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701 to 800 of 1578 records

Page:
September 8, 1975
"The Delicate Balance of Regulation and Competition" - Address by SEC Commissioner A.A. Sommer, Jr. to the North American Securities Administrators Association, Inc. 58th Annual Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 9, 1975
Memo to SEC Commission from Division of Corporation Finance regarding disclosure recommendations
transcript pdf (Courtesy of National Archives and Records Administration)
September 12, 1975
"Is the SEC Anti-Business?" - Address by SEC Chairman Ray Garrett, Jr. to the Public Relations Society of America (Wisconsin Chapter) and the Milwaukee Bar Association
image pdf (Government Records)
September 15, 1975
Letter from SEC Chairman Ray Garrett, Jr. to U.S. Representative Wright Patman on the proposed revisions to Regulation F of the Federal Reserve System
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 17, 1975
Resignation letter from SEC Chairman Ray Garrett, Jr. to President Ford
image pdf (Courtesy of the Gerald R. Ford Library)
September 19, 1975
Letter from A.A. Sommer, Jr. to Wayne Valis
image pdf (Courtesy of the Gerald R. Ford Library)
September 19, 1975
Letter from President Ford accepting resignation of SEC Chairman Ray Garrett, Jr.
transcript pdf (Courtesy of the Gerald R. Ford Library)
September 22, 1975
Letter from Allan MacDougall, Jr. to L. William Seidman with suggested criteria for new SEC Chairman
image pdf (Courtesy of the Gerald R. Ford Library)
September 24, 1975
Department of Treasury News: Statement of William Simon, Secretary of the Treasury on New York's financial situation
image pdf (Courtesy of National Archives and Records Administration)
September 24, 1975
Exxon Corporation policy statement on business ethics
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
September 24, 1975
Letter from Wayne H. Valis to SEC Commissioner A.A. Sommer, Jr.
transcript pdf (Courtesy of the Gerald R. Ford Library)
September 29, 1975
"Can the SEC Help the Capital Crunch?" - Address by SEC Commissioner A.A. Sommer, Jr. to the National Investor Relations Institute
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 29, 1975
Memo to General Electric officers, general managers and managers from Reginald H. Jones on foreign payments
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
October 1, 1975
Memo for the White House Press Office on the appointment of Roderick M. Hills to SEC
transcript pdf (Courtesy of the Gerald R. Ford Library)
October 2, 1975
White House press release on appointment of Roderick M. Hills to the SEC
transcript pdf (Courtesy of the Gerald R. Ford Library)
October 3, 1975
"The Accounting Profession and Accounting Principles" - Address by SEC Chairman Ray Garrett, Jr., Second Annual Robert M. Trueblood Memorial Conference
image pdf (Government Records)
October 3, 1975
New York State Attorney General News Release on ban on promoters of lost Inca emerald mine
transcript pdf (Courtesy of Orestes Mihaly)
October 3, 1975
U.S. Senate meeting schedule for Roderick Hills
image pdf (Courtesy of the Gerald R. Ford Library)
October 6, 1975
Congratulatory letter from Merle Zellerbach, San Francisco Chronicle to SEC Chairman Roderick M. Hills
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
October 7, 1975
Civil Service News on women employed in full-time white-collar jobs in the Federal Government
image pdf (Courtesy Gerald R. Ford Presidential Library)
October 9, 1975
"Transfer Agents Meet the SEC," Address by SEC Commissioner John R. Evans to Southern Chapter, Western Stock Transfer Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 9, 1975
Department of Treasury News: Statement of William Simon, Secretary of the Treasury before the Senate Committee on Banking, Housing and Urban Affairs on New York City's financial situation
transcript pdf (Courtesy of National Archives and Records Administration)
October 10, 1975
"Rule 394: Standing on the Threshold," Address by SEC Commissioner A. A. Sommer, Jr. to the 42nd Annual Convention of the National Security Traders Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 10, 1975
WPPSS News Release: WPPSS Executive Committee Authorizes $27.5 Million in Contracts for Nuclear Projects 1, 4
image pdf (Courtesy of Washington State Archives)
October 14, 1975
John C. Burton - "The Changing Face of Financial Reporting"
document pdf (Government Records)
October 16, 1975
Proposal for a National Market System - Merrill Lynch Pierce Fenner & Smith, Inc.
