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July 10, 1935: Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill
document pdf (Courtesy of the National Archives)
July 12, 1935: Letter from SEC Chairman Kennedy to Representative Samuel B. Pettengill on the Utility Bill
transcript pdf (Courtesy of the National Archives)
July 13, 1935: Letter from Joseph P. Kennedy to Herbert Bayard Swope on weekend spent working on the Utility Bill
transcript pdf (with permission of the John F. Kennedy Library Foundation)
July 15, 1935: Letter from Representative Samuel B. Pettengill to SEC Chairman Kennedy on the Utility Bill
document pdf (Courtesy of the National Archives)
July 22, 1935: Letter from Francis Brassor to William Douglas
transcript pdf (Courtesy of the National Archives)
July 22, 1935: Minutes of Code Committee Meeting
image pdf (Courtesy FINRA)
July 7, 1931: Memorandum from Rollin A. Wilbur to all Registered Investment Bankers
image pdf
August 1, 1935: Letter from Nathan Sameth to Paul Gourrich on Disclosure
transcript pdf (Courtesy of the estate of Nathan Sameth)
1934-1935: New Securities Issued During the First Year of the Securities and Exchange Commission
document pdf (from the First and Second SEC Annual Reports)
September 1935: Enforcement Activities
transcript pdf (with permission of the John F. Kennedy Library Foundation)
September 6, 1935: Letter from Joseph P. Kennedy to George Steele, Assistant Headmaster, The Choate School, praising his son Jack (future President John F. Kennedy)
transcript pdf (Courtesy of the National Archives)
September 6, 1935: Letter from SEC Chairman Kennedy to Frank L. Grove, Editor, Alabama School Journal
transcript pdf (Courtesy of the National Archives)
September 6, 1935: Resignation Letter from SEC Chairman Joseph P. Kennedy to President Roosevelt
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
September 12, 1935: Correspondence between Joseph Kennedy and Ben Howell Griswold, Jr.
image pdf
September 12, 1935: Letter from Joseph P. Kennedy to J.H. Tuttle, Standard Oil Company, on confidentiality of registration information
transcript pdf (Courtesy of the National Archives)
September 12, 1935: Telegram from Joseph P. Kennedy to Rosemary Kennedy
image pdf (Courtesy of the National Archives)
September 18, 1935: Letter from SEC Chairman Kennedy to William Chamberlain, Chairman, United Light & Power Company
transcript pdf (Courtesy of the National Archives)
September 18, 1935: Telegram from Joseph P. Kennedy to Frank W. Sullivan, Inland Steel Co.
image pdf (Courtesy of the National Archives)
September 20, 1935: Letter from President Roosevelt to Joseph P. Kennedy accepting his resignation from the SEC
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
September 21, 1935: Letter from Charles R. Gay, The New York Stock Exchange, to Joseph P. Kennedy on his resignation from the SEC
image pdf (with permission of the John F. Kennedy Library Foundation)
September 23, 1935: Letter from Abe Fortas to Joseph P. Kennedy
transcript pdf (with permission of the John F. Kennedy Library Foundation)
September 23, 1935: Letter from Joseph P. Kennedy to Arthur Hays Sulzberger, The New York Times, stating "I am leaving public life today for good"
transcript pdf (Courtesy of the National Archives)
September 23, 1935: Letter from Kenneth Hogate, The Wall Street Journal, to Joseph P. Kennedy
image pdf (with permission of the John F. Kennedy Library Foundation)
September 23, 1935: Letter of Farewell from Joseph P. Kennedy to Eugene Meyer, The Washington Post
transcript pdf (Courtesy of the National Archives)
September 24, 1935: Letter from David Saperstein, SEC Trading and Exchange Division, to Joseph P. Kennedy
document pdf (with permission of the John F. Kennedy Library Foundation)
September 24, 1935: Memorandum from Frank L. Scheffey to all Members of the Code Committee
image pdf
September 27, 1935: Memorandum from Frank L. Scheffey to all Members of the Code Committee
image pdf
September 28, 1935: Letter from SEC Chairman James Landis to Edward B. Raub, Jr.
