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June 29,1981: Johnson Controls International, Inc. Proposal for Regulatory Reform: Foreign Corrupt Practices Act
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 29, 1981: Letter from Edmund H. Kerr, Association of the Bar of the City of New York, to SEC Chairman John S.R. Shad suggesting reconsideration of SEC current practices
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 29,1981: Nationwide Life Insurance Company Proposal for Regulatory Reform
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 29, 1981: SEC Amicus Curiae in Newman Case
document pdf (Courtesy of Donna Nagy)
July 1981: NASD Newsletter Special Issue
image pdf (Courtesy FINRA)
July 9, 1981: Letter from Lee Gunderson, American Bankers Association, to Joel Goldberg, Director, SEC Division of Investment Management on money market mutual funds
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 13, 1981: Memorandum Opinion and Order: Nelson Bunker Hunt, et Al. vs. United States Securities and Exchange Commission; U.S. District Court - Northern District of Texas, Dallas Division
document pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 13, 1981: Release from New York Attorney General Robert Abrams on raid against Mineral Resources, Inc.
image pdf (Courtesy of Orestes Mihaly)
July 13, 1981: Transcript of the Press Coffee with SEC Chairman John S.R. Shad
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 17, 1981: Letter to James Baker from SEC Chairman John Shad with "The SEC and Capital Formation" draft
transcript pdf (Courtesy of the Ronald Reagan Library)
July 20, 1981: Memo from Benjamin Milk to SEC Chairman Shad with MOSS Briefing
image pdf (Courtesy of David Morf)
July 23, 1981: Letter to C. Boyden Gray from Edward H. Auchincloss on proposed amendment of Section 13(f) of Securities Exchange Act of 1934
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 24, 1981: Washington Public Power Supply System: At the Crossroads - A Special Report of Merrill Lynch Pierce Fenner and Smith, Inc. Fixed Income Research Department
image pdf (Courtesy of Washington State Archives)
July 29, 1981: "Money Market Funds: A Case Study of the Consequences of Competition," Address by Martin E. Lybecker before the National Association of State Legislatures
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 31, 1981: Letter from SEC Commissioner John R. Evans to U.S. Senator Jake Garn responding to questions concerning money market funds
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 4, 1981: Letter from Philip McBride Johnson, Chairman of the Commodity Futures Trading Commission, to New York Attorney General Robert Abrams, asking for the State of New York's support for CFTC's enforcement on commodities fraud
image pdf (Courtesy of Orestes Mihaly)
August 10, 1981: Letter to Washington State Senator King Lysen from Kenneth Eikenberry and Philip Austin, Office of the Attorney General on issuance of state general obligation bonds to fund Washington Public Power Supply System capital projects
image pdf (Courtesy of National Archives and Records Administration)
August 17, 1981: Letter from Douglas Scarff, SEC to Bruce Simpson, Chicago Board Options Exchange, Inc. with findings on inspection of compliance programs
transcript pdf (Courtesy of the National Archives and Records Administration)
August 20, 1981: Letter to C. Boyden Gray from Richard Grant, SEC Division of Investment Management on Edward Auchincloss letter
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 21, 1981: Atlantic Richfield Company Recommendation for Regulatory Relief
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 21, 1981: Securities Exchange Act Release: Summary of Comments Submitted in Response to Proposed Amendments to Rule 10b-4
image pdf (Courtesy of David B.H. Martin)
August 28, 1981: Letter from SEC Chairman John S.R. Shad to Charles Henry, Chicago Board Options Exchange, on surveillance of intermarket trading activity
transcript pdf (Courtesy of the National Archives and Records Administration)
August 28, 1981: Letter from SEC Chairman John S.R. Shad to John J. Phelan, Jr., New York Stock Exchange, Inc. on surveillance of intermarket trading activity
transcript pdf (Courtesy of the National Archives and Records Administration)
August 31, 1981: Letter from Ralph R. Smith, Securities Administrator, State of Washington, to SEC Commissioner John Evans
document pdf (Courtesy of David B.H. Martin, Jr.)
