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April 7, 1938: Letter from Secretary of State Cordell Hull to SEC Chairman William O. Douglas on sending Lunsford P. Yandell to London
transcript pdf (Courtesy of the National Archives and Records Administration)
April 11, 1938: Letter from SEC Chairman William O. Douglas to Francis White, Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
April 11, 1938: Regulation of Over-the-Counter Markets - Hearing before a Subcommittee of the U.S. House of Representatives Committee on Interstate and Foreign Commerce on H.R.9634
image pdf (Courtesy FINRA)
April 15, 1938: Enforcement Manual, Securities and Exchange Commission
image pdf (Courtesy of David M. Greenberg)
April 19, 1938: Memo from SEC Chairman William O. Douglas on Cuban Government Debt Plan
transcript pdf (Courtesy of the National Archives and Records Administration)
April 25, 1938: Letter to U.S. Senator William Borah from Frank Fetter with comments on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
April 26, 1938: Letter from Frederic Delano, National Resources Committee, to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
April 26, 1938: Memo from SEC Chairman Douglas to Judge Healy on PUHCA
document pdf (Courtesy of the Library of Congress)
April 27, 1938: Letter from Felix Frankfurter to Justice Harlan Stone on Tompkins case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 27, 1938: Letter from Felix Frankfurter to William O. Douglas
document pdf (Courtesy of the Library of Congress)
April 28, 1938: Letter from Ambassador Joseph P. Kennedy to SEC Chairman Douglas on Lunsford "Jack" Yandell's work in London
image pdf (Courtesy of the National Archives and Records Administration)
April 28, 1938: Letter from William O. Douglas to Felix Frankfurter
transcript pdf (Courtesy of the Library of Congress)
April 28, 1938: Letter from William O. Douglas to Representative Clarence Lea
document pdf (Courtesy of the National Archives)
April 29, 1938: Message of President Franklin D. Roosevelt to Congress on economic policy
transcript pdf (Courtesy of the National Archives and Records Administration)
May 4, 1938: Letter from Dean Erwin Griswold, Harvard Law School to Justice Harlan Stone on Swift vs. Tyson
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
May 4, 1938: Letter from Solicitor General Robert Jackson to John MacLane on SEC vs. Electric Bond and Share Company
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
May 5, 1938: Letter from Charles Gay, New York Stock Exchange, to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
May 6, 1938: Letter from Felix Frankfurter to William O. Douglas
document pdf (Courtesy of the Library of Congress)
May 6, 1938: Report from Mr. Eicher to accompany S.3255
image pdf (Courtesy FINRA)
May 8, 1938: Letter from William O. Douglas to President Roosevelt, with letter to the Bureau of the Budget
transcript pdf (Courtesy of the Library of Congress)
May 9, 1938: Letter from William O. Douglas to President Roosevelt re SEC Commissioner George C. Mathews
transcript pdf (Courtesy of the Library of Congress)
May 10, 1938: Letter from William O. Douglas to Roswell Magill, Under Secretary of the Treasury
transcript pdf (Courtesy of the National Archives)
May 16, 1938: Memo from William O. Douglas re Willkie inquiry
transcript pdf (Courtesy of the Library of Congress)
May 18, 1938: Memo from Chester Lane on conference with William Mondell on Konversionskasse
transcript pdf (Courtesy of the National Archives and Records Administration)
May 18, 1938: Telegram from William O. Douglas to John G. Forrest for Charles Gay
image pdf (Courtesy of the Library of Congress)
May 26, 1938: Letter from William O. Douglas to Henry Morgenthau, Jr., Secretary of the Treasury
transcript pdf (Courtesy of the Library of Congress)
May 27, 1938: Letter from William O. Douglas to Julius Berens, Berens Financial News Bureau, Inc.
