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Papers

801 to 900 of 1650 records

Page:
April 11, 1985
Memo from William Wood on poison pill rights plans
image pdf (Courtesy of John Huber)
April 16, 1985
Statement of Michael Patriarca, Office of Comptroller of the Currency on appropriate safeguards for financial institutions investing in mortgage backed securities
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 17, 1985
SEC Response to Questions of U.S. Senator Cranston
image pdf (Courtesy of David B.H. Martin)
April 17, 1985
SEC Response to Questions of U.S. Senator Dodd
image pdf (Courtesy of David B.H. Martin)
April 17, 1985
SEC Response to Questions of U.S. Senator Proxmire
image pdf (Courtesy of David B.H. Martin)
April 18, 1985
Invitation to John Phelan, New York Stock Exchange from U.S. Representative John Dingell to hearing on listing standards
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
April 19, 1985
Institutional Ownership, Tender Offers and Long-Term Investments: Study by the SEC Office of the Chief Economist
image pdf (Courtesy of David B.H. Martin)
April 19, 1985
The Economics of Any-or-All, Partial and Two-Tier Tender Offers: Study by the SEC Office of the Chief Economist
image pdf (Courtesy of David B.H. Martin)
April 29, 1985
Thank-you letter from E. Daniel Morris, Morgan Stanley to John Huber on assistance with Aegon filing
image pdf (Courtesy of John Huber)
April 30, 1985
Invitation to John Phelan, New York Stock Exchange from U.S. Senator Timothy Wirth to hearing on shareholder interests
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
April 30, 1985
Letter to President Reagan from U.S. Representative John Dingell recommending that a SEC Commissioner be appointed from the accounting and auditing professions
image pdf (Courtesy of the Ronald Reagan Presidential Library)
April 30, 1985
Memo from Mary Beach and Mary Jackley to John Huber on proposed amendments to Rule 252
image pdf (Courtesy of John Huber)
May 2, 1985
Invitation to Thomas Neubig, Department of the Treasury from Michael Sullivan, Coalition of Northeastern Governors to infrastructure roundtables
image pdf (Courtesy of National Archives and Records Administration)
May 8, 1985
Memo from Joseph Krolikowski, Department of the Treasury on meeting with National Association of Independent Colleges and Universities
image pdf (Courtesy of National Archives and Records Administration)
May 13, 1985
Final edited transcript of interview with Roger B. Porter, conducted by William A. Syers
transcript pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
May 13, 1985
Memo from William Wood on dual capitalization proposals
image pdf (Courtesy of John Huber)
May 14, 1985
Letter from Sullivan & Cromwell to John Huber on concurrent offerings of fixed-rate debt securities in Eurodollar market and U.S. public market
image pdf (Courtesy of John Huber)
May 16, 1985
Open Commission Meeting Agenda: Tender Offer Policies
image pdf (Courtesy of David B.H. Martin)
May 17, 1985
Memo from SEC Office of the Chief Economist with update on "shark repellent" antitakeover charter amendments
image pdf (Courtesy of David B.H. Martin)
May 17, 1985
Memo from SEC Office of the Chief Economist with update on adoption of poison pills and impact on shareholder wealth
image pdf (Courtesy of David B.H. Martin)
May 17, 1985
Memo to SEC Commissioners from Richard Ketchum on May 21st open meeting on government securities markets regulation
image pdf (Courtesy of David B.H. Martin)
May 20, 1985
Statement of Douglas Ginsburg before SEC on corporate takeover legislation
image pdf (Courtesy of David B.H. Martin)
May 22, 1985
Draft report of special task force on audits of repurchase securities transactions
image pdf (Courtesy of David B.H. Martin)
May 24, 1985
Memo to SEC Chairman John Shad from Clarence Sampson on auditing and accounting issues involved in repurchase transactions
image pdf (Courtesy of David B.H. Martin)
May 29, 1985
Memo from William Wood, SEC Division of Corporation Finance on Filing Activity Tracing System (FACTS)
transcript pdf (Courtesy of John Huber)
June 7, 1985
Letter from Donald Kirk, Financial Accounting Standards Board to Representative John Dingell with FASB Summary of Statements of Financial Accounting Standards Nos. 1 to 85