transcript pdf (Courtesy of the National Archives)
September 28, 1935: SEC Release of Speech by Chairman James M. Landis on PUHCA
transcript pdf (Courtesy of the Library of Congress)
September 1935: Employees of the Commission
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
October 3, 1935: Letter from Paul Gourrich to Justice Louis Brandeis with SEC studies
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
October 9, 1935: John T. Flynn - "Other People's Money," The New Republic, citing Joseph P. Kennedy as "the most useful member of the Commission"
transcript pdf (with permission of The New Republic)
October 10, 1935: Memo on organization of Investment Bankers Conference Committee
image pdf (Courtesy FINRA)
October 12, 1935: Letter from Ben Howell Griswold, Jr. on behalf of IBCC to All Investment Bankers and Securities Dealers
image pdf
October 12, 1935: Memo from Investment Bankers Conference Committee, with exchange of letters with SEC Chairmen Joseph P. Kennedy and James M. Landis
image pdf (Courtesy FINRA)
October 21, 1935: SEC Release
document pdf (Courtesy of the National Archives)
October 24, 1935: American Institute of Accountants Referendum Ballot
image pdf (Courtesy of the American Institute of Certified Public Accountants)
October 24, 1935: Letter from Robert H. Montgomery, President to members of the American Institute of Accountants with proposed by-laws amendments for unification of AIA and American Society of Certified Public Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
November 6, 1935: Letter from Harold Bates to Social Security Board opposing participation
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
November 8, 1935: Letter from Frank L. Scheffey to Assenting Members of the Conference Plan
image pdf
November 25, 1935: Letter and information from John L. Carey, AIA Secretary to U.S. certified public accountants on the Natural Business Year campaign
image pdf (Courtesy of the American Institute of Certified Public Accountants)
November 27, 1935: Letter from SEC Commissioner Robert Healy to Joseph P. Kennedy on the repercussions of the Utilities Act
transcript pdf (with permission of the John F. Kennedy Library Foundation)
December 5, 1935: Letter from C.V. Rice to Chief Justice Charles Evans Hughes opposing Agriculture Adjustment Act
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
December 14, 1935: Letter from John Carey, American Institute of Accountants to state boards of accountancy on changes in examination procedures
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 17, 1935: Supreme Court of the United States: J. Edward Jones v. Securities and Exchange Commission - Petition for Writs of Certiorari
image pdf (Courtesy of National Archives and Records Administration)
December 24, 1935: Supreme Court of the United States: J. Edward Jones v. Securities and Exchange Commission - Petition for Writ of Certiorari to John Burns
image pdf (Courtesy of National Archives and Records Administration)
December 24, 1935: Supreme Court of the United States: J. Edward Jones v. Securities and Exchange Commission - Petition for Writ of Certiorari to Solicitor General
image pdf (Courtesy of National Archives and Records Administration)
1936: Draft letter to SEC Chairman James Landis from J.M.B. Hoxsey, New York Stock Exchange on proxy rules
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
January 1936: Examination of Financial Statements by Independent Public Accountants - Prepared and Published by the American Institute of Accountants
image pdf (AICPA Collection, University of Mississippi)
1936: Examination of Financial Statements by Independent Public Accountants - Samuel J. Broad, Chairman of the Committee of the American Institute of Accountants to revise the Federal Reserve bulletin
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
1936: SEC - Supreme Court Briefs, 1936 - Summer 2007, prepared by Michael Elliott
image pdf
1936 to 1983: U.S. Securities and Exchange Commission Division of Corporate Regulation, Division Directors
document pdf (Government Records.)
Undated (1936): Unsent Letter from William O. Douglas to President Roosevelt [transcript]
document pdf (Courtesy of Library of Congress)
1936: Undated Memo from Thomas Corcoran on Present and Proposed SEC Commissioners
document pdf (Courtesy of the Library of Congress)
1936: Undated Letter from William O. Douglas to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
1936: Undated Letter from William O. Douglas to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
January 9, 1936: Letter from Felix Frankfurter to Associate Justice Harlan Stone on current U.S. Supreme Court
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
January 14, 1936: Letter from Dean Erwin Griswold, Harvard Law School to Justice Harlan Stone on powers within framework of Constitution
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
January 18, 1936: "Shielding the Sheep" - Joseph P. Kennedy, as told to John B. Kennedy, The Saturday Evening Post
image pdf (Courtesy of the Library of Congress)
January 21, 1936: SEC Release: Opinion of John Burns, General Counsel relating to solicitation of proxies
transcript pdf (Courtesy of National Archives and Records Administration)
January 22, 1936: Letter to members of the American Institute of Accountants announcing publication of Examination of Financial Statements by Independent Public Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
February 3, 1936: Chronology of J.E. Jones v. Securities and Exchange Commission
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
February 4, 1936: Letter from William O. Douglas to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
February 4, 1936: Letter from William O. Douglas to Chester C. Maxey, Whitman College
transcript pdf (Courtesy of the Library of Congress)
February 4, 1936: Letter from William O. Douglas to Joseph P. Kennedy
transcript pdf (Courtesy of the Library of Congress)