September 4, 1981: Letter from Warren B. French, Jr., Shenandoah Telephone Company, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 10, 1981: Letter from Carl W. Schneider, Wolf Block Schorr and Solis-Cohen, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 10, 1981: Release from New York Attorney General Robert Abrams on pyramid scheme of Am-Pro Marketing, Inc.
image pdf (Courtesy of Orestes Mihaly)
September 11, 1981: New York State Attorney General Release on Central Registration Depository (CRD) System
image pdf (Courtesy of Orestes Mihaly)
September 14, 1981: Letter from Robert A. Kessler, Fordham University School of Law, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 16, 1981: "Self-Regulation at the Crossroads" - Remarks by John J. Phelan, Jr., President, New York Stock Exchange, Inc. to Internal Auditors Division, Securities Industry Association
transcript pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
September 23, 1981: Letter from Richard D. Latham, Texas Securities Commissioner, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 23, 1981: Letter from Robert F. Kenny, Tennis Togs, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 23, 1981: Letter from Stephen Glazier, Loeb and Loeb, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 25, 1981: Letter from Francis J. Stifter, Electronic Specialist, Inc., to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 25, 1981: Letter from Linda A. Wertheimer, Jackson Walker Winstead Cantwell & Miller, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 28, 1981: Letter from Anthony M. Lamport, Drexel Burnham Lambert, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 28, 1981: Letter from Bernard L. Porter, The William K. Westley Co., to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 29, 1981: Letter from Arthur B. Hahn, Merchandise for Media, Inc., to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 29, 1981: Letter from Michael K. Hynes, Hynes Aviation Industries, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
September 30, 1981: 47th Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
September 30, 1981: Letter from Sullivan & Cromwell to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 1, 1981: Letter from John D. Evans, Windels Marx Davies & Ives, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 1981: Letter from SEC Chairman John S.R. Shad to David A. Stockman, Office of Management and Budget, concerning the impact of budget reductions on the SEC
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 1981: Request from Common Cause to Mr. and Mrs. Shaw Mudge
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
October 1, 1981: SEC Second Six-Month Report on Implementation of the Market Oversight and Surveillance System (MOSS)
image pdf (Courtesy of David Morf)
October 2, 1981: Letter from Gary D. Bruhn, Hoops & Hudson, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 2, 1981: Letter from the Los Angeles County Bar Association to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 4, 1981: Mailgram to President Reagan from John Prince Thorndike regarding the SEC
transcript pdf (Courtesy of the Ronald Reagan Library)
October 5, 1981: Letter from David L. Ratner, University of San Francisco, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 5, 1981: Letter from Deloitte Haskins & Sells to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 5, 1981: Letter from Edward A. Benjamin and Christopher A. Klem, Ropes & Gray, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 5, 1981: Letter from Frank R. Goldstein, Piper & Marbury, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 5, 1981: Letter from Zel E. Lipsen, Lipsen & Hamberger, and Stephen M. Feldman, Wyatt and Saltzstein, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 5, 1981: Memo from Wayne Ginion on intermarket surveillance group efforts to date
image pdf (Courtesy of David Morf)
October 6, 1981: Letter from Jeremiah S. Buckley, Leighton Conklin Lemov Jacobs & Buckley, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 6, 1981: Memo from Dennis Shea to Douglas Scarff on NYSE audit trail
image pdf (Courtesy of David Morf)
October 11, 1981: "The Future is For Those Who are Prepared," Address by SEC Commissioner John R. Evans to 48th Annual Convention, National Security Traders Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 12, 1981: "A New Milestone," Address by SEC Commissioner John R. Evans to 64th Annual Conference, North American Securities Administrators Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 12, 1981: Letter from Donald G. Calcaterra, First Equity Associates, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 12, 1981: Letter from Thomas A. Kurkowski, INVST Financial Group, Inc., to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 12, 1981: Report of the Tender Offer Committee of the North American Securities Administrators Association, Inc. and Uniform Take-over Act
image pdf (Courtesy of Orestes Mihaly)
October 13, 1981: Letter from Michael Gettelman, Farella Braun & Martel, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 13, 1981: Letter from U.S. Representative Benjamin S. Rosenthal to SEC Chairman John S.R. Shad on Congressional hearings on the allegations of insider trading in Santa Fe International options
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 14, 1981: Memo from SEC Chairman Shad to all Commission staff members concerning proposed Fiscal 1982 budget reductions
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 15, 1981: Letter from Richard H. Rowe, Proskauer Rose Goetz & Mendelsohn, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 16, 1981: "Deregulation: A Sensitive Undertaking Requiring Adequate Resources," Address by SEC Commissioner John R. Evans to Symposium on Securities Regulation and the Capital Raising Process for Small Issuers
