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401 to 500 of 1650 records

Page:
October 7, 1982
Letter to James Frey, Office of Management and Budget from SEC Chairman John Shad in support of SEC/CFTC accord
transcript pdf (Courtesy of the Ronald Reagan Library)
October 7-8, 1982
Structure of the Securities Markets: Briefing Paper prepared by SEC Division of Market Regulation for SEC major issues conference
image pdf (Courtesy of Stuart Kaswell)
October 8, 1982
Response letter from Alan Donnahoe, Media General to John Huber, SEC Division of Corporation Finance
image pdf (Courtesy of John Huber)
October 9, 1982
Memo for the President on H.R. 6156 - Jurisdiction of the SEC
transcript pdf (Courtesy of the Ronald Reagan Library)
October 12, 1982
Memo to Fred Fielding from Peter Rusthoven on H.R. 6156 - Jurisdiction of the SEC
transcript pdf (Courtesy of the Ronald Reagan Library)
October 13, 1982
Letter to Edwin Meese from SEC Chairman John Shad with talking points on SEC
transcript pdf (Courtesy of the Ronald Reagan Library)
October 13, 1982
Memo from Peter Romeo to John Huber on letter from Alan Donnahoe
image pdf (Courtesy of John Huber)
October 13, 1982
Memo to Roger Porter from Les Denend approving H.R. 6156 - Jurisdiction of the SEC
transcript pdf (Courtesy of the Ronald Reagan Library)
October 15, 1982
Remarks of President Reagan at the signing ceremony for the Depository Institution Amendments of 1982
image pdf (Courtesy of National Archives and Records Administration)
October 15, 1982
White House Release: Garn-St. Germain Depository Institutions Act of 1982 Fact Sheet
image pdf (Courtesy of National Archives and Records Administration)
October 19, 1982
Memo to Christopher Hicks from John Fedders on SEC enforcement actions, 1980-1982
image pdf (Courtesy of the Ronald Reagan Library)
October 21, 1982
Memo from SEC Executive Director George G. Kundahl to SEC Division Directors, Commissioners and Office Heads with two draft agendas for the SEC's 50th anniversary
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 8, 1982
Letter from David B.H. Martin, Jr., SEC, to Gail Erickson, W.R. Grace & Co.
document pdf (Courtesy of David B.H. Martin, Jr.)
November 19-20, 1982
Corporate Power in the Marketplace - Gardiner C. Means
image pdf (Gardiner Means Papers, courtesy of the Franklin Delano Roosevelt Presidential Library)
November 23, 1982
Letter from Scott Green to David B.H. Martin, Jr., SEC
document pdf (Courtesy of David B.H. Martin, Jr.)
December 1982
Report of New York Bureau of Investor Protection and Securities of significant matters in 1982
image pdf (Courtesy of Orestes Mihaly)
December 1, 1982
Statement of Commissioner John R. Evans before a Joint Hearing of the House Subcommittee on Tax, Access to Equity Capital and Business Opportunities of the House Committee on Small Business and the Senate Small Business Committee
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
December 3, 1982
"The Securities Industry and the SEC in the 1980s," Address by SEC Chairman John S.R. Shad to the Securities Industry Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
December 30, 1982
Brief for Petitioner Raymond L. Dirks on Writ of Certiorari to the U.S. Court of Appeals
image pdf (Courtesy of the Library of Congress)
1983
Critical Issues of the New York Stock Exchange: The Volume Explosion of 1982 - Keynote Address by John J. Phelan, Jr., President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
1983
NASD Annual Report
image pdf (Courtesy FINRA)
1983
NASD Notices to Members

(Courtesy of FINRA)