February 4, 1936: Memorandum from Associate Justice Harlan Stone re No. 401. United States v. William M. Butler, et al., Receivers of Hoosac Mills Corporation
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
February 10, 1936: Letter from Robert H. Montgomery, AIA President to all certified public accountants on waiver of entrance fees
image pdf (Courtesy of the American Institute of Certified Public Accountants)
February 10, 1936: Negotiations regarding "One National Organization" - American Institute of Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
February 11, 1936: Letter from William O. Douglas to Arthur Kramer, Cook, Nathan, Lehman & Greenman
transcript pdf (Courtesy of the Library of Congress)
February 13, 1936: Letter from SEC Chairman James Landis to John L. Carey, American Institute of Accountants on cooperation with accounting profession
image pdf (Courtesy of the American Institute of Certified Public Accountants)
February 13, 1936: Letter from William O. Douglas to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
February 14, 1936: Letter from Felix Frankfurter to Associate Justice Harlan Stone on current U.S. Supreme Court cases
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
February 19, 1936: Letter from William O. Douglas to Judge Thomas W. Swan
transcript pdf (Courtesy of the Library of Congress)
February 20, 1936: Request from Mr. Leavitt to Clerk, U.S. Supreme Court for information on pending case on constitutionality of Securities and Exchange Commission
image pdf (Courtesy of National Archives and Records Administration)
January 25, 1936: Letter to Sen. Byrnes with Legislative Recommendations
image pdf (Courtesy of the National Archives and Records Administration)
March 1936: American Institute of Accountants Release - Interest in High Standards for Accountancy
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
March 2, 1936: Letter from William O. Douglas to Professor George Bates, Harvard School of Business Administration
transcript pdf (Courtesy of the Library of Congress)
March 3, 1936: Letter from Robert Jackson to Hon. Perry Belmont on constitutionality of Public Utilities Holding Company Act
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
March 4, 1936: Letter to Adolf Berle from John Haskell, New York Stock Exchange with report on Committee on Stock List
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
March 5, 1936: Letter from Charles Towns, American Institute of Accountants to presidents of state societies of certified public accountants on proposed legislation to lower CPA standards
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
March 11, 1936: Notice from Coeur d'Alene Mines Corporation to A.C. Frost & Company and Mr. A.C. Frost on expiration and termination of option
image pdf (Courtesy of National Archives and Records Administration)
March 12, 1936: Letter from William O. Douglas to Abe Fortas on PUHCA
transcript pdf (Courtesy of the Library of Congress)
March 18, 1936: Letter from William O. Douglas to Anthony McCrann, Westheimer & Co.
transcript pdf (Courtesy of the Library of Congress)
March 18, 1936: Letter from William O. Douglas to Professor J.E. McDonough, Yale University
transcript pdf (Courtesy of the Library of Congress)
March 30, 1936: Memo to the SEC Commission from David Saperstein, Trading and Exchange Division, with report on the feasibility and advisability of the complete segregation of the functions of dealer and broker
transcript pdf (Courtesy of the National Archives and Records Administration)
April 1936: William O. Douglas, Education for the Law, Address to the American Association of Collegiate Schools of Business
document pdf (with permission of the Yale University Press)
April 6, 1936: Jones v. SEC, 298 US 1
document pdf (Courtesy of the National Archives)
April 7, 1936: Letter from Associate Justice Harlan Stone to Felix Frankfurter on Jones (Securities Act) case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 7, 1936: Letter from Felix Frankfurter to Associate Justice Harlan Stone on Jones case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 7, 1936: Letter from James Hughes to Robert Montgomery with resolution adopted by New York State Society of Certified Public Accountants for one national professional organization
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
April 14, 1936: Letter from William O. Douglas to Professor Glenn Paxon, Yale University
transcript pdf (Courtesy of the Library of Congress)
April 21, 1936: Memo from Paul P. Gourrich to SEC Chairman Landis on Treasury reports on international security transactions
transcript pdf (Courtesy of the National Archives and Records Administration)
April 24, 1936: Letter from Justice Harlan Stone to Justice Benjamin Cardozo in consideration of Guffey Coal Act case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 28, 1936: Letter from SEC Chairman James M. Landis to Wertheim & Co. requesting daily information on volume of security transactions for foreign accounts in American markets
transcript pdf (Courtesy of the National Archives and Records Administration)
April 28, 1936: Letter from William O. Douglas to Dean Charles Clark, Yale Law School
transcript pdf (Courtesy of the Library of Congress)
April 29, 1936: Letter from William O. Douglas to Professor George Bates, Harvard Business School
transcript pdf (Courtesy of the Library of Congress)
May 5, 1936: Letter from Paul P. Gourrich to J.P. Morgan & Company on reports on sales of American stocks for foreign accounts
transcript pdf (Courtesy of the National Archives and Records Administration)
May 7, 1936: Letter from Robert Jackson to John Abt, SEC on Bond and Share case
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
May 9, 1936: Letter to Adolf Berle from J.M.B. Hoxsey, New York Stock Exchange on proxy rules
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
May 11, 1936: Memorandum from Nathan Sameth to Paul Gourrich on the Docket's Section Industrial Classification
document pdf (Courtesy of the estate of Nathan Sameth)

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