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March 11, 1975: Letter from SEC Chairman Ray Garrett, Jr. to James J. Needham, New York Stock Exchange, on a central market system
transcript pdf (Courtesy of the National Archives and Records Administration)
March 14, 1975: "Further Thoughts on 'Going Private'" - Address by SEC Commissioner A.A. Sommer, Jr. to Detroit Institute for Continuing Legal Education, Second Annual Securities Seminar
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 14, 1975: "To Create a Fair Field of Competition," Address by SEC Commissioner John R. Evans to Midwest Stock Exchange
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 14, 1975: Note to Speaker of the House Carl Albert from William Buechner with floor speech of U.S. Representative Henry Reuss on Federal Reserve easing of monetary policy
transcript pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
March 17, 1975: Letter from Lee Pickard, SEC to James J. Needham, New York Stock Exchange, on negotiated commission rates
transcript pdf (Courtesy of the National Archives and Records Administration)
March 17, 1975: Letter from SEC Chairman Ray Garrett, Jr. to Kenneth R. Cole, Jr. on the Civil Rights Commission report
image pdf (Courtesy of the Gerald R. Ford Library)
March 18, 1975: "Keep Your Eye on the Donut" - Address by SEC Commissioner A.A. Sommer, Jr. to the National Association of Accountants
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 18, 1975: Statement of the Honorable Ray Garrett, Jr., Chairman, Securities and Exchange Commission, before the Subcommittee on Consumer Protection and Finance of the House Committee on Interstate and Foreign Commerce on H.R. 4457 - Creating a National Market Board
transcript pdf (Courtesy of Harvey L. Pitt)
March 19, 1975: Letter from David Doherty, SEC to Thomas McBride, Department of Justice requesting access to information of misuse of funds of American Airlines, Braniff Airways, Carnation, Diamond International, Gulf Energy-Development, Flying Tiger Line, Continental Airlines and Greyhound
transcript pdf (Courtesy of the National Archives and Records Administration)
March 20, 1975: "Approaching May Day," Address by Lee A. Pickard, Director, SEC Division of Market Regulation, to The Bond Club of Buffalo
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 20, 1975: "The Markets: Nationalization or Centralization?" - Address by SEC Chairman Ray Garrett, Jr. to the New York Chamber of Commerce
image pdf (Government Records)
March 21, 1975: Letter to Speaker of the House Carl Albert from Virgil Smith, Farmers State Bank opposing financial reform package
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
April 1975: NASD Newsletter
image pdf (Courtesy FINRA)
April 3-4, 1975: "Where Are We Now - U.S. Law" - Outline of Talk by SEC Chairman Ray Garrett, Jr. to the Second International Securities Law Conference
transcript pdf (Courtesy of Harvey L. Pitt)
April 8, 1975: Letter to Speaker of the House Carl Albert from Richard Wade opposing expansion of SEC power
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
April 11, 1975: Letter from Arthur F. Burns, Federal Reserve to SEC Chairman Ray Garrett, Jr. on bank disclosure
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
April 14, 1975: "Disclosure and Corporate Management" - Address by SEC Chairman Ray Garrett, Jr. to the Wharton Graduate Business School Club and the Harvard Business School Club, New York
image pdf (Government Records)
April 15, 1975: "Zero Minus Sixteen and Counting," Address by SEC Commissioner John R. Evans to Security Traders Association of Connecticut
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 17, 1975: "Another Look at Insider Trading" - Address by SEC Commissioner A.A. Sommer, Jr. to the Southwestern Legal Foundation Symposium on Securities Regulation
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 18, 1975: Letter to Speaker of the House Carl Albert from Howard Jacobs requesting timely passage of securities industry bill
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
April 18, 1975: Testimony of SEC Commissioner John R. Evans before the Subcommittee on Consumer Protection and Finance of the House of Representatives Committee on Interstate and Foreign Commerce Concerning H.R. 4570
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 23, 1975: Letter to Howard Jacobs from Speaker of the House Carl Albert on scheduling of vote on securities industry bill
transcript pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
April 24, 1975: Letter from Donald I. Baker, U.S. Department of Justice, to SEC Chairman Ray Garrett, Jr. on the New York Stock Exchange's proposed amendments to Rule 394