transcript pdf (Courtesy of the Library of Congress)
June 7, 1938: Letter to President Roosevelt from SEC Chairman William O. Douglas requesting Eleanor Townsend be appointed Administrative Assistant in SEC New York office
transcript pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 9, 1938: Memo from William O. Douglas to SEC Commissioner Jerome Frank
transcript pdf (Courtesy of the Library of Congress)
June 9, 1938: Memo to D.W. Bell, Acting Director of the Budget, on James Caffrey's request for Eleanor Townsend
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 16, 1938: Memorandum of conference between representatives of the SEC and of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
June 17, 1938: Letter from Nevil Ford to Joseph Hostetler
image pdf
June 17, 1938: Memorandum re Self-Regulation and the Maloney Bill
image pdf (Courtesy FINRA)
June 18, 1938: Letter from Cincinnati Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
June 18, 1938: Letter to President Roosevelt from Eleanor Townsend concerning appointment to SEC New York office
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 23, 1938: Letter from Francis P. Brassor to Representative Robert L. Bacon
transcript pdf (Courtesy of the National Archives)
June 24, 1938: President Roosevelt's response to Eleanor Townsend's appointment to SEC New York office
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 25, 1938: An Act to provide for the establishment of a mechanism of regulation among over-the-counter brokers and dealers (Maloney Act)
image pdf (Courtesy FINRA)
June 25, 1938: Memo to President Roosevelt from D.W. Bell, Bureau of the Budget in opposition to Eleanor Townsend's appointment
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 25, 1938: Proposed Executive Order from Robert Jackson, Acting Attorney General concerning appointment of Eleanor Townsend
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 28, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
June 28, 1938: Letter from William O. Douglas to Marriner E. Eccles, Chairman, Board of Governors of Federal Reserve System
transcript pdf (Courtesy of the Library of Congress)
June 30, 1938: Fourth Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 1, 1938: Letter to D.W. Bell, Bureau of the Budget from M.H. McIntyre confirming Executive Order for Eleanor Townsend's appointment
transcript pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
July 1938: United States of America before the SEC in the Matter of Richard Whitney et al
document pdf (Courtesy of the National Archives)
July 2, 1938: Letter from Ralph Bulkley to Wallace Fulton
image pdf
July 3, 1938: Reply letter to Honorable Robert Crosser from Joseph Hostetler
image pdf
July 8, 1938: Telegram from William O. Douglas to Francis E. Frothingham, Investment Bankers Association of America
transcript pdf (Courtesy of the Library of Congress)
July 13, 1938: Letter from Joseph Hostetler to Murray Hanson
image pdf
July 13, 1938: Reply letter to John K. Starkweather from Joseph Hostetler
image pdf
July 23, 1938: Letter from Charles Eliot, National Resources Committee, to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
July 25, 1938: Letter from William O. Douglas to Joseph C. O'Mahoney
transcript pdf (Courtesy of the Library of Congress)
July 26, 1938: Letter from Association of Stock Exchange Firms to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
July 27, 1938: Letter from William O. Douglas to Representative Walter Chandler
transcript pdf (Courtesy of the Library of Congress)
July 28, 1938: Letter from William O. Douglas to Charles W. Eliot 2nd, National Resources Committee
document pdf (Courtesy of the National Archives)
July 29, 1938: Letter from William O. Douglas to SEC Commissioner Robert Healy on the Whitney Report
transcript pdf (Courtesy of the Library of Congress)
July 30, 1938: Memo from William O. Douglas to SEC Commissioner Robert Healy on United Light and Power, and Electric Bond and Share
transcript pdf (Courtesy of the Library of Congress)
August 2, 1938: Memo from William O. Douglas to William Werntz on accounting practices
transcript pdf (Courtesy of the Library of Congress)
August 15, 1938: Reply letter to Sherman Ellsworth from Wallace Fulton
image pdf
August 19, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
August 24, 1938: Reply letter to G.M. Peterson from ____ Bigelow
image pdf
August 25, 1938: Memorandum of August 8, 1938 conference relative to proposals of the New York Stock Exchange and of the SEC for the safeguarding of customers' funds and securities
transcript pdf (Courtesy of the National Archives and Records Administration)
September 1, 1938: Reply letter to Harry Grande from Day Karr
image pdf
September 8, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
September 9, 1938: Letter from National Association of Accredited Publicity Directors, Inc. to William O. Douglas
document pdf (Courtesy of the Library of Congress)
September 15, 1938: Letter from George Mathews to William Bacon, San Francisco Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
September 21, 1938: Address of SEC Chairman William O. Douglas to dinner of Society for the Advancement of Management
transcript pdf (AICPA Collection, University of Mississippi)
September 21, 1938: Draft SEC report on New York Stock Exchange regulation following the failure of Richard Whitney & Company
transcript pdf (Courtesy of the National Archives and Records Administration)
September 23, 1938: Telegram from William O. Douglas to Robert M. Hutchins, University of Chicago
transcript pdf (Courtesy of the Library of Congress)
September 27, 1938: Standardization of Accounting Principles - Address of William Werntz, SEC Chief Accountant to Controllers Institute of America
transcript pdf (AICPA Collection, University of Mississippi)
September 28, 1938: Telegram from William O. Douglas to William McC. Martin, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
September 30, 1938: Letter from Consumers Power Co. to Harold Neff, SEC Forms and Regulation
document pdf (Courtesy of the National Archives)
October 1938: William O. Douglas, Virtues of the Administrative Process, Talk before Eighth Annual Forum on Current Problems
document pdf (with permission of the Yale University Press)
October 4, 1938: New York Stock Exchange Program - SEC Draft
transcript pdf (Courtesy of the National Archives and Records Administration)
October 10, 1938: Memo from SEC Chairman Douglas re Associated Gas and Electric
document pdf (Courtesy of the Library of Congress)
October 11, 1938: Recommendations of the Maloney Bill Policy Committee to the Board of Governors of the I.B.A.