(JT Ball Collection, University of Mississippi)

June 12, 1985
Final edited transcript of interview with L. William Seidman, conducted by William A. Syers
image pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
June 18, 1985
Memo to U.S. House of Representatives Subcommittee on Telecommunications, Consumer Protection and Finance from U.S. Representative Timothy Wirth on second hearing on Public Securities Act of 1985
image pdf (Courtesy of David B.H. Martin)
June 20, 1985
Regulation of the Government Securities Markets - Minority Reportof SEC Commissioner Aulana Peters
image pdf (Courtesy of David B.H. Martin)
June 20, 1985
Regulation of the Government Securities Markets - SEC Report
image pdf (Courtesy of David B.H. Martin)
June 21, 1985
Department of Treasury News: Statement of Mikel Rollyson, Tax Legislative Counsel on use of tax-exempt industrial development bonds
image pdf (Courtesy of National Archives and Records Administration)
June 28, 1985
Draft SEC response to U.S. Representative Timothy Wirth's January 25th letter concerning tender offers
image pdf (Courtesy of David B.H. Martin)
July 1985
United States of America v. Joseph H. Hale: Brief of Appellee
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
July 3, 1985
Final edited transcript of interview with Tom Korologos, conducted by William A. Syers
image pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
July 9, 1985
Opening statement of SEC Chairman John Shad before the House Subcommittee on Domestic Monetary Policy concerning regulation of the government securities market
image pdf (Courtesy of the Ronald Reagan Library)
July 10, 1985
Inscription to Dennis Levine from Ivan Boesky, within a copy of "Merger Mania" by Mr. Boesky, published in 1985
image pdf (Courtesy of Government Records)
July 11, 1985
Letter to Angela Desmond, Municipal Securities Rulemaking Board with Financial Securities Council Same Day Funds Settlement Task Force Recommendations and Report
image pdf (Courtesy of Municipal Securities Rulemaking Board)
July 11, 1985
Release from New York Attorney General Robert Abrams barring "Balm in Gilead" producers
image pdf (Courtesy of Orestes Mihaly)
July 12, 1985
Statement of the Financial Accounting Standards Board to the Subcommittee on Oversight and Investigations, House Committee on Energy and Commerce
image pdf (JT Ball Collection, University of Mississippi)
July 17, 1985
Memo from Orestes J. Mihaly and Daniel Bell to Wayne Howell, NASAA President, on E.F. Hutton
image pdf (Courtesy of Orestes Mihaly)
July 19, 1985
Statement of SEC Chairman John Shad on S&L accounting and financial reporting before the U.S. House of Representatives Subcommittee on Oversight and Investigations
image pdf (Courtesy of David B.H. Martin)
July 31, 1985
Advice memo to SEC Commission from Division of Corporation Finance on review of preliminary proxy material
image pdf (Courtesy of David B.H. Martin)
August 1985
APL Limited Partnership v. Van Dusen Air Incorporated and Hubert H. Humphrey III, Attorney General of the State of Minnesota: Brief of the Securities and Exchange Commission, Amicus Curiae
image pdf
August 5, 1985
Memo from Orestes J. Mihaly and Harvey J. Golubock to Deborah Bachrach and Mary Ellen Burns, New York State Attorney General Office, on E.F. Hutton guilty plea
image pdf (Courtesy of Orestes Mihaly)
August 12, 1985
Options Price Reporting Authority amendment to National Market System Plan
image pdf (Courtesy of FINRA)
August 15, 1985
Treasury Comments on Coopers and Lybrand Analysis of Tax-Exempt Bond Revenue Estimates
image pdf (Courtesy of National Archives and Records Administration)
September 1985
Hanson Trust PLC v. SCM Corporation: Memorandum of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
September 4, 1985
Letter from Griffin B. Bell, King & Spalding, to Orestes J. Mihaly on Hutton report
image pdf (Courtesy of Orestes Mihaly)
September 5 and 11, 1985
