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Papers

1601 to 1650 of 1650 records

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July 12, 1989
Memo to Nina Gross from Edmund Coulson on American Institute of Certified Public Accountants statement on Senate Federal Savings and Loan Insurance Corporation bailout bill
image pdf (Courtesy of David S. Ruder)
July 17, 1989
Letter of support to John Sununu from Matthew Fink, Investment Company Institute on candidacy of Richard Breeden as SEC Chairman
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 19, 1989
Letter of support to President Bush from John Medlin, First Wachovia Corporation on candidacy of Richard Breeden as SEC Chairman
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 20, 1989
Letter from U.S. Representative Thomas Tauke to Charles Bowsher, U.S. Comptroller requesting CFTC investigation
transcript pdf (Anonymous)
July 20, 1989
Letter of support to John Sununu from Gordon Macklin, Hambrecht & Quist on candidacy of Richard Breeden as SEC Chairman
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 21, 1989
Letter to President Bush from Charles Long, Citicorp with July 13th statement and summary of John Reed before U.S. Senate
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 24, 1989
U.S. Securities and Exchange Commission in the Matter of Roundtable on Commission Dollar and Payment for Order Flow Practices

(Courtesy of Aleta Benjamin)

July 24, 1989
White House News Summary, Reuters Information Services: White House Nears Decision on New SEC Chairman
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 25, 1989
Memo to Michael Boskin from Richard Breeden on SEC Chairman candidacy
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 28, 1989
Letter from U.S. Representatives Kika de la Garza and Edward R. Madigan to Secretary of the Treasury Nicholas F. Brady on Farmer Mac
transcript pdf (Anonymous)
August 1, 1989
Memo to U.S. House of Representatives Subcommittee on Telecommunications and Finance on oversight hearing on corporate proxy voting system
image pdf (Courtesy of David B.H. Martin)
August 1989
MSRB Reports
image pdf (Courtesy of The Municipal Securities Rulemaking Board)
August 8, 1989
Fact Sheet - Key Provisions of the Financial Institutions Reform, Recovery and Enforcement Act
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 11, 1989
Letter from Alan H. Friedenthal to Eric Summergrad, notifying Mr. Summergrad that he will receive the 1989 Younger Federal Lawyer Award
image pdf (Courtesy of the Summergrad Family)
August 17, 1989
Memo from Daniel Goelzer to Staff of the SEC Office of the General Counsel on Eric Summergrad's recognition as Federal Bar Association 1989 Younger Federal Lawyer
image pdf (Courtesy of the Summergrad Family)
August 18, 1989
Significant current issues facing the Securities and Exchange Commission
image pdf (Courtesy of David S. Ruder)
August 21, 1989
White House nomination of Richard C. Breeden as Member and Chairman, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 28, 1989
Letter to Andrew Card from Marshall Breger recommending President Bush meeting with independent regulatory agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 7, 1989
Memo to Amy Schwartz from Paul Gonson, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 7, 1989
White House appointment memorandum from Amy Schwartz for Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 14, 1989
Memo to Division Directors and Office Heads from SEC Chairman David Ruder on response to David Tatel Report recommendations
image pdf (Courtesy of David S. Ruder)
September 15, 1989
Letter to SEC Chairman David Ruder from D. Mark Cunningham, Pitcairn Financial Management Group with paper on systemic problems within capital markets
image pdf (Courtesy of David S. Ruder)
September 21, 1989
Memo to all SEC employees from SEC Chairman David Ruder on response to David Tatel Report recommendations
image pdf (Courtesy of David S. Ruder)
September 21, 1989
The Excessive Churning and Speculation Act of 1989 - U.S. Senator Nancy Kassebaum
image pdf (Courtesy of National Archives and Records Administration)
September 26, 1989
Memo to SEC Chairman David Ruder from Mary McCue on interview with Tom Donlon, Barron's
image pdf (Courtesy of David S. Ruder)
September 29, 1989
Response to questions from Senate Banking Committee in connection with confirmation proceedings for Richard C. Breeden as a Commisioner of the Securities and Exchange Commission
image pdf (Anonymous)
September 29, 1989
White House nomination of Edward H. Fleischman as Designate Acting Chairman, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 30, 1989
55th Annual Report of the U.S. Securities and Exchange Commission
image pdf (Government Records)
October 5, 1989
Letter to SEC Chairman Richard Breeden from U.S. Senator Donald Riegle on junk bonds
image pdf (Courtesy of National Archives and Records Administration)
October 5, 1989
White House nomination of Mary L. Schapiro as Member, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 11, 1989
SEC News Release on swearing-in ceremony for SEC Chairman Richard C. Breeden
transcript pdf (Anonymous)
October 18, 1989
Letter to Bruce Bates from U.S. Representative Mickey Edwards on index trading
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
October 19, 1989
White House nomination of Philip R. Lochner, Jr. as Member, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 30, 1989
Letter to Richard Ketchum, SEC Division of Market Regulation from James Buck, New York Stock Exchange on voting rights
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
October 30, 1989
White House appointment memorandum from Benjamin Dean for Mary Schapiro
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 1989
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
November 2, 1989
Financial Market Regulation in the 1990s - Speech by Judge Stanley Sporkin
image pdf (Courtesy of National Archives and Records Administration)
November 10, 1989
Letter to U.S. Representative Mickey Edwards from W.D. Esler on market volatility
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
November 21, 1989
Acknowledgement to Chase Untermeyer from Mary Schapiro on confirmation of nomination to full term on SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 21, 1989
Memorandum to President Bush from Chase Untermeyer for approval of Philip R. Lochner, Jr. as member, SEC
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 22, 1989
Federal Reserve Press Release: Approval of Application of J.P. Morgan
image pdf (Courtesy of National Archives and Records Administration)
November 27, 1989
Letter to U.S. Representative Mickey Edwards from Roy Hanson, Prague National Bank on community bank regulation
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
November 28, 1989
Memo to Steven Harris from Sharon Heaton on Federal Reserve decision on J.P. Morgan application
image pdf (Courtesy of National Archives and Records Administration)
November 1989
Automation in U.S. and Foreign Securities Markets - Report by SEC Division of Market Regulation
image pdf (Courtesy of David S. Ruder)
December 3, 1989
Handwritten note to Mary Schapiro from Chase Untermeyer
image pdf (Courtesy of George Bush Presidential Library and Museum)
December 11, 1989
Complaint to Peter Behr, Washington Post from U.S. Senator Donald Riegle on errors in junk bond article
image pdf (Courtesy of National Archives and Records Administration)
December 12, 1989
Letter from Secretary of the Treasury Nicholas Brady to U.S. Senator Donald Riegle on junk bonds
image pdf (Anonymous)
December 14, 1989
Understanding and Administrative Agreement - U.S. Securities and Exchange Commission and the Commission des Operations de Borse of France
image pdf (Government Records)
December 20, 1989
Letter from U.S. Representative John D. Dingell to SEC Chairman Richard C. Breeden protesting Commission vote
transcript pdf (Anonymous)
December 21, 1989
Information to U.S. Senator Donald Riegle from Martin J. Hughes III on actions of Steven Schott, Shearson Lehman Hutton
transcript pdf (Courtesy of National Archives and Records Administration)

1601 to 1650 of 1650 records

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