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December 17, 1938
Memorandum of conference at the New York Stock Exchange with SEC Chairman William O. Douglas and Ganson Purcell, SEC Trading and Exchange Division
transcript pdf (Courtesy of the National Archives and Records Administration)
December 19, 1938
Draft SEC statement on the decision of the New York Stock Exchange to take no action against members involved in the Whitney episode
transcript pdf (Courtesy of the National Archives and Records Administration)
December 22, 1938
Memo from William O. Douglas to Chester Lane
transcript pdf (Courtesy of the Library of Congress)
December 27, 1938
Letter from Francis White, Foreign Bondholders Protective Council, Inc. to SEC Chairman William O. Douglas re Colombia
transcript pdf (Courtesy of the National Archives and Records Administration)
1939
1939 SEC Organizational Chart
document pdf (Courtesy of National Archives)
1939
SEC Commissioner Robert Healy's comments on material relating to interstate commerce and restraint of trade aspects of the NYSE rule
transcript pdf (Courtesy of the National Archives and Records Administration)
1939
SEC Commissioner Robert Healy's suggestions on multiple trading hearing
transcript pdf (Courtesy of the National Archives and Records Administration)
1939
SEC Memorandum of Law regarding multiple trading rule
transcript pdf (Courtesy of the National Archives and Records Administration)
January 3, 1939
Letter from SEC Chairman William O. Douglas to Francis White, Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
1939
Undated Thomas Corcoran Memo on SEC Commission Succession
document pdf (Courtesy of the Library of Congress)
January 6, 1939
Letter from Francis White, Foreign Bondholders Protective Council, Inc. to SEC Chairman William O. Douglas re Colombia
transcript pdf (Courtesy of the National Archives and Records Administration)
January 9, 1939
Letter from Counsellor, Canadian Legation, to SEC Chairman William O. Douglas on regulation of Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
January 10, 1939
Letter from William McC. Martin, New York Stock Exchange to SEC Chairman William O. Douglas on disposition of Whitney case
image pdf (Courtesy of the National Archives and Records Administration)
January 17, 1939
Letter to Garland Ferguson, Federal Trade Commission from SEC Chairman William O. Douglas on McKesson & Robbins
transcript pdf (Courtesy of National Archives and Records Administration)
January 19, 1939
Comments on the McKesson & Robbins case, from letters sent to American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 26, 1939
Memo from Raoul Berger to Milton Freeman
document pdf (Courtesy of the National Archives)
January 27, 1939
Address of John Carey to Pittsburgh Chapter, American Institute of Accountants on McKesson & Robbins case
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
February 8, 1939
Letter to SEC Commissioner Jerome Frank from Adolf Berle on Public Utility Holding Company Act of 1935
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 10, 1939
Letter to U.S. Senators Borah and O'Mahoney from Continental Investment Corporation on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
February 10, 1939
Reply letter to Adolf Berle from Jerome Frank
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 13, 1939
Letter from Ben Howell Griswold, Jr. to William Douglas
image pdf
February 21, 1939
Review by Members of the Staff of the Trading and Exchange Division of "Report on the London Stock Exchange" and "Report on Foreign Dealings in American Securities"
transcript pdf (Courtesy of the Library of Congress)
February 23, 1939
Memo from Edwin A. Sheridan, Executive Assistant to SEC Chairman William O. Douglas, with comments on statement from New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
March 4, 1939
Letter from American Institute of Accountants Special Committee on McKesson and Robbins
image pdf (Courtesy of the American Institute of Certified Public Accountants)
March 15, 1939
Final Report from M.L. Ramsay to the SEC Commissioners on the Collection and Dissemination of Information
document pdf (Courtesy of the Library of Congress)
March 15, 1939
On Amending the Law, SEC Statement to Stock Exchange Committee Report
document pdf (with permission of the Yale University Press)
March 17, 1939
Letter to U.S. Senator William Borah from Thurman Arnold, Assistant Attorney General, with suggested revisions
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
March 20, 1939
Report on English Underwriting and Distribution, Methods and Practices - By Lunsford P. Yandell
transcript pdf (Courtesy of the Library of Congress)
March 21, 1939
Congratulation letter from Justice Harlan Stone to William O. Douglas on appointment to U.S. Supreme Court
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 11, 1939
Letter from William O. Douglas to Abe Fortas, SEC Public Utilities Division
transcript pdf (Courtesy of the Library of Congress)
April 12, 1939
Letter from SEC Chairman William O. Douglas to President Roosevelt with views of statutes administered by SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 12, 1939
Memorandum from SEC Chairman William O. Douglas to President Roosevelt on insurance investigation
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 24, 1939
Letter from William O. Douglas to George E. Bates, Harvard University
transcript pdf (Courtesy of the Library of Congress)
April 25, 1938
Reply letter to Theodore Hammond from Ben Howell Griswold, Jr.
image pdf
April 27, 1939
Memo from Jerome Frank to Thomas Corcoran with draft Wall Street Journal article
document pdf (Courtesy of the Library of Congress)
April 28, 1939
Letter from William O. Douglas to Hector J. Dowd, SEC
transcript pdf (Courtesy of the Library of Congress)
May 18, 1939
Letter from John K. Starkweather to Nevil Ford
image pdf
May 23, 1939
Notes from Wiley Rutledge on conversation with President Franklin Roosevelt
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)
May 31, 1939
Letter from Jerome Frank to William O. Douglas
transcript pdf (Courtesy of the Library of Congress)
June 16, 1939
Address of SEC Commissioner Robert E. Healy before the Harvard Business School Alumni Association
transcript pdf (Courtesy of Stephen Zeff)
June 30, 1939
Fifth Annual Report of the Securities and Exchange Commission