1983
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 3, 1983
Advice memo from SEC Division of Corporation Finance to the Commission on response to Deere & Company
image pdf (Courtesy of John Huber)
January 12, 1983
SEC Release: Order approving proposed rule change by Options Clearing Corporation
transcript pdf (Courtesy of Stuart J. Kaswell)
January 17, 1983
Letter to Richard Breeden from Russell Stevenson, SEC on task group on regulation of financial services
image pdf (Courtesy of George Bush Presidential Library and Museum)
January 20, 1983
Letter from David B.H. Martin, Jr., SEC, to Scott Green
document pdf (Courtesy of David B.H. Martin, Jr.)
January 24, 1983
"Changing Financial Services and Regulation," Address by SEC Commissioner John R. Evans to North American Securities Administrators Association Financial Institutions Forum
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
January 25, 1983
Memo to Fred Fielding from Shannon Fairbanks on issue coordination between SEC and White House Office of Policy Development
transcript pdf (Courtesy of the Ronald Reagan Library)
January 31, 1983
Brief for the SEC on Writ of Certiorari to the U.S. Court of Appeals, Raymond L. Dirks v. SEC
image pdf (Courtesy of the Library of Congress)
February 1, 1983
Letter to SEC Chairman John Shad from U.S. Senate on study of tender offer regulations
image pdf (Courtesy of David B.H. Martin)
February 1, 1983
Securities and Exchange Commission against Christopher Lowe, Lowe Publishing Corporation: Memorandum and Order
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 14, 1983
Options Price Reporting Authority administration of plan for reporting of consolidated options
image pdf (Courtesy of FINRA)
February 16, 1983
Action Memorandum from the SEC Division of Corporation Finance to the Commission re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
February 17, 1983
Letter from SEC Commissioner John R. Evans to Ron Mann, Associate Director, Presidental Personnel, re re-appointment to the Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 22, 1983
Memo to the SEC Commission from Russell B. Stevenson, Jr. on proposed testimony on S.414 to amend the Foreign Corrupt Practices Act
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 22, 1983
Report of the Tender Offer Committee regarding future role of NASAA in take-over regulation
image pdf (Courtesy of Orestes Mihaly)
February 23, 1983
Memo to Roger Porter and Shannon Fairbanks from Fred Fielding on issue coordination between SEC and White House Office of Policy Development
transcript pdf (Courtesy of the Ronald Reagan Library)
February 24, 1983
Memorandum to the Task Group on the Regulation of Financial Services: Consolidation of Disclosure Requirements of Financial Institutions under the Securities Exchange Act of 1934
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 24, 1983
Memorandum to the Task Group on the Regulation of Financial Services: Coordination of the Functions of the Securities and Exchange Commission and the Commodity Futures Trading Commission
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 24, 1983
Memorandum to the Task Group on the Regulation of Financial Services: Federal Preemption of Certain State Securities Laws
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 24, 1983
Memorandum to the Task Group on the Regulation of Financial Services: Harmonization of Regulation of Bank and Securities Firm-Sponsored Investment Vehicles
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 25, 1983
Letter to Vice President George Bush from SEC Chairman John Shad with memoranda for the Task Group on the Regulation of Financial Institutions
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 28, 1983
Letter to Linda Quinn from Irwin Schneiderman on service on SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
February 28, 1983
Letter to Linda Quinn from Martin Lipton on service on SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
February 28, 1983
Letter to Linda Quinn from Robert Jensen on service on SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
February 28, 1983
SEC News Release: SEC Announces Formation of Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 1, 1983
Letter from J. Willard Marriott to President Reagan in support of the re-appointment of John R. Evans to the SEC Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 1, 1983
Letter to Fred Fielding from A.A. Sommer, Jr. supporting reappointment of John R. Evans as SEC Commissioner
transcript pdf (Courtesy of the Ronald Reagan Library)
March 1, 1983
Letter to Linda Quinn from Alan Gruber with comments on outline of issues for SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 1, 1983
Letter to Linda Quinn from Frank Easterbrook with comments on outline of issues for SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 2, 1983
Letter to Linda Quinn from Edward Hennessy with summary of views on tender offers
image pdf (Courtesy of David B.H. Martin)
March 3, 1983
Comments on the Very Preliminary Outline of Issues on Tender Offers - Gregg Jarrell
image pdf (Courtesy of David B.H. Martin)
March 3, 1983
Letter to Linda Quinn from Michael Dingman with preliminary views on tender offers
image pdf (Courtesy of David B.H. Martin)
March 3, 1983
Reply Brief for Petitioner Raymond L. Dirks
image pdf (Courtesy of the Library of Congress)
March 4, 1983
Letter to Linda Quinn from Bruce Wasserstein with comments on outline of tender offer issues
image pdf (Courtesy of David B.H. Martin)
March 4, 1983
Letter to Linda Quinn from Robert Greenhill with comments on outline of tender offer issues
image pdf (Courtesy of David B.H. Martin)
March 7, 1983
Letter to Linda Quinn from John W. Spurdle, Jr. with comments on outline of tender offer issues
image pdf (Courtesy of David B.H. Martin)
March 7, 1983
Letter to Linda Quinn from Ray Groves with suggested questions for SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 8, 1983
Letter to Linda Quinn from Robert Rubin with comments on outline of tender offer issues
image pdf (Courtesy of David B.H. Martin)
March 9, 1983
Letter to George Fitzsimmons, U.S. Securities and Exchange Commission from James Buck, New York Stock Exchange on access to proxy statements
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 11, 1983
"Cooked Books: Just Old, Unappetizing Recipes," Remarks by SEC Commissioner James C. Treadway, Jr. to the Institute for Corporate Counsel
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 11, 1983
Letter from Dan Marriott, U.S. House of Representatives, to President Reagan in support of the re-appointment of John R. Evans to the SEC Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 21, 1983
Letter to Fred Fielding from A. A. Sommer, Jr. in support of re-appointment of John Evans as SEC Commissioner
image pdf (Courtesy of the Ronald Reagan Presidential Library)
March 21, 1983
Memo to SEC Advisory Committee on Tender Offers from Douglas Scarff on regulation of market participants
image pdf (Courtesy of David B.H. Martin)
March 23, 1983
Letter from Richard D. Latham, Texas Securities Commissioner, to President Reagan in support of the re-appointment of John R. Evans to the SEC Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 24, 1983
"Corporate Governance for Mutual Funds - Is It Ready for a Change," Panel Presentation by SEC Commissioner John R. Evans to 1983 Mutual Funds and Investment Management Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 25, 1983
Addendum to the Testimony of John S.R. Shad, SEC Chairman, before the Subcommittee on Banking, Housing and Urban Affairs
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 25, 1983
Reply letter to A.A. Sommer from Fred Fielding on re-appointment of John Evans
image pdf (Courtesy of the Ronald Reagan Presidential Library)
March 25, 1983
Statement of John S.R. Shad, SEC Chairman, to the Subcommittee on Securities of the Senate Committee on Banking, Housing and Urban Affairs
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 30, 1983
Memo to Joseph Flom from Martin Lipton on Basic Objectives Subcommittee. SEC Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 31, 1983
Letter to George Fitzsimmons, U.S. Securities and Exchange Commission from James Buck, New York Stock Exchange on distribution of proxy statements
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 31, 1983
Letter to Ray Groves and Frank Easterbrook from Irwin Schneiderman on relationship of federal and state securities and corporate laws
image pdf (Courtesy of David B.H. Martin)
April 1983
Financial Accounting Foundation study of the size of the FASB
image pdf (JT Ball Collection, University of Mississippi)
April 2, 1983
Letter to Irwin Schneiderman from Frank Easterbrook on tender offers and the states
image pdf (Courtesy of David B.H. Martin)
April 4, 1983
Letter to Vice President George Bush from Professor Wayne Marr, Virginia Tech University on SEC Rule 415
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 4, 1983
Note from Justice William Brennan to Justice Harry Blackmun and Justice Thurgood Marshall on dissent in Dirks v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
April 5, 1983
Memo on Departure of John B. "Jay" Manning, Jr. from SEC
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 7, 1983
Lucius G. Hill v. Securities and Exchange Commission: Memorandum of Points and Authorities in Support of Defendants
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
April 7, 1983
Lucius G. Hill v. Securities and Exchange Commission: Motion for Summary Judgment
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
April 8, 1983
Release from New York Attorney General Robert Abrams announcing fine for fictitious "ticker" reports
image pdf (Courtesy of Orestes Mihaly)
April 12, 1983
First report of Economics Subcommittee to David B.H. Martin from Frank Easterbrook
image pdf (Courtesy of David B.H. Martin)
April 12, 1983
Remarks by John R. Evans, Commissioner, to the National Advisory Council, Senate Committee on Small Business
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 13, 1983
Selections from Hearing before the Subcommittee on Telecommunications, Consumer Protection and Finance of the Committee on Energy and Commerce, U.S. House of Representatives, 98th Congress, 1st Session on H.R. 559 (SEC Enforcement Legislation)