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 26, 1975: John C. Burton - "Payments Outside the Corporate Accountability System: A Problem for Management, Auditors and Society"
document pdf (Government Records)
April 28, 1975: Memo from Theodore C. Barreaux, SEC to Philip Buchen on Presidential bill signing ceremony for the Securities Reform Act of 1975
image pdf (Courtesy of the Gerald R. Ford Library)
April 29, 1975: Memo from Philip Buchen to Warren Rustand on proposed May 3 bill signing ceremony
image pdf (Courtesy of the Gerald R. Ford Library)
May 5, 1975: Letter from Arthur F. Burns, Federal Reserve to U.S. Senator Thomas J. McIntyre on bank disclosure
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
May 5, 1975: Memo to SEC Chairman from Office of General Counsel regarding hearings on disclosure of socially significant information
transcript pdf (Courtesy of National Archives and Records Administration)
May 7, 1975: Letter from James E. Smith, Comptroller of the Currency, to SEC Chairman Ray Garrett, Jr. on bank disclosure
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
May 7, 1975: Memo to SEC Chairman from Office of General Counsel on disclosure of affirmative action plans
transcript pdf (Courtesy of National Archives and Records Administration)
May 14, 1975: "Have We Learned Anything?" - Remarks by SEC Commissioner A.A. Sommer, Jr. to the Investment Company Institute
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 15, 1975: "Can the SEC Help Capital Markets?" - Remarks by SEC Commissioner A.A. Sommer, Jr. to The Conference Board
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 15, 1975: "The New Breath of Competition" - Remarks by SEC Commissioner A.A. Sommer, Jr. to the Seminar on the Analysis of Securities Prices
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 15, 1975: "Truth or Consequences," Address by SEC Commissioner John R. Evans to the Securities Cooperative Enforcement Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 16, 1975: Letter from Carl L. Shipley to SEC Commissioner John R. Evans on "Truth and Consequences"
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 19, 1975: Letter from U.S. Senator Harrison A. Williams, Jr. to SEC Chairman Ray Garrett, Jr. decrying SEC actions on Rule 394
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 20, 1975: Reply Letter from SEC Chairman Ray Garrett, Jr. to U.S. Senator Harrison A. Williams, Jr. defending SEC actions on Rule 394
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 20, 1975: Statement of Ray Garrett, Jr., Chairman, before the Subcommittee on State, Justice and Commerce, the Judiciary and Related Agencies, House Committee on Appropriations, for SEC activities and financial requirements
transcript pdf (Courtesy of Harvey L. Pitt)
May 22, 1975: "The Stepchild" - Speech by SEC Commissioner A.A. Sommer, Jr. to PLI
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 22, 1975: Letter from SEC Commissioner John R. Evans to U.S. Senator Harrison A. Williams, Jr. defending his comments on Rule 394
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 22, 1975: Letter from U.S. Senator Harrison A. Williams, Jr. to SEC Chairman Ray Garrett, Jr. reiterating his concerns on SEC actions on Rule 394
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 23, 1975: Letter from SEC Chairman Ray Garrett, Jr. to President Ford on reducing agency costs
image pdf (Courtesy of the Gerald R. Ford Library)
May 27, 1975: "Interim Reflections on Mayday" - Remarks by SEC Commissioner A.A. Sommer, Jr. to the Maryland Securities Bar Club
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 27, 1975: Letter to Conrad Sterrett, Shearson Hayden Stone, Inc. from Richard Brandes, Standard & Poor's Corporation on value of a defaulted municipal bond
transcript pdf (Courtesy of National Archives and Records Administration)
May 28, 1975: "Negotiated Rates: The Initial Experience" - Address by SEC Chairman Ray Garrett, Jr. to the New York Society of Security Analysts
image pdf (Government Records)
May 28, 1975: "Proper Regulation Requires Understanding and Communication," Address by SEC Commissioner John R. Evans to Western Stock Transfer Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 28, 1975: Memo for the President from James M. Frey, Office of Management and Budget, on Securities Act Amendments of 1975
image pdf (Courtesy of the Gerald R. Ford Library)
May 29, 1975: "Should Bank Investors Know," Address by SEC Commissioner John R. Evans to Cooperative Securities Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 30, 1975: Memo from Jim Cannon to President Ford on Securities Act Amendments of 1975
image pdf (Courtesy of the Gerald R. Ford Library)
June 3, 1975: Memo from William Baroody to Philip Buchen on conversation with SEC Chairman Garrett