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 19, 1981: Letter from Kenneth J. Bialkin, American Bar Association, to David Stockman, Office of Management and Budget, opposing SEC budget cuts
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 20, 1981: Letter from Thomas M. Del Ricci to U.S. Representative R. Lawrence Coughlin, detailing impact of SEC budget cuts on Philadelphia Branch Office
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 20, 1981: Letter to Shaw Mudge from Walter Urda confirming presentation to Westconn International Trade Association
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 20, 1981: Testimony of John R. Evans, Commissioner, Securities and Exchange Commission, before the Subcommittee on Commerce, Consumer and Monetary Affairs of the House Committee on Government Operations
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 21, 1981: Letter from Bruce H. Hahn, National Tooling & Machining Association, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 21, 1981: Letter from Frank J. Wilson, NASD, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 23, 1981: Memo for Jim Tozzi from Rob Veeder on Boyden Gray's question on SEC Form 13F
image pdf (Courtesy of George Bush Presidential Library and Museum)
October 27, 1981: Letter from John C. Whitehead, Goldman, Sachs & Co., to Senator E.J. Garn, opposing SEC budget cuts
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 27, 1981: Letter from U.S. Representative Geraldine A. Ferraro to SEC Chairman Harold Williams, seeking information on impact on SEC of budget cuts
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 28, 1981: Letter from John H. Fitch, Jr., National Association of Wholesaler-Distributors, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
October 28, 1981: Letter from Ralph DeNunzio and Edward O'Brien, Securities Industry Association, to U.S. Representative Neal Smith, opposing SEC budget cuts
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 28, 1981: Protest to Fred Wertheimer, Common Cause from Shaw Mudge on Foreign Corrupt Practices Act
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 2, 1981: Letter from Senator Paul Laxalt to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 4, 1981: Letter from A.A. Sommer, Jr., Morgan Lewis & Bockius, to David Stockman, opposing SEC budget cuts
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 4, 1981: Letter from Senator Christopher J. Dodd to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 4, 1981: New York State Attorney General Release on arrest of boiler room operators preying on fears of new cold war
image pdf (Courtesy of Orestes Mihaly)
November 5, 1981: Letter from Senator Howard H. Baker, Jr. to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 6, 1981: Letter from Robert D. Strahota, Kirkland & Ellis, to the SEC re Regulation D
document pdf (Courtesy of David B.H. Martin, Jr.)
November 9, 1981: Letter from Senator John Heinz to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 10, 1981: Letter from Senator William Proxmire to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 12, 1981: Report from Donald Malawsky, SEC Regional Administrator, to SEC Chairman John S. R. Shad on securities regulation symposium in Buffalo
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 13, 1981: Letter to SEC Chairman John Shad from U.S. Ambassador Faith Ryan Whittlesey on relations with Swiss banking community
transcript pdf (Courtesy of the Ronald Reagan Library)
November 16, 1981: Letter from Representative John D. Dingell to SEC Chairman John S.R. Shad, protesting the discontinuance of the News Digest and SEC Docket
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 16, 1981: Letter from Walter Auch, Chicago Board Options Exchange to Leslie Rosenthal and Robert Wilmouth, Chicago Board of Trade on relations between the CBOE and CBT
transcript pdf (Courtesy of the Chicago Board Options Exchange Archives)
November 17, 1981: Memo for James A. Baker III from Glenn Schleede with statement of Jonathan Rose on U.S. Department of Justice enforcement of Foreign Corrupt Practices Act
image pdf (Courtesy of the Ronald Reagan Library)
November 17, 1981: Memo to Fred Fielding from D. Edward Wilson, Jr. on Foreign Corrupt Practices Act
image pdf (Courtesy of the Ronald Reagan Library)
November 18, 1981: Letter from Leslie Rosenthal, Chicago Board of Trade to CBT members on relations between the CBT and CBOE
transcript pdf (Courtesy of the Chicago Board Options Exchange Archives)
November 19, 1981: B.P.R.A. (Business Practices and Records Act): An Honest Attempt to Save Jobs - Remarks of Shaw Mudge to Westconn International Trade Association
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 19, 1981: Memo from David Morf to George Kundahl on risk and MOSS
image pdf (Courtesy of David Morf)
November 20, 1981: Memo from SEC Executive Director George G. Kundahl to SEC Division Directors, Office Heads and Regional Administrators on Commission Activities during the Weekend of November 21-22, 1981
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 23, 1981: Memo from SEC Executive Director George G. Kundahl to SEC Staff concerning Commission Operations during Period of the Absence of Appropriations
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
November 27, 1981: Letter to George Fitzsimmons, SEC from James Buck, New York Stock Exchange with comments on proposed integrated disclosure program
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
December 2, 1981: "The SEC and the Securities Industry," Address by SEC Chairman John S.R. Shad to the Securities Industry Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
December 4, 1981: Letter from Senator Ted Stevens to John C. Whitehead
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

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