Home > Papers > 1930s | Page 8

Papers

701 to 800 of 961 records

Page:

October 1937: SEC memorandum on the problems of organization and administration of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
October 1937: What Have We Done, and How? - Robert H. Montgomery, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 2, 1937: Letter to Marguerite LeHand from James Landis, Harvard Law School reporting on Eleanor Townsend's continued employment at SEC
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
October 2, 1937: Memo from David Saperstein to the SEC Commmission on the status of foreign selling survey
transcript pdf (Courtesy of the National Archives and Records Administration)
October 5, 1937: "Some Problems in Presentation of Financial Information to Investors" - Address by Carman G. Blough before the Controllers Institute of America
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
October 8, 1937: Memorandum from Paul Gourrich to SEC Chairman William Douglas
document pdf (Courtesy of the estate of Nathan Sameth)
October 12, 1937: Letter from President Franklin Roosevelt to Robert Montgomery in recognition of American Institute of Accountants' 50th anniversary
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 12, 1937: Memo from Paul P. Gourrich to SEC Chairman Douglas on foreign stock transactions on October 11
image pdf (Courtesy of the National Archives and Records Administration)
October 18, 1937: Memorandums from Nathan Sameth to Paul Gourrich on the 1933 Act as well as on Replacement of Bearer Bonds by Registered Bonds
document pdf (Courtesy of the estate of Nathan Sameth)
October 19, 1937: Developments in Accounting Theory and Practice since 1929, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 19, 1937: To What Extent Can the Practice of Accounting Be Reduced to Rules and Standards?, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 20, 1937: Practice Problems of Accountants in Connection with Registration Statements, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 20, 1937: Report of B. Howell Griswold, Jr., Chairman, Investment Bankers Conference, Inc. on talk with SEC Chairman William O. Douglas
transcript pdf (Courtesy FINRA)
October 25, 1937: Memo from Chester Lane re Conference with Dorothy Kenyon
document pdf (Courtesy of the National Archives)
November 5, 1937: Draft letter to SEC Chairman William O. Douglas from Adolf Berle on improvement of administrative organization of New York Stock Exchange
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
November 5, 1937: How the Securities and Exchange Commission Affects the Investing Public - Radio Address by Victor Stempf, Touche Niven & Co.
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
November 22, 1937: Accountants' Certificates - Address of Carman Blough, SEC Chief Accountant
transcript pdf (AICPA Collection, University of Mississippi)
December 10, 1937: Letter to U.S. Senator Joseph O'Mahoney from Martin Riger, SEC with materials for federal incorporation bill
transcript pdf (Courtesy of National Archives and Records Administration)
December 15, 1937: Letter to President Franklin D. Roosevelt from Attorney General Homer Cummings on study of O'Mahoney bill
image pdf (Courtesy of the Franklin Delano Roosevelt Presidential Library)
December 23, 1937: Letter from P.W.R. Glover to Colonel Arthur H. Carter on publication of A Statement of Accounting Principles
image pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: Letter from P.W.R. Glover to John Carey on meeting with Colonel Carter
image pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: Report from John Carey on SEC Commissioner Healy's address
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: The Next Step in Accounting - Address of SEC Commissioner Robert E. Healy before American Accounting Association
transcript pdf (AICPA Collection, University of Mississippi)
December 31, 1937: Letter from Chester T. Lane, SEC Assistant General Counsel, to Gaylord D. Adsit, Esq. on Rule MC4
transcript pdf (Courtesy of the National Archives and Records Administration)
1937: Memo on and Analysis of O'Mahoney-Borah Bill S.3072
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
December 31, 1937: Report to the Secretary of State from SEC Chairman William O. Douglas and Herbert Feis, Adviser on International Economic Affairs - Department of State, of the visit of the Board of Visitors for the Foreign Bondholders Protective Council, Inc. to the Counc
document pdf (Courtesy of the National Archives and Records Administration)
1938: A Statement of Accounting Principles, prepared by Thomas Henry Sanders, Henry Rand Hatfield and Underhill Moore
image pdf (AICPA Collection, University of Mississippi)
1938: Memorandum re: Self-Regulation