image pdf (Courtesy of the Gerald R. Ford Library)
June 4, 1975: Memo to Westinghouse managers from R.E. Kirby on foreign payments
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
June 4, 1975: Public Law 94-29, 94th Congress - Securities Acts Amendments of 1975
image pdf (Courtesy of the Library of Congress)
June 5, 1975: "Financial Reporting in a Troubled Industry" - Remarks by SEC Commissioner A.A. Sommer, Jr. to the National Association of Real Estate Investment Trust's Annual Accounting and Tax Conference
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 5, 1975: Letter to Glenn Payne, SEC Division of Corporation Finance from Thomas D' Allesandro, Willkie Farr & Gallagher on tax-exempt municipal trust
transcript pdf (Courtesy of National Archives and Records Administration)
June 6, 1975: WPPSS News Release: WPPSS Authorizes $50 Million Bond Sale
image pdf (Courtesy of Washington State Archives)
June 9, 1975: Letter to Clayton Brown, Van Kampen Wauterlek & Brown, Inc. from Richard Brandes, Standard & Poor's Corporation on defaulted municipal bonds
transcript pdf (Courtesy of National Archives and Records Administration)
June 10, 1975: Issue paper on SEC/bank dispute concerning required disclosure in bank holding company registration statements
image pdf (Courtesy of the Gerald R. Ford Library)
June 11, 1975: Letter from SEC Commissioner John Evans to Jack Bookey, SEC Seattle Regional Administrator
document pdf (Courtesy of the estate of John Evans)
June 12, 1975: Memorandum from the SEC Office of Economic Research to the Commission regarding Distribution of Volume Among Exchanges during the month of May (1975)
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 13, 1975: "A Keynote Address - Of Sorts" - Address by SEC Commissioner A.A. Sommer, Jr. to the ABA Federal Regulation of Securities Committee Symposium
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 13, 1975: Letter from Bruce Alan Mann to Quinton F. Seamons on SEC Commissioner John R. Evans's comments on disclosure
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 17, 1975: Testimony of Commisssioner Philip A. Loomis, Jr., SEC, before the Subcommittee on International Economic Policy of the House Committee on International Relations
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 23, 1975: John C. Burton - Speech for the California Society of CPAs
document pdf (Government Records)
June 24, 1975: "The Limits of Disclosure" - Remarks by SEC Commissioner A.A. Sommer, Jr. to the Wharton-AICPA Advanced Management Program for CPA Firm Partners
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 25, 1975: Memo to C.R. Foleen from David J. Anderson on Bonneville Power Administration-WPPSS Relationship
transcript pdf (Courtesy of National Archives and Records Administration)
June 26, 1975: Department of Treasury News: Statement of William Simon, Secretary of the Treasury on New York's financial crisis
image pdf (Courtesy of National Archives and Records Administration)
June 27, 1975: "Homily on the Glories of Right Conduct and the Wages of Sin" - Address by SEC Chairman Ray Garrett, Jr. to the American Society of Corporate Secretaries
image pdf (Government Records)
June 27, 1975: Invitation letter from President Ford to SEC Chairman Ray Garrett, Jr. to attend July 9th meeting of independent regulatory agencies
transcript pdf (Courtesy of the Gerald R. Ford Library)
June 27, 1975: Invitation letter from Roderick M. Hills, White House to Laurence E. Nerheim, SEC to attend July 3rd meeting of General Counsels of independent regulatory agencies
transcript pdf (Courtesy of the Gerald R. Ford Library)
June 30, 1975: 41st Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
June 30, 1975: Letter to Craig Sparks, SEC from Pierre de Saint Phalle, Davis Polk & Wardwell on insured bond funds
transcript pdf (Courtesy of National Archives and Records Administration)
July 2, 1975: Report from Ronald Wendel on Bonneville Power Administration personnel involved in developing and coordinating execution of WPPSS option and services agreement
transcript pdf (Courtesy of National Archives and Records Administration)
July 3, 1975: WPPSS News Release: WPPSS Sets Date for Sale of $100 Million Bond Issue
image pdf (Courtesy of Washington State Archives)
July 7, 1975: Letter from Richard H. Rowe, SEC Division of Corporation Finance, to Morris D. Crawford, Jr., The Bowery Savings Bank, on First Mortgage Investors
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
July 16, 1975: Statement of the Honorable Ray Garrett, Jr., SEC Chairman, before the Senate Committee on Banking, Housing and Urban Affairs, on disclosure by banks and bank holding companies in connection with the public distribution of their securities.