(Courtesy of the Library of Congress)

April 13, 1983
Welcome to Justice Arthur Goldberg from SEC Chairman John Shad to SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
April 13, 1983
Written Statement of the Honorable John S.R. Shad, Chairman, before the Subcommittee on Telecommunications, Consumer Protection and Finance of the House Energy and Commerce Committee, concerning the Insider Trading Sanctions Act
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 15, 1983
Report of Basic Objectives Subcommittee, SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
April 20, 1983
Reply to Professor Wayne Marr from Vice President George Bush
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 25, 1983
Memo from Martin Lipton for Basic Objectives Subcommittee, SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
April 26, 1983
National Securities Clearing Corporation: Order Approving Proposed Rule Change
image pdf (Courtesy of Stuart J. Kaswell)
April 27, 1983
"The Work of the Securities and Exchange Commission," Remarks by SEC Commissioner John R. Evans to The Brookings Institution Conference for Business Executives on Federal Government Operations
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
April 28, 1983
Memo to Robert Greenhill from Alan Gruber with comments on draft report by Joint Subcommittee on Regulation of Acquisition of Control and Opposition to Acquisition
image pdf (Courtesy of David B.H. Martin)
April 28, 1983
Release from New York Attorney General Robert Abrams announcing public hearing on "boiler room" abuses
image pdf (Courtesy of Orestes Mihaly)
April 28, 1983
Reply letter to SEC Chairman John Shad from Justice Arthur Goldberg
image pdf (Courtesy of David B.H. Martin)
April 29, 1983
Commissioner Barbara S. Thomas - "The Shelf Rule: An Interim Appraisal," Address to the Securities Industry Association
document pdf (Courtesy of Barbara Thomas Judge)
April 29, 1983
Letter to David Martin from Edward Schrag and Morgan Shipman, Vorys Sater Seymour and Pease, with comments to SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
May 1983
A.A. Sommer, Jr., The Regulation of Securities Markets in the United States, delivered in Lisbon, Portugal
document pdf (Courtesy of Mrs. Storrow Sommer)
May 1983
A.A. Sommer, Jr., The Regulation of Securities Markets in Western Europe, delivered in Lisbon, Portugal
document pdf (Courtesy of Mrs. Storrow Sommer)
May 2, 1983
Final draft - Memo of position on regulation of market participants
image pdf (Courtesy of David B.H. Martin)
May 2, 1983
Letter to Vice President George Bush from H. Richard Farr, Farr Feeders on proposal to consolidate SEC and CFTC
image pdf (Courtesy of George Bush Presidential Library and Museum)

401 to 500 of 1650 records

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