image pdf
1938: Undated Memo from William O. Douglas on Chapter X of National Bankruptcy Act
transcript pdf (Courtesy of the National Archives)
January 4, 1938: Letter to F. Ernest Johnston from U.S. Senator William Borah seeking support for O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 5, 1938: Letter from President Franklin D. Roosevelt accepting retirement of Associate Justice George Sutherland
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 5, 1938: Reply to Amos Smith from U.S. Senator William Borah on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 5, 1938: Retirement letter of Associate Justice George Sutherland
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 6, 1938: Letter from U.S. Supreme Court Justices to Associate Justice George Sutherland on his retirement
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 6, 1938: Letter from William O. Douglas to John T. Flynn
transcript pdf (Courtesy of the Library of Congress)
January 6, 1938: Letter from William O. Douglas to Morris Gutman, Lehman Brothers
transcript pdf (Courtesy of the Library of Congress)
January 6, 1938: Letter to S.H. Boddinghouse from U.S. Senator William Borah with O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 7, 1938: Letter from William O. Douglas to Representative Jerry Voorhis
transcript pdf (Courtesy of the Library of Congress)
January 10, 1938: Letter from William O. Douglas to Edward H. Collins, The New York Herald Tribune
transcript pdf (Courtesy of the Library of Congress)
January 12, 1938: Letter from William O. Douglas to Ernest Angell, SEC Regional Administrator
transcript pdf (Courtesy of the Library of Congress)
January 14, 1938: Letter from William O. Douglas to Felix Frankfurter
transcript pdf (Courtesy of the Library of Congress)
January 15, 1938: Your Business and Your Government - Address by Robert Jackson, Assistant U.S. Attorney General to City Club of Rochester
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
January 17, 1938: Letter from Murray Hanson to Joseph Hostetler
image pdf
January 18, 1938: Copy of Maloney Bill distributed to members of the Investment Bankers Conference, Inc.
transcript pdf (Courtesy FINRA)
January 22, 1938: Letter from the Chicago Stock Exchange to Harold Neff, SEC Forms and Regulation Division
document pdf (Courtesy of the National Archives)
January 24, 1938: Letter from Goldman, Sachs & Co. to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
January 26, 1938: Letter from William O. Douglas to David Lilienthal, Tennessee Valley Authority
transcript pdf (Courtesy of the Library of Congress)
January 27, 1938: Letter to Richard Harte from U.S. Senator William Borah explaining O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 28, 1938: Memo from William O. Douglas to President Roosevelt re Over-the-Counter Brokers and Dealers
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Letter from William O. Douglas to Dr. Herbert Feis, State Department
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Letter from William O. Douglas to Representative Harry L. Englebright
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses
transcript pdf (Courtesy of the Library of Congress)
January 31, 1938: Draft Declaration of Policy: Corporations
transcript pdf (Courtesy of National Archives and Records Administration)
January 31, 1938: Letter to U.S. Senator William E. Borah from W.F. Harrah, National-Standard Company in opposition to O'Mahoney-Borah bill
image pdf (William Edgar Borah Papers, courtesy Library of Congress)
February 1, 1938: Memorandum from Francis E. Frothingham to Governors, Officers and Group Chairmen
image pdf
February 1, 2, 8 and 9, 1938: Regulation of Over-the-Counter Markets - Hearings before the U.S. Senate Committee on Banking and Currency on S.3255
image pdf (Courtesy FINRA)
February 2, 1938: SEC Letter re Short Selling
transcript pdf (Courtesy of the National Archives)
February 4, 1938: Letter from William O. Douglas to Justice Hugo Black
transcript pdf (Courtesy of the Library of Congress)
February 4, 1938: Letter from William O. Douglas to Senator Francis T. Maloney
transcript pdf (Courtesy of the Library of Congress)
February 4, 1938: Telegram from Arthur Dean to Joseph Hostetler
image pdf
February 5, 1938: Letter from William O. Douglas to Walter Breslav
transcript pdf (Courtesy of the Library of Congress)
February 5, 1938: SEC Release
document pdf (Courtesy of the National Archives)
February 8, 1938: Telegram from William Bacon, San Francisco Stock Exchange, to Ganson Purcell, SEC
document pdf (Courtesy of the National Archives)
February 10, 1938: Letter from New York Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
February 10, 1938: Letter from William O. Douglas to Howard Buffett