Background Materials for the SEC Roundtables on Major Issues
document pdf (Courtesy of Paul Gonson)
September 18, 1985
Letter from U.S. Representative John Dingell to SEC Chairman John S.R. Shad, with information on complaint of Joan Hunt Smith against Shearson/Lehman American Express
transcript pdf (Courtesy of Stuart J. Kaswell)
September 27, 1985
Memo from John Huber to SEC Division of Corporation Finance on release of non-public information
image pdf (Courtesy of John Huber)
September 27, 1985
Memo from William Wood, SEC Division of Corporation Finance on pricing amendments to 1933 Act registration statements
transcript pdf (Courtesy of John Huber)
September 27, 1985
The National Market System: A Selective Outline of Significant Events, 1971-1985, by Robert L.D. Colby, Lloyd H. Feller, Mark D. Fitterman and George T. Simon
document pdf (permission given by authors May 2003)
September 30, 1985
51st Annual Report of the U.S. Securities and Exchange Commission
image pdf (Government Records)
September 30, 1985
Response to Jon Tumler, Public Securities Association from Ronald Pearlman, Department of the Treasury on Coopers and Lybrand analysis of tax-exempt bond revenue estimates
image pdf (Courtesy of National Archives and Records Administration)
October 11, 1985
Anheuser-Busch Companies, Inc. v. W. Paul Thayer, et al: Memorandum of the Securities and Exchange Commission, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
October 12, 1985
The Constitution of the United States: Contemporary Ratification - Presentation by Justice William J. Brennan at Georgetown University
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
October 22, 1985
Letter from Orestes Mihaly for the North American Securities Administrators Association, Inc. to John Wheeler, SEC Secretary on the NASAA Tender Offer Committee comment letter on proposed SEC rules regarding tender offers
image pdf (Courtesy of Orestes Mihaly)
October 28, 1985
New York State Attorney General Release announcing E.F. Hutton agreement to alter payment policies
image pdf (Courtesy of Orestes Mihaly)
October 28, 1985
Supreme Court of the State of New York - State of New York against E.F. Hutton & Company, Inc.
transcript pdf (Courtesy of Orestes Mihaly)
October 30, 1985
Memo to Paul Gonson from Batya Roth on Judge Gesell's ruling
transcript pdf (Courtesy of John Huber)
November 6, 1985
Memo to Don Fullerton from Thomas Neubig, Department of the Treasury on CEA memo on substitutability of tax-exempt bonds for deductible taxes
image pdf (Courtesy of National Archives and Records Administration)
November 7, 1985
Statement of the Financial Accounting Standards Board to the Subcommittee on Oversight and Investigations, House Committee on Energy and Commerce
image pdf (JT Ball Collection, University of Mississippi)
November 14, 1985
Memo from Jon Hakken and Daphne Kenyon on meeting with Council of Industrial Development Bond Issuers Study Team
image pdf (Courtesy of National Archives and Records Administration)
November 19, 1985
Letter from Shunsuke Kishida, Japanese Ministry of Finance to SEC Chairman John S.R. Shad
transcript pdf (Courtesy of John Huber)
November 25, 1985
Letter from SEC Chairman John S.R. Shad to Makoto Utsumi, Minister of Financial Affairs, Embassy of Japan
transcript pdf (Courtesy of John Huber)
December 02, 1985
Letter from Lloyd N. Cutler, Wilmer Cutler & Pickering, to U.S. Senator Charles Mathias on the nomination of Stanley Sporkin to the U.S. District Court
document pdf (Courtesy of Theodore A. Levine)
December 4, 1985
New York Stock Exchange Press Release - Record Number of Americans Own Stock
image pdf (Courtesy of Stuart Kaswell)
1986
Government Securities Act of 1986 (Public Law No. 99-571); Section 203 of IAA Amended; Section 9 of ICA Amended
document pdf (Government Records)
1986
NASD Annual Report
image pdf (Courtesy FINRA)
1986
NASD Notices to Members

