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February 2, 1976: Letter to Speaker of the House Carl Albert from SEC Chief Accountant John Burton on accounting rules
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
February 2, 1976: SEC Release: Appointment of Advisory Committee on Corporate Disclosure
transcript pdf (Courtesy of the National Archives and Records Administration)
February 2, 1976: Welcome letter from A.A. Sommer, Jr. to members of Advisory Committee on Corporate Disclosure
transcript pdf (Courtesy of the National Archives and Records Administration)
February 5, 1976: "Some Reflections on Competition and the National Market System" - Address by SEC Commissioner Philip A. Loomis, Jr. at the Denver Institutional Securities Conference
image pdf (Government Records)
February 9, 1976: Letter from Irving Wolff to Irma Mason, with TMT Trailer Ferry, Inc. stock claim letter to Kathleen Policastro
image pdf (Malcolm Mason Papers, with permission of Jan Freundschuh)
February 9, 1976: Letter to Hasbrouck Miller, American Express from Peter Romeo, SEC regarding proposal from Evelyn Y. Davis
transcript pdf (Courtesy of National Archives and Records Administration)
February 10, 1976: "Securities Market Reform: A Time to Pause" - Remarks by James J. Needham, New York Stock Exchange, Inc. at the 10th Annual Executive Update
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2009 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives)
February 10, 1976: Letter from SEC Chairman Roderick M. Hills to President Ford in support of government initiative against unlawful foreign payments
image pdf (Courtesy of the Gerald R. Ford Library)
February 11, 1976: Notice to SEC from Lockheed Aircraft Corporation of response to shareholder proposal
image pdf (Courtesy of National Archives)
February 13, 1976: Letter from Arthur F. Burns, Federal Reserve to SEC Commission on interpretive statement for transfers or exchanges in non-arm's length transactions
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
February 16, 1976: "Business Ethics and the Free Enterprise System," Remarks by SEC Commissioner A. A. Sommer, Jr. to the National Association of Truck Stop Operators Seminar
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 17, 1976: "The Disclosure Study: What Is It?," Remarks by SEC Commissioner A.A. Sommer, Jr. to the Midwest Securities Administrators
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 17, 1976: Democracy and the Planned Economy - Friends or Foes? Address by SEC Chairman Roderick M. Hills to Pitzer College National Issues Forum Dinner
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 19, 1976: Letter from Roberta Karmel to John Merow re SIPC Legislation
document pdf (Courtesy of Roberta Karmel)
February 19, 1976: Letter from Roberta Karmel to John Merow re SIPC Legislation
document pdf (Courtesy of Roberta Karmel)
February 19, 1976: U.S. Chamber of Commerce - Business Payments Abroad
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
February 20, 1976: "Disclosure - A Most Effective Regulator," Address by SEC Commissioner John R. Evans to Florida Atlantic University Bank Holding Company Seminar
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 23, 1976: "Good Municipal Markets Require Full Disclosure," Address by SEC Commissioner John R. Evans to National Governors Conference Seminar on State and Local Financial Emergencies
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 23, 1976: Letter from John Merow to Senators Harrison Williams and Lionel Van Deerlin re SIPC Amendments
document pdf (Courtesy of Roberta Karmel)
February 23, 1976: Letter from John Merow to Senators Harrison Williams and Lionel Van Deerlin re SIPC Amendments
document pdf (Courtesy of Roberta Karmel)
February 24, 1976: Meeting agenda of Advisory Committee on Corporate Disclosure, with proposed questions to be addressed by study
transcript pdf (Courtesy of the National Archives and Records Administration)
February 24, 1976: Memo for the President from Edward Schmults on questionable foreign payments by U.S. companies
transcript pdf (Courtesy of the Gerald R. Ford Library)
February 24, 1976: Opening statement of U.S. Senator Harrison Williams at hearings on S.2574 and S.2969 (municipal securities regulation)
transcript pdf (With permission of Harrison A. Williams Papers, Special Collections and University Archives, Rutgers University Libraries)
February 24, 1976: Recommendation to SEC Commission from Division of Corporation Finance to deny request of Evelyn Y. Davis for hearing into American Express Company
image pdf (Courtesy of National Archives)
February 26, 1976: Memo to SEC Commission from Division of Investment Management Regulation on valuation of insurance feature for unit investment trusts
image pdf (Courtesy of National Archives and Records Administration)
March 1976: Institutional Investor Holdings of NYSE-Listed Stocks - 1975
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 1976: Letter from Harvey Pitt, SEC General Counsel to Legal Ethics Committee, District of Columbia Bar opposing restrictions on future employment of Federal government attorneys
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
March 1976: Securities and Exchange Commission v. Heritage Trust Company et al.: Answering Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
March 2, 1976: Minutes of Meeting of the Chicago Board Options Exchange Facilities and Systems Committee
transcript pdf (Courtesy of the Chicago Board Options Exchange Archives)
March 4, 1976: Letter from Eugene Hardy, National Association of Manufacturers to U.S. Representative Mark Hannaford in support of legislation to eliminate unethical payments in international trade
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
March 11, 1976: Letter from President Ford to Japanese Prime Minister Takeo Miki on investigation of Lockheed activities
image pdf (Courtesy of the Gerald R. Ford Library)
March 12, 1976: Release from Senator William Proxmire on legislation outlawing bribes to foreign government officials
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
March 15, 1976: Address by SEC Chairman Roderick M. Hills to the Association of the Bar, New York, New York
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 15, 1976: Resignation letter from SEC Commissioner A.A. Sommer, Jr. to President Ford
image pdf (Courtesy of the Gerald R. Ford Library)
March 16, 1976: John C. Burton - "The Current Accounting Agenda of the SEC," for the New York Society of Security Analysts, The Junior Committee
document pdf (Government Records)
March 16, 1976: Memo for Brent Scowcroft from Robert Hormats on meeting with President Ford on questionable foreign payments by U.S. companies
transcript pdf (Courtesy of the Gerald R. Ford Library)
March 17, 1976: "Basic Questions: When Are We Going to Answer Them?," Remarks by SEC Commissioner A. A. Sommer, Jr. to the Financial Executives Institute
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 17, 1976: Invitation letter from Angela Burn, WALL $TREET WEEK to SEC Chairman Roderick M. Hills
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
March 17, 1976: Letter from Richard Thornburgh, Department of Justice to SEC Chairman Roderick Hills requesting identification of companies under investigation for questionable corporate payments abroad
image pdf (Courtesy of the National Archives and Records Administration)
March 18, 1976: Letter from SEC Chairman Roderick M. Hills to Senator William Proxmire on questionable foreign payments by U.S. companies
transcript pdf (Courtesy of the Gerald R. Ford Library)
March 18, 1976: Memo from S. James Rosenthal to SEC Chairman Hills on April 23rd appearance on WALL $TREET WEEK
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
March 23, 1976: Letter from Antonin Scalia, Assistant Attorney General, to Legal Ethics Committee, District of Columbia Bar, on disqualification of a law firm to serve a government agency because of former government employment of firm partner
transcript pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
March 23, 1976: U.S. Government Agency actions regarding illicit foreign payments
transcript pdf (Courtesy of the Gerald R. Ford Library)
March 25, 1976: "SEC - Catalyst for Competitive Free Enterprise," Address by SEC Commissioner John R. Evans to Brookings Institution Seminar on International Trade and Finance
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 25 through 27, 1976: Case Studies for Trueblood Seminar for Professors
document pdf (Government Records)
March 26, 1976: Reply letter from SEC Commissioner Philip A. Loomis, Jr. to Richard Thornburgh, Department of Justice on SEC investigations of improper payments
transcript pdf (Courtesy of the National Archives and Records Administration)
March 30, 1976: Memo to SEC Commission from Division of Corporation Finance regarding integration of corporate disclosure
transcript pdf (Courtesy of National Archives and Records Administration)
March 31, 1976: John C. Burton - "Setting Accounting Standards in the 1980s," for the Arthur Young Professionals' Roundtable at the University of Illinois
document pdf (Government Records)
March 31, 1976: Letter to Speaker of the House Carl Albert from Ben T. Walkingstick, Jr., Union National Bank in opposition to Financial Reform Act
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
March 31, 1976: Memo from Horace Webb on Secretary of Commerce Richardson's appointment to head task force on questionable corporate payments abroad
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
March 1976: Memo from John Garson to General Counsel, Department of Commerce on adequacy of existing law in regards to questionable corporate payments abroad
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
March 31, 1976: Memo from President Ford on formation of Task Force on Questionable Corporate Payments Abroad
transcript pdf (Courtesy of the Gerald R. Ford Library)
March 1976: Specification for a Reporting and Disclosure Bill
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
March 1976: Summary of Pending Significant Legislative Initiatives
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
April 1976: Robert C. Anton and Lambert Hirsheimer v. SEC: Answering Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
April 1976: Securities and Exchange Commission v. Heritage Trust Company, John R. Bromley and H.D. Williams, Jr.: Answering Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
April 2, 1976: "A Parting Look at Foreign Payments," Address by SEC Commissioner A. A. Sommer, Jr. to the Ohio Legal Center Institute - Securities Law Seminar
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 2, 1976: Letter from A.A. Sommer, Jr. to Richard H. Rowe
image pdf (Courtesy of Richard Rowe)
April 2, 1976: Letter from Arthur F. Burns, Federal Reserve to SEC Chairman Roderick M. Hills on Regulation S-X
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
April 2, 1976: Letter from Richard H. Rowe to A.A. Sommer, Jr. re Renee Hill
document pdf (Courtesy of Richard Rowe)
April 5, 1976: Letter to President Ford from M. Helen Anderson, The Financial Women's Association of New York in support of Marilyn Brown's SEC candidacy
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 6, 1976: Memo from John Oblak to Mansfield Sprague, U.S. Department of Commerce with summary of Congressional activities on multinational corporations
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
April 8, 1976: What is the Department of State's position on the new reporting requirements of the Security Assistance Act? - Testimony before Senator William Proxmire
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
April 9, 1976: Biography of Marilyn V. Brown
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 9, 1976: Letter and memo from Walter E. Hanson, Peat Marwick Mitchell & Co., to SEC Chairman Roderick M. Hills on improper payments
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
April 9, 1976: Letter to President Ford from Marilyn Brown in consideration of SEC candidacy
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 12, 1976: Form 19b-4A - Proposed Rule Change by New York Stock Exchange, Inc.
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
April 12, 1976: Letter to U.S. Securities and Exchange Commission from James Buck, New York Stock Exchange
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
April 13, 1976: Corporate Morality - Whose Business Is It? - Address by SEC Chairman Roderick M. Hills to Town Hall, Los Angeles, California
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 14, 1976: Acknowledgement letter to M. Helen Anderson from Douglas Bennett for Marilyn Brown recommendation
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 16, 1976: Letter from SEC Chairman Roderick M. Hills to Federal Reserve Chairman Arthur F. Burns on SEC proposed amendment to Regulation S-X
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
April 20, 1976: President's Task Force on Foreign Payments - Outline for Roderick Hills
transcript pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
April 23, 1976: WPPSS News Release: WPPSS Awards Contracts for Five Nuclear Projects
image pdf (Courtesy of Washington State Archives)
April 23, 1976: Wall $treet Week Broadcast #539: Conversations with the SEC, hosted by Louis Rukeyser; with panelists Frank Cappiello, William Waters and Martin Zweig; and special guest SEC Chairman Roderick Hills
image pdf (With permission of Maryland Center for Public Broadcasting)
April 26, 1976: Briefing for President Ford from Jeanne Holm on meeting to discuss Presidential initiatives relating to women
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 26, 1976: Remarks by U.S. Senator Harrison Williams before the Government Services Seminar, Arthur Andersen & Company
transcript pdf (With permission of Harrison A. Williams Papers, Special Collections and University Archives, Rutgers University Libraries)
April 29, 1976: Action memo to SEC Commission from Division of Investment Management on advertising by investment companies
image pdf (Courtesy of National Archives and Records Administration)
April 29, 1976: Letter to Aaron Spaulding from Marilyn Brown with list of supporters for SEC candidacy
image pdf (Courtesy Gerald R. Ford Presidential Library)
April 29, 1976: Market Maker Report on the Issue of Tape Racing, submitted to the Board of Directors of the Chicago Board Options Exchange by the CBOE Market Maker Association
transcript pdf (Courtesy of the Chicago Board Options Exchange Archives)
April 29, 1976: Statement and Letter from William M. Batten on becoming Chairman and CEO of The New York Stock Exchange
document pdf (Courtesy of the estate of John Evans)
April 30, 1976: Acknowledgement letter to Marilyn Brown from Douglas Bennett
image pdf (Courtesy Gerald R. Ford Presidential Library)
May 1, 1976: Address by SEC Chairman Roderick M. Hills to Yale Law School
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 1976: John C. Burton - "Conflicts and Compromises in Financial Reporting"
document pdf (Government Records)
May 6, 1976: "Some Reflections on Rule 10b-5 and Market Information," Remarks by SEC Commissioner Philip A. Loomis, Jr. at the Second Annual ALI-ABA Course of Study
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 6, 1976: Letter from Monroe Leigh, Department of State to SEC Chairman Roderick Hills with request from the Federal Republic of Germany for information on irregular payments made by Lockheed
image pdf (Courtesy of the National Archives and Records Administration)
May 7, 1976: Letter from Monroe Leigh, Department of State to SEC Chairman Roderick Hills with Government of Australia request for information on Lockheed sales
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
May 11, 1976: Letter from SEC Chairman Roderick Hills to William M. Batten, New York Stock Exchange
document pdf (Courtesy of Roderick Hills)
May 12, 1976: Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices to the Senate Banking, Housing and Urban Affairs Committee
image pdf (Reproduced with permission from Securities Regulation and Law Report, Number 353 May 19, 1976, Special Supplement, p. 1-45. Copyright 1975 by The Bureau of National Affairs, Inc. 800-372-1033; http://www.bna.com)
May 13, 1976: "Turning the Tide," Address by SEC Commissioner John R. Evans to Northwest State-Federal-Provincial Securities Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 13, 1976: Letter from SEC Chairman Roderick M. Hills to James E. Connor, requesting meeting with President Ford to discuss Commission vacancy
image pdf (Courtesy of the Gerald R. Ford Library)
May 18, 1976: Letter from Monroe Leigh, Department of State to SEC Chairman Roderick Hills with request from Mexico for information on irregular payments made by General Tire
image pdf (Courtesy of the National Archives and Records Administration)
May 19, 1976: Letter from Roberta Karmel to Edward Fleischman re SIPC Amendments
document pdf (Courtesy of Roberta Karmel)
May 19, 1976: Letter from Roberta Karmel to Edward Fleischman re SIPC Amendments
document pdf (Courtesy of Roberta Karmel)
May 20, 1976: Letter to President Ford from U.S. Representative Bella Abzug in support of Marilyn Brown's SEC candidacy
image pdf (Courtesy Gerald R. Ford Presidential Library)
May 21, 1976: Letter from SEC Chairman Roderick M. Hills to U.S. Representative John E. Moss on the House study on voluntary corporate disclosure of foreign payments and practices
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 24, 1976: Reply letter from Wallace Timmeny, SEC to Monroe Leigh, Department of State on request for Lockheed information
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
May 26, 1976: Address by SEC Chairman Roderick M. Hills to the Investment Company Institute
image pdf (Government Records)
May 27, 1976: Letter to President Ford from U.S. Representative Patsy Mink in support of Marilyn Brown's SEC candidacy
image pdf (Courtesy Gerald R. Ford Presidential Library)
June 1, 1976: Memo from Charles Robinson to L. William Seidman with recommendation to the President regarding questionable corporate payments abroad
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
June 1976: NASD Newsletter
image pdf (Courtesy FINRA)

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