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August 10, 1934: Letter from Joseph P. Kennedy to Postmaster General James Farley
transcript pdf (with permission of the John F. Kennedy Library Foundation)
August 13, 1934: Statement of the Purposes of the Securities and Exchange Commission, Accomplishments up to August 13, 1934, and Future Program
transcript pdf (Courtesy of the National Archives)
August 15, 1934: Letter from President Franklin D. Roosevelt to Adolf A. Berle, Jr.
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
August 21, 1934: American Institute of Accountants Release - Gifford Report on Uniform Accounting for Industry
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
September 8, 1934: Memorandum Preliminary to Hearings on Specialists, from SEC Trading and Exchange Division Director David Saperstein to the Commissioners
transcript pdf (Courtesy of the National Archives)
September 10, 1934: American Institute of Accountants Release - 48th Annual Meeting in Chicago
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
September 11, 1934: Telegram from Joseph P. Kennedy to C.B. Robbins on SEC temporary registration
image pdf (Courtesy of the National Archives)
September 13, 1934: Memo on Restricting Specialists Activities, from J.A. Fayne to Chairman Kennedy
transcript pdf (Courtesy of the National Archives)
September 22, 1934: Special memorandum by John C. Gall, National Association of Manufacturers on re-employment of strikers
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
September 25, 1934: Urgent Memorandum from SEC Chairman Kennedy to Mr. Cohen and Mr. Davis
image pdf (Courtesy of the National Archives)
September 28, 1934: Letter from SEC Chairman Kennedy to George Breen re change in effective date of margin requirements to October 15
transcript pdf (with permission of the John F. Kennedy Library Foundation)
September 30, 1934: Excerpt from President Roosevelt Fireside Chat
document pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
October 6, 1934: Letter from Joseph P. Kennedy to Joseph L. Merrill on the "humor of Wall Street"
transcript pdf (with permission of the John F. Kennedy Library Foundation)
October 9, 1934: Lettter from Joseph P. Kennedy to Senator Robert J. Bulkley on denial of temporary registration
transcript pdf (with permission of the John F. Kennedy Library)
October 10, 1934: Letter from Joseph P. Kennedy to Louis Howe on staff hiring
transcript pdf (with permission of the John F. Kennedy Library Foundation)
October 15, 1934: Letter from Joseph P. Kennedy to Richard Whitney, New York Stock Exchange, on specialist rules
transcript pdf (with permission of the John F. Kennedy Library Foundation)
October 16, 1934: Minutes of Meeting of Executive Committee of Investment Bankers Code Committee
image pdf
October 19, 1934: Letter from Joseph P. Kennedy to the Comptroller General of the United States on SEC appropriations
transcript pdf (with permission of the John F. Kennedy Library Foundation)
October 25, 1934: Letter from Joseph P. Kennedy to C.B. Whitcomb, Cleveland Stock Exchange, in response to objections to the disclosure requirements for exchange registration
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 1, 1934: Memorandum from Judge Burns to SEC Chairman Kennedy re Investment Bankers' Code Discussion
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 1, 1934: Minutes of 8th Meeting of Investment Bankers Code Committee
image pdf
November 1, 1934: Notice to Presidents of all Corporations having securities listed upon the New York Stock Exchange
image pdf (Courtesy of National Archives)
November 5, 1934: Letter from Eddy Hanlon, Laidlaw & Co., to Joseph Kennedy on Mr. Kennedy's visit to the Boston Stock Exchange
image pdf (with permission of the John F. Kennedy Library Foundation)
November 5, 1934: Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph Kennedy
image pdf (with permission of the John F. Kennedy Library Foundation)
November 5, 1934: Letter to SEC Chairman Joseph Kennedy from J.M.B. Hoxsey, New York Stock Exchange on proxy rule
image pdf (Courtesy of National Archives)
November 6, 1934: Letter from David Lynn, Architect of the Capitol to Major J.C. Fegan on inscription on U.S. Supreme Court building
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
November 6, 1934: Letter from Louis Wiley, The New York Times, to President Roosevelt on meeting with Joseph P. Kennedy
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
November 9, 1934: Report from SEC Chairman Kennedy to the National Emergency Council
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 9, 1934: The Lawyer's New Deal - Address by Robert Jackson, Assistant General Counsel, Treasury Department to Atlanta Lawyers Club
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
November 12, 1934: Address of James M. Landis before the National Association of State Security Commissioners at New Orleans, Louisiana
transcript pdf (Courtesy of the Library of Congress)
November 15, 1934: Address of Joseph P. Kennedy to the Boston Chamber of Commerce
transcript pdf (Courtesy of the Library of Congress)
November 15, 1934: Letter to J.M.B. Hoxsey, New York Stock Exchange from John Burns, SEC General Counsel concerning proxies
transcript pdf (Courtesy of National Archives and Records Administration)
November 15, 1934: SEC Release on SEC Chairman's Address to the Boston Chamber of Commerce
transcript pdf (Courtesy of the Library of Congress)
November 15, 1934: Telegram from "The Ten Fifteen Gang" (SEC Staff) to Joseph P. Kennedy
image pdf (Courtesy of the National Archives)
November 16, 1934: Telegram from J.A. Fayne to Joseph P. Kennedy on the costs of securities regulation
image pdf (Courtesy of the National Archives)
November 21, 1934: Letter from Joseph P. Kennedy to Secretary of the Interior Harold L. Ickes on proceedings against mining companies
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 21, 1934: Telegram from Joseph P. Kennedy to Felix Frankfurter
image pdf (Courtesy of the Library of Congress)
November 22, 1934: Letter from Joseph P. Kennedy to Senator D.V. Fletcher on his financial arrangements while in government service
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 22, 1934: Report to Investment Bankers Code Committee on Code Enforcement
image pdf
November 23, 1934: Letter from SEC Chairman Kennedy to the National Emergency Council
transcript pdf (with permission of the John F. Kennedy Library Foundation)
November 23, 1934: Telegram from Joseph P. Kennedy to James Landis with list of corporate executives consulted on registration revision
image pdf (Courtesy of the Library of Congress)
November 23, 1934: Telegram from Joseph P. Kennedy to W.S. Carpenter, Jr. , CEO, DuPont Corporation on registration revision
image pdf (Courtesy of the National Archives)
November 26, 1934: Telegram from W.S. Carpenter, Jr. to Joseph P. Kennedy
image pdf (Courtesy of the National Archives)
November 30, 1934: Telegram from Richard Whitney to Joseph P. Kennedy on his contacts with corporate executives
image pdf (Courtesy of the National Archives)
December 5, 1934: Notice to John Burns, SEC General Counsel from J.M.B. Hoxsey, New York Stock Exchange of circular on proxies
transcript pdf (Courtesy of National Archives and Records Administration)
December 6, 1934: First Progress Report - Investment Bankers Code Committee
image pdf (Courtesy FINRA)
December 8, 1934: First Progress Report of Investment Bankers Code Committee
image pdf
December 11, 1934: Letter to J.M.B. Hoxsey, New York Stock Exchange from John Burns, SEC General Counsel with suggestions to circular on proxies
transcript pdf (Courtesy of National Archives and Records Administration)
December 12, 1934: Letter from Edson B. Smith, The Boston Herald and Boston Traveler, to Joseph P. Kennedy
image pdf (with permission of the John F. Kennedy Library Foundation)
December 14, 1