(Courtesy of FINRA)

1986
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1986
Nomination of Eric Summergrad for the Manuel F. Cohen Outstanding Securities and Exchange Commission Younger Lawyer Award
image pdf (Courtesy of the Summergrad Family)
1986
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 2, 1986
New Year's Resolutions - John Huber, SEC Division of Corporation Finance
transcript pdf (Courtesy of John Huber)
January 8, 1986
Attorney General Meese vs. Chief Justice John Marshall - Presentation by Arthur Goldberg
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
January 9, 1986
Minutes of Open Meeting of SEC Commission
image pdf (Courtesy of John Huber)
January 10, 1986
Memo from Gregg Jarrell, SEC Office of the Chief Economist on merger transactions effect on long-term debt securities
image pdf (Courtesy of John Huber)
January 14, 1986
Memo from Gregg Jarrell and Tony Tri to SEC Chairman John Shad on relative market prices of dual-class common stock, U.S. and Canadian firms
image pdf (Courtesy of John Huber)
January 14, 1986
Release from New York Attorney General Robert Abrams suing franchise business promoter
image pdf (Courtesy of Orestes Mihaly)
January 16, 1986
Memo from John Huber to SEC Chairman Shad on facilitation of multi-national offerings
image pdf (Courtesy of John Huber)
January 16, 1986
Memo from Richard Ketchum to SEC Chairman Shad on meeting with Japanese Ministry of Finance
image pdf (Courtesy of John Huber)
January 17, 1986
Letter to U.S. Representative Timothy Wirth from SEC Chairman John Shad on recent decisions on major corporate takeover issues
image pdf (Courtesy of the Ronald Reagan Library)
January 29, 1986
Memo from Annette Poulsen on sources of values in corporate "going private" transactions
image pdf (Courtesy of John Huber)
January 30, 1986
Letter to U.S. Representative Mickey Edwards from Lynn Rogers on 1985 Tax Reform Act
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
February 18, 1986
Letter from Richard Ketchum, SEC Division of Market Regulation to Consuela Washington, House Committee on Energy and Commerce on no-action letters issued to over-the-counter automated trading systems
image pdf (Courtesy of Stuart Kaswell)
February 19, 1986
SEC Roundtable on Market Rumors and Trading Halts
image pdf (Courtesy of David B.H. Martin)
March 1986
Anschuetz & Co. v. Mississippi River Bridge Authority, and Messerschmitt Bolkow Blohm v. Virginia Walker: Brief for the United States as Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
March 1986
Securities Industry Association v. Board of Governors of the Federal Reserve System et al. and Bankers Trust Company - Reply Brief for Board of Governors of Federal Reserve System et al.
image pdf (Courtesy of John Huber)
March 12, 1986
Letter to U.S. Representative Mickey Edwards from Hugh Jones opposing bond prohibitions
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
March 17, 1986
Securities Industry Association v. Board of Governors of the Federal Reserve System et al. and Bankers Trust Company - Certificate
image pdf (Courtesy of John Huber)
March 21, 1986
Securities Industry Association v. Board of Governors of the Federal Reserve System et al. and Bankers Trust Company - Reply Brief for Bankers Trust Company
image pdf (Courtesy of John Huber)
March 26, 1986
Memo from Office of General Counsel to SEC Commission on Securities Industry Association v. Board of Governors of the Federal Reserve System
image pdf (Courtesy of John Huber)
March 28, 1986
Memo for J. Roger Mentz from George Gould, Department of the Treasury on Senator Packwood's proposed modifications to SLGs program
image pdf (Courtesy of National Archives and Records Administration)
April 9, 1986
Letter to U.S. Representative Mickey Edwards from Mike Shafer, Rasor-West supporting tax reform
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
April 14, 1986
Draft Detailed Technical Comments on Chairman's Tax-Exempt Bond Proposal
image pdf (Courtesy of National Archives and Records Administration)
April 15, 1986
Report of Frederick M. Werblow, Independent Consultant Re: Securities and Exchange Commission In the Matter of E.F. Hutton & Company, Inc.
image pdf (Courtesy of Kathryn McGrath)
April 24, 1986
Statement of the Financial Accounting Standards Board to the Subcommittee on Oversight and Investigations, House Committee on Energy and Commerce
image pdf (JT Ball Collection, University of Mississippi)
May-June 1986
SEC Employee News
image pdf (Courtesy of John Huber)
May 5, 1986
Tax Analysts Special Report: Separating Public- and Private-Purpose Tax-Exempt Bonds, by Dennis Zimmerman
image pdf (Courtesy of National Archives and Records Administration)

801 to 900 of 1650 records

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