(Government Records)

August 2, 1939
Letter from Jerome Frank to William O. Douglas
document pdf (Courtesy of the National Archives)
August 7, 1939
Memorandum from Martin Riger, Assistant Director, Reorganization Division, to Chester Lane, General Counsel, on Chapters X and XI of the Bankruptcy Act
document pdf (Courtesy of the estate of Nathan Sameth)
August 21, 1938
Letter from Ben Howell Griswold, Jr. to Judge Robert Healy
image pdf
August 22, 1939
Regulation of the Over-the-Counter Security Markets
image pdf
August 24, 1939
Membership in the National Association of Securities Dealers, Inc.
image pdf
August 26, 1939
Letter from SEC Chairman Jerome Frank to Secretary of State Cordell Hull on sale of bonds of the Republic of China in the United States
transcript pdf (Courtesy of the National Archives and Records Administration)
September 6, 1939
Letter from SEC Chairman Jerome Frank to the Secretary of State on hearing on Konversionskasse
transcript pdf (Courtesy of the National Archives and Records Administration)
September 7, 1939
Financial Statements for Investors - Address of William Werntz, SEC Chief Accountant before Ohio Society of CPAs
transcript pdf (AICPA Collection, University of Mississippi)
September 20, 1939
Subjects for Accounting Research - Address of William Werntz, SEC Chief Accountant to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
September 21, 1939
What is Expected of the Independent Auditor: From the Viewpoint of the Investor - Address of William Werntz, SEC Chief Accountant to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 12, 1939
Accounting and the Commission's Enforcement Program - Address of Robert E. Kline, Jr., SEC Assistant General Counsel to Chi Chapter of Delta Sigma Pi, Johns Hopkins University
transcript pdf (AICPA Collection, University of Mississippi)
October 31, 1939
Notes of Herbert Feis, Adviser on International Economic Affairs, Department of State of meeting with the Department of the Treasury on foreign securities
image pdf (Courtesy of the Library of Congress)
November 15, 1939
The Relation of Accounting Statements and Reports to Security Issues - Address of William Werntz, SEC Chief Accountant to Third National Accounting Conference
transcript pdf (AICPA Collection, University of Mississippi)
November 16, 1939
Letter from President Franklin D. Roosevelt to Mrs. Pierce Butler on the death of her husband
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)
December 7, 1939
Memorandum from Justice William O. Douglas requesting disqualification in consideration of Radio-Keith-Orpheum Corporation case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
December 11, 1939
Note from T.H. Sanders with proposed SEC Accounting Release No. 11: Accounting for Marketable Securities
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 15, 1939
Supreme Court of the United States: A.C. Frost & Company vs. Coeur d'Alene Mines Corporation - Petition for Writ of Certiorari
image pdf (Courtesy of National Archives and Records Administration)
1939
Excerpts of testimony of Samuel J. Broad before SEC hearing
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
1939
Memorandum on Associate Justice Pierce Butler, prepared by his daughter, accompanying letter to Miss Susie Hershberg
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)
1939
Tribute to Associate Justice Pierce Butler
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)

901 to 961 of 961 records

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