image pdf (Courtesy of FINRA)
October 20,1975
Letter to Speaker of the House Carl Albert from Gene Wheeler, The Security National Bank opposing bill for savings and loan associations
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
October 28, 1975
Memorandum from John C. Burton to SEC Commissioner John R. Evans with responses to questions on Guide 61
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 29 and 30, 1975
John C. Burton - "Legal Problems of Bank Regulators"
document pdf (Government Records)
October 30, 1975
Letter from Roberta Karmel To Members of the Broker Dealer Subcommittee
document pdf (Courtesy of Roberta Karmel)
October 30, 1975
Letter from Roberta Karmel To Members of the Broker Dealer Subcommittee
document pdf (Courtesy of Roberta Karmel)
October 31, 1975
Letter from James Buck, New York Stock Exchange to Lee Pickard, SEC on consolidated tape
image pdf (Courtesy of the National Archives and Records Administration)
October 31, 1975
Letter to U.S. Representative Mario Biaggi from Secretary of the Treasury William Simon on suggestion of retirement plan purchase of tax-exempt bonds
transcript pdf (Courtesy of National Archives and Records Administration)
November 1975
Protest letter from George C. Dinsmore to George L. Hinman on lack of Republican Party support for the New York Stock Exchange
image pdf (Courtesy of the Gerald R. Ford Library)
November 1975
Questionable Payments - Draft Legislation
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
November 1975
U.S. Government Agency actions regarding illicit foreign payments
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
November 3, 1975
John C. Burton - "Credit Analysis and Credit Losses: The Role of Financial Information"
document pdf (Government Records)
November 4, 1975
"Two Problems for Lawyers," Address by SEC Commissioner A.A. Sommer, Jr. to the Dallas Bar Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 4, 1975
Letter from Jeffrey Bartell, Wisconsin Commissioner of Securities, to John Huber, SEC Division of Corporation Finance on "going private" transactions
image pdf (Courtesy of John Huber)
November 5, 1975
Letter from James Buck, New York Stock Exchange to Lee Pickard, SEC on floor trading activities of newly-approved members
image pdf (Courtesy of the National Archives and Records Administration)
November 5, 1975
Senate Resolution 265 - To protect the ability of the United States to trade abroad, as referred to the Committee on Finance (amended)
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
November 7, 1975
Protest letter from Walter W. Stokes, Jr. to George L. Hinman on lack of Republican Party support for the New York Stock Exchange
image pdf (Courtesy of the Gerald R. Ford Library)
November 10, 1975
Application to Sheldon Rappaport, SEC from Thomas Cushing, Options Price Reporting Authority
image pdf (Courtesy of FINRA)
November 11, 1975
John C. Burton - "Inflation and Financial Disclosures: Fallacy in Numberland," for the Institute of Internal Auditors
document pdf (Government Records)
November 13, 1975
Letter from SEC Chairman Roderick M. Hills to William T. Bagley, Commodity Futures Trading Commission, on trading of GNMA certificates
transcript pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
November 13, 1975
Letter to Sydney Mendelsohn, Division of Investment Management Regulation from Frank Carr, MGIC Indemnity Corporation on municipal bond fund defaults
image pdf (Courtesy of National Archives and Records Administration)
November 13, 1975
Letter to Sydney Mendelsohn, Division of Investment Management Regulation from John Dixon, Chapman and Cutler on First Trust of Insured Municipal Bonds
image pdf (Courtesy of National Archives and Records Administration)
November 13, 1975
Letter to Sydney Mendelsohn, Division of Investment Management Regulation from William Kiernan, Foley & Lardner on value of municipal bond insurance
image pdf (Courtesy of National Archives and Records Administration)
November 14, 1975
Letter from Karl R. Bendetsen, Champion International to SEC Chairman Roderick M. Hills on Rule 394
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
November 14, 1975
Memo from Andrew Steffan, SEC Office of Policy Planning, to Burton Malkiel
image pdf (Courtesy of the Gerald R. Ford Library)
November 15, 1975
Letter to Howard Clark, American Express from Evelyn Y. Davis requesting inclusion of resolution in proxy statement