transcript pdf (Courtesy of Harvey L. Pitt)
July 17, 1975: Letter from SEC Chairman Ray Garrett, Jr. to Charles A. Cooper, Committee on Foreign Investments in the United States, Department of the Treasury, on accounting practices
transcript pdf (Courtesy of the Gerald R. Ford Library)
July 18, 1975: WPPSS News Release: New Date Set for $100 Million WPPSS Bond Sale
image pdf (Courtesy of Washington State Archives)
July 21, 1975: "Crisis and the Corporate Community" - Address by SEC Commissioner A.A. Sommer, Jr. to the Midwest Securities Commissioners Association Conference
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 21, 1975: Memo from Harvey L. Pitt, SEC to Roderick M. Hills, White House on application of Federal securities laws to the Arab boycott
image pdf (Courtesy of the Gerald R. Ford Library)
July 22, 1975: Statement of the Honorable Ray Garrett, Jr., Chairman, Securities and Exchange Commission, before the Subcommittee on International Finance of the Senate Committee on Banking, Housing and Urban Affairs on S.425 - Foreign Investment Act of 1975
transcript pdf (Courtesy of Harvey L. Pitt)
July 24, 1975: WPPSS News Release: WPPSS Sells $100 Million in Revenue Bonds
image pdf (Courtesy of Washington State Archives)
July 25, 1975: Memo from Paul Gonson to the SEC Commission on suspension of former SEC Chairman Cook from practice of law by the Nebraska Supreme Court
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 31, 1975: Letter from John R. McMillan, Reserve Oil and Gas Company, to the SEC on Rule 394
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 1, 1975: Letter from Harry J. Volk, Union Bancorp, to SEC Commissioner John R. Evans on Rule 394
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 5, 1975: Letter from SEC Chairman Ray Garrett, Jr. to President Ford on Securities Investor Protection Corporation
transcript pdf (Courtesy of the Gerald R. Ford Library)
August 7, 1975: Invitation from the Northern Chapter of the Virginia Society of Certified Public Accountants to SEC Commissioner John R. Evans to speak at the chapter's September 9th meeting
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 8, 1975: Telegram from William T. Ylvisaker, Chairman and CEO, Gould, Inc. to SEC Commissioner John R. Evans to endorse the maintenance of Rule 394 of the New York Stock Exchange
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 11, 1975: Letter from David Doherty, SEC to Thomas McBride, Department of Justice requesting access to information on misuse of Tenneco Oil funds
transcript pdf (Courtesy of the National Archives and Records Administration)
August 12, 1975: "Disclosure Through a Glass Darkly," Address by SEC Commissioner John R. Evans to American Bar Association Annual Meeting
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 14, 1975: Letter from Donald E. Weeden, Weeden & Co., to SEC on Rule 394
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 19, 1975: Letter from Charles F. Rogers, Jr. to Theodore Barreaux seeking employment at the SEC
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
August 20, 1975: Letter from Theodore Barreaux to Richard L. Still, U.S. House of Representatives on employment request from Charles F. Rogers, Jr.
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
August 21, 1975: SEC notice of proposed amendments to Regulation S-X to require disclosure of certain replacement cost data in notes to financial statements
transcript pdf (Courtesy of the Gerald R. Ford Library)
August 22, 1975: Letter from Theodore Barreaux to Charles F. Rogers, Jr.
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
August 25, 1975: Letter from John Burton, SEC to L. William Seidman on proposed amendments to Regulation S-X
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
September 2, 1975: Letter from Harvey Rowen to Denis Rice re NASD Anti-Competitive Conduct
document pdf (Courtesy of Roberta Karmel)
September 2, 1975: Letter from Harvey Rowen to Denis Rice re NASD Anti-Competitive Conduct
document pdf (Courtesy of Roberta Karmel)
September 3, 1975: Letter from SEC Commissioner John Evans to George W. Mitchell, Vice Chairman, Board of Governors of the Federal Reserve System
document pdf (Courtesy of the estate of John Evans)
September 5, 1975: Letter from U.S. Representative John E. Moss to SEC Chairman Ray Garrett, Jr. on the SEC's implementation of the Securities Acts Amendments of 1975
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 8, 1975: "Future Securities Markets - Reform, Not Revolution" - Address by SEC Chairman Ray Garrett, Jr. to the North American Securities Administrators Association
image pdf (Government Records)

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