaking Board)
May 1994
The Large Firm Project: A Review of Hiring, Retention and Supervisory Practices - Report by the SEC Divisions of Market Regulation and Enforcement
image pdf (Anonymous)
May 5, 1994
Text of Congressional Record: Amendment No. 1668, submitted by Senator Joseph Lieberman, to Bill S. 783 on accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
May 6, 1994
Remarks by SEC Chairman Arthur Levitt to National Association of Bond Lawyers
image pdf (With permission of Arthur Levitt Papers, Columbia University in the City of New York)
May 10, 1994
"Managing Derivatives Use in the 1990s" - Remarks of SEC Commissioner J. Carter Beese, Jr.
image pdf (Anonymous)
May 10, 1994
Testimony of Richard C. Breeden concerning supervision of derivatives markets
image pdf (Anonymous)
May 12, 1994
Abandonment of the Private Right of Action for Aiding and Abetting Securities Fraud/Staff Report on Private Securities Litigation - Hearing before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, U.S. Senate
image pdf (Courtesy of Stuart J. Kaswell)
May 12, 1994
Statement by U.S. Senator Howard Metzenbaum on the Supreme Court's Central Bank of Denver decision
image pdf (Anonymous)
May 13, 1994
Letter from Senator John McCain to T.J. Rodgers, Cypress Semiconductor Corporation on status of accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
May 13, 1994
Sample letter from Dennis Beresford, Financial Accounting Standards Board to U.S. Congress on legislative concerns with proposed accounting standard for stock options
image pdf (JT Ball Collection, University of Mississippi)
May 17, 1994
"OTC Derivatives: Key Regulatory Developments in the U.S." - Remarks of SEC Commissioner J. Carter Beese, Jr.
image pdf (Anonymous)
May 25, 1994
Letter from SEC Chairman Arthur Levitt to Representative Edward Markey on social and economic consequences of proposed accounting standards
image pdf (JT Ball Collection, University of Mississippi)
May 25, 1994
Testimony of SEC Chairman Arthur Levitt concerning derivative financial instruments
image pdf (Anonymous)
May 31, 1994
Letter to Thomas Riley, Orange County Board of Supervisors from John Moorlach, candidate for Orange County Treasurer-Tax Collector on performance of Robert Citron
transcript pdf (With permission of California State Archives)
June 1994
Final Report of the SEC Government-Business Forum on Small Business Capital Formation
document pdf (Courtesy of Richard Rowe)
June 1, 1994
Letter from Secretary of Labor Robert Reich to U.S. Senator Alphonse D'Amato on prohibited transaction provisions of ERISA
transcript pdf (Anonymous)
June 1994
MSRB Reports
image pdf (Courtesy of The Municipal Securities Rulemaking Board)
June 1994
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
June 9, 1994
Letter from Dennis Beresford, Financial Accounting Standards Board to Senators Barbara Boxer and Joseph Lieberman on delay of final FASB stock compensation proposal
image pdf (JT Ball Collection, University of Mississippi)
June 14, 1994
Testimony of Brandon Becker, SEC Division of Market Regulation concerning derivative financial instruments
image pdf (Anonymous)
June 22, 1994
Testimony of Brandon Becker, SEC Division of Market Regulation regarding the Market 2000 Report and the Unlisted Trading Privileges Act of 1994 before the Subcommittee on Telecommunications and Finance, U.S. House of Representatives Committee on Energy and
image pdf (Courtesy of Stuart Kaswell)
June 23, 1994
Testimony of Eugene H. Rotberg before the U.S. House of Representatives Committee on Banking, Finance and Urban Affairs on derivatives markets
image pdf (Courtesy of Eugene H. Rotberg)
June 24, 1994
Letter from Kathryn Fulton, SEC Office of Legislative Affairs to Elisse Hoffman and Timothy Forde, Counsel, U.S. House of Representatives Subcommittee on Telecommunications and Finance with timeline of bank securities activities.
image pdf (Anonymous)
June 30, 1994
Letter from Representative David Skaggs to Dennis Beresford, Financial Accounting Standards Board on potential impact of proposed FASB regulations on accounting for stock options
image pdf (JT Ball Collection, University of Mississippi)
July 20, 1994
"SEC Concerns with Municipal Derivatives" - Remarks of SEC Commissioner Richard Y. Roberts
image pdf (Anonymous)
July 28, 1994
Letter from U.S. Representative Edward Markey to William Donaldson, New York Stock Exchange on compliance with Telephone Consumer Protection Act of 1991
transcript pdf (Anonymous)
August 23, 1994
Letter to The Washington Post in tribute to Orval DuBois, from Herbert B. Cohn, John F. Davis, Dorothy T. and Henry G. Fischer, Phyllis and Milton V. Freeman, David Ginsburg, Harry Heller and Gerald W. Siegel
document pdf (Courtesy of Karl Smeltzer)

301 to 400 of 870 records

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