transcript pdf (Courtesy of the Library of Congress)
February 10, 1938: Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation
image pdf (Courtesy of the National Archives)
February 11, 1938: Letter from William O. Douglas to Charles Gay, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
February 11, 1938: Letter from William O. Douglas to Wesley W. Stout, The Saturday Evening Post
transcript pdf (Courtesy of the Library of Congress)
February 12, 1938: Letter from David Ginsburg to Felix Frankfurter on SEC v. Electric Bond and Share
image pdf (Courtesy of David Ginsburg)
February 12, 1938: Letter from Marriner S. Eccles, Federal Reserve to SEC Chairman William O. Douglas, with Mr. Eccles's letter to Herbert Feis, Adviser on International Economic Affairs, State Department
transcript pdf (Courtesy of the National Archives and Records Administration)
February 14, 1938: Letter from William O. Douglas to James Roosevelt
transcript pdf (Courtesy of the Library of Congress)
February 15, 1938: Letter from Standard Stock Exchange to Day Karr, SEC
document pdf (Courtesy of the National Archives)
February 17, 1938: Letter from Representative Boileau to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
February 17, 1938: Memo from Paul Gourrich to SEC Chairman Douglas on material on foreign transactions in American securities
transcript pdf (Courtesy of the Library of Congress)
February 18, 1938: Memo from William O. Douglas to President Roosevelt re Federal Licensing Act for Corporations
transcript pdf (Courtesy of the Library of Congress)
February 21, 1938: Letter from Francis E. Frothingham to George Mathews
image pdf
February 21, 1938: Memo from Samuel Clark, Jr. to William O. Douglas re release of Protective Committee Study Report to press
transcript pdf (Courtesy of the National Archives)
February 23, 1938: Letter from Francis E. Frothingham to Ben Howell Griswold, Jr.,
image pdf
February 24, 1938: Letter from William O. Douglas to Representative Gerald J. Boileau
document pdf (Courtesy of the National Archives)
February 24, 1938: Mark-up of SEC Release on Regulation Z
document pdf (Courtesy of the National Archives)
February 25, 1938: SEC Release
document pdf (Courtesy of the National Archives)
February 28, 1938: Letter from Charlton Ogburn to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
February 28, 1938: Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses
transcript pdf (Courtesy of the Library of Congress)
March 1, 1938: Memo from William O. Douglas to President Roosevelt re Capital Markets
transcript pdf (Courtesy of the Library of Congress)
March 2, 1938: Draft Proposed Federal Corporation Registration Act
transcript pdf (Courtesy of National Archives and Records Administration)
March 3, 1938: Letter from SEC Chairman William O. Douglas to J. Reuben Clark, Jr., Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
March 4, 1938: Memorandum Re Self-Regulation and the Maloney Bill
image pdf
March 9, 1938: Memo from SEC Commissioner Hanes to Chairman Douglas on Lunsford "Jack" Yandell
image pdf (Courtesy of the National Archives and Records Administration)
March 10, 1938: Letter to U.S. Senator William Borah from The Merchants' Association of New York, with copy of letter to U.S. Senator Joseph O'Mahoney
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
March 15, 1938: Letter from Ben Howell Griswold, Jr. to Wallace Fulton
image pdf
March 19, 1938: Address by SEC Chairman William O. Douglas on the reorganization of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
March 22, 1938: Telegram from William O. Douglas to Thomas Dewey
image pdf (Courtesy of the Library of Congress)
March 23, 1938: Report of meeting of Nominating Committee, New York Stock Exchange with SEC Chairman William O. Douglas
image pdf (Courtesy of the National Archives and Records Administration)
March 25, 1938: Letter from William O. Douglas to Howland S. Davis, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
March 25, 1938: Partial letter from SEC Chairman William O. Douglas to J. Reuben Clark, Jr., Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
March 26, 1938: Letter from William O. Douglas to President Roosevelt
transcript pdf (Courtesy of the Library of Congress)
March 28, 1938: Electric Bond & Share v. SEC, No. 636
document pdf (Courtesy of the National Archives)
April 1, 1938: Letter from William O. Douglas to Charles Gay, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
April 2, 1938: Letter from William O. Douglas to Joseph P. Kennedy
transcript pdf (Courtesy of the Library of Congress)
April 2, 1938: Letter from William O. Douglas to the Secretary of State
transcript pdf (Courtesy of the Library of Congress)

701 to 800 of 961 records

Page:

Papers

Permission for Use