transcript pdf (Courtesy of National Archives and Records Administration)
November 17, 1975
"Tell It Like It Is," Address by SEC Commissioner John R. Evans to the Association of Registered Bank Holding Companies
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 18, 1975
Letter from John E. Petersen, Municipal Finance Officers Association, to SEC Commissioner John R. Evans on suggested guidelines for municipal bond official statements
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 21, 1975
Letter from SEC Chairman Roderick M. Hills to Karl R. Bendetsen, Champion International
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
November 24, 1975
Letter from SEC Chairman Roderick M. Hills to Arthur F. Burns, Federal Reserve, on November 25th meeting
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
November 26, 1975
"Rule 394: 120-Hour Countdown" - Address by Francis J. Palamara, Executive Vice President, New York Stock Exchange, Inc. to Cleveland Society of Security Analysts
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
December 1975
Letter from David Doherty, SEC to Richard Thornburgh, Department of Justice transmitting documents from Lockheed investigation
transcript pdf (Courtesy of the National Archives and Records Administration)
December 1, 1975
SEC Report to Congress on the Effect of the Absence of Fixed Rates of Commissions
image pdf (Courtesy of the Library of Congress)
December 3, 1975
Letter from Roberta Karmel to Donald Feuerstein re BD Acting on Behalf of Customer in SIPC Cases
document pdf (Courtesy of Roberta Karmel)
December 3, 1975
Letter from Roberta Karmel to Donald Feuerstein re BD Acting on Behalf of Customer in SIPC Cases
document pdf (Courtesy of Roberta Karmel)
December 4, 1975
Letter from SEC Chairman Roderick M. Hills to James J. Needham, New York Stock Exchange, on foreign-owned or affiliated exchange members
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
December 5, 1975
A Report from the SEC - Address by SEC Chairman Roderick M. Hills to the Securities Industry Association Annual Convention
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
December 5, 1975
Letter from Donald Fererstein to Roberta Karmel re SIPC Information
document pdf (Courtesy of Roberta Karmel)
December 5, 1975
Letter from Donald Fererstein to Roberta Karmel re SIPC Information
document pdf (Courtesy of Roberta Karmel)
December 8, 1975
"The Slippery Slope of Materiality," Address by SEC Commissioner A.A. Sommer, Jr. to the Practising Law Institute
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
December 9, 1975
Shareownership 1975: Changing Patterns in Public Shareownership of U.S. Corporations - Summary of Remarks by James J. Needham, Chairman, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
December 11, 1975
Letter from Richard W. Lisle to SEC Chairman Roderick M. Hills
image pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
December 17, 1975
Letter from James Buck, New York Stock Exchange to Martin Moskowitz, SEC approving extension of time for Commision action on Rule 345
image pdf (Courtesy of the National Archives and Records Administration)
December 19, 1975
Letter to Charls Walker, Assistant Secretary of the Treasury from Robert Rosen, Ernst & Ernst with MAC bond recommendations
image pdf (Courtesy of National Archives and Records Administration)
1975
Interstate and Foreign Commerce, Oversight and Investigations Subcommittee Reports: Economic Proposals, Regulatory Agencies, Health, Consumer Protection, Energy
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 1976
Abrahamson, et al v. Fleschner, et al: Brief of the SEC, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
1976
Letter from SEC Chairman Roderick M. Hills to Jimmy Carter on "revolving door" employment between government and industry
transcript pdf (Roderick Hills Papers, Courtesy of the Gerald R. Ford Library)
1976
NASD Annual Report
image pdf (Courtesy FINRA)
1976
NASD Notices to Members

(Courtesy of FINRA)

1976
Railroad Revitalization and Regulatory Reform Act of 1976 (Public Law No. 94-210); Section 3(c)(7) of ICA amended
document pdf (Government Records)
1976
Report of the Board of Governors of the Federal Reserve System on the proposal of the Securities and Exchange Commission to amend Article 3 of Regulation S-X
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
1976