image pdf
October 13, 1938: Memo from SEC Commissioner Frank to SEC Chairman Douglas with comments on Yandell's report
transcript pdf (Courtesy of the National Archives and Records Administration)
October 14, 1938: Letter from William O. Douglas to James Roosevelt re Electric Bond and Share
transcript pdf (Courtesy of the Library of Congress)
October 15, 1938: Confidential memo from Paul P. Gourrich to SEC Chairman William O. Douglas on the Whitney report
transcript pdf (Courtesy of the National Archives and Records Administration)
October 18, 1938: Outline of Actions, Deliberations and Findings of Special Committee on the Maloney Act of Inverstment Bankers Conference, Inc.
image pdf
October 24, 1938: Memo from William O. Douglas to Thomas Blaisdell
transcript pdf (Courtesy of the Library of Congress)
October 25, 1938: Recommendations of the Special Committee on the Maloney Act
image pdf
October 26, 1938: "Government Regulation and the New York Stock Exchange" - Remarks by William McC. Martin, Jr., President, New York Stock Exchange before The New York Herald Tribune Forum
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
October 27, 1938: Report of the Maloney Act Policy Committee to the Board of Governors of the Investment Bankers Association of America
image pdf
October 28, 1938: Francis A. Bonner, The Over-the-Counter Market and the Maloney Act
image pdf
October 28, 1938: George C. Mathews, A Discussion of the Maloney Act Program
image pdf
November 1, 1938: Letter from Nevil Ford to Joseph Hostetler
image pdf
November 1, 1938: Letter from SEC Chairman William O. Douglas to William McC. Martin, New York Stock Exchange on the investigation of Richard Whitney & Company
transcript pdf (Courtesy of the National Archives and Records Administration)
November 1938: William O. Douglas, Administrative Government in Action, Speech to Lotos Club
document pdf (with permission of the Yale University Press)
November 1938: William O. Douglas, Conservative Finance and the Holding Company Act, Talk to Harvard Club of Boston
document pdf (with permission of the Yale University Press)
November 5, 1938: Reply letter to Wallace Fulton from Charles Crouse
image pdf
November 8, 1938: Letter from William O. Douglas to the Attorney General
transcript pdf (Courtesy of the National Archives)
November 8, 1938: Memo from Samuel O. Clark, Jr., Director, Reorganization Division, to William O. Douglas
transcript pdf (Courtesy of the National Archives)
November 12, 1938: Letter from William O. Douglas to Thomas Reed Powell, Harvard Law School
transcript pdf (Courtesy of the Library of Congress)
November 12, 1938: Letter to President Roosevelt with information in consideration of Wiley Rutledge for U.S. Supreme Court
transcript pdf (Hugo Black Papers, courtesy Library of Congress)
November 22, 1938: Report on Foreign Dealings in American Securities - By Lunsford P. Yandell
image pdf (Courtesy of the Library of Congress)
November 23, 1938: Letter from Representative A.J. Sabath to Thomas Corcoran re Joseph L. Tupy
document pdf (Courtesy of the Library of Congress)
November 30, 1938: Memo from Walter C. Louchheim, Jr. to Ganson Purcell on Yandell Report on Foreign Dealings in American Securities by Lunsford P. Yandell
transcript pdf (Courtesy of the Library of Congress)
December 2, 1938: Letter from Senator Theodore Bilbo to SEC
document pdf (Courtesy of the National Archives)
December 6, 1938: Letter from William O. Douglas to C.E. Groesbeck, Electric Bond and Share Company
transcript pdf (Courtesy of the Library of Congress)

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