SEC Accounting Series Releases Nos. 113 to 195
image pdf (Courtesy of Robert J. Sack and Darden School, University of Virginia)
1976
SEC Release on interpretive statement by the Commission on disclosure by registrants of holdings of securities of New York City
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
1976
SEC release on notice of proposed amendment to Article 3 of Regulation S-X
image pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
1976
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 2, 1976
Letter to Speaker of the House Carl Albert from George E. Nowotny, Jr., Bank of Oklahoma in opposition to financial institutions bill
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 3, 1976
Letter from Arthur F. Burns, Federal Reserve to SEC Chairman Roderick M. Hills on SEC interpretive statement on New York City securities
transcript pdf (Arthur F. Burns Papers, Courtesy of the Gerald R. Ford Library)
January 7, 1976
Address by SEC Chairman Roderick M. Hills to the American Institute of Certified Public Accountants
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
January 7, 1976
Invitation letter, with proposed agenda, to Alan Greenspan, Council of Economic Advisors from SEC Chairman Roderick M. Hills to attend January 9th meeting with economists
image pdf (Courtesy of the Gerald R. Ford Library)
January 7, 1976
Letter from Roberta Karmel to Kenneth Bialkin re SIPC Legislation
document pdf (Courtesy of Roberta Karmel)
January 7, 1976
Letter from Roberta Karmel to Kenneth Bialkin re SIPC Legislation
document pdf (Courtesy of Roberta Karmel)
January 7, 1976
Letter to Speaker of the House Carl Albert from Ivan Owen, Lucky Stores, Inc. in opposition to SEC accounting rules
image pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 8, 1976
Letter to John Heneghan, SEC from Hasbrouck Miller, American Express requesting approval to omit proposal of Evelyn Y. Davis from proxy statement
transcript pdf (Courtesy of National Archives and Records Administration)
January 8, 1976
Letter to Wisconsin Governor Patrick Lucey from Speaker of the House Carl Albert on municipal bankruptcy bill
transcript pdf (Carl Albert Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
January 14, 1976
"Studies - Not Partisan Rhetoric - For Glass-Steagall Decisions," Address by SEC Commissioner John R. Evans to 3rd Annual Securities Regulation Institute
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
January 15, 1976
Protest to Peter Romeo, SEC from Evelyn Y. Davis on decision of American Express
transcript pdf (Courtesy of National Archives and Records Administration)
January 19, 1976
Letter to Evelyn Y. Davis from Hasbrouck Miller, American Express on status of her proposal
transcript pdf (Courtesy of National Archives and Records Administration)
January 23, 1976
Department of Treasury News: Statement of Edwin Yeo III, Under Secretary for hearings on financial outlook for state and local governments
image pdf (Courtesy of National Archives and Records Administration)
January 28, 1976
Exxon Corporation statement on policy regarding political contributions
transcript pdf (Elliott Richardson Papers, courtesy Library of Congress)
January 28, 1976
Memo to Exxon Corporation chief executives of regional and operating organizations from R.E. Anderson on statement of policy regarding political contributions
image pdf (Elliot Richardson Papers, courtesy of the Library of Congress)
January 29, 1976
John C. Burton - Address to the New York State Bar Association
document pdf (Government Records)
January 29, 1976
Letter from Lee Pickard, SEC to James E. Buck, New York Stock Exchange, Inc. on NYSE rules
transcript pdf (Courtesy of the National Archives and Records Administration)
January 29, 1976
Memo from the SEC Directorate of Economic and Policy Research to the SEC Commission on the monitoring of changes in NYSE memberships
transcript pdf (Courtesy of the National Archives and Records Administration)
January 30, 1976
Charter of the SEC Advisory Committee on Corporate Disclosure
transcript pdf (Courtesy of the National Archives and Records Administration)
February 1976
The Central Market System: A Progress Report from the New York Stock Exchange
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2009 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives)

701 to 800 of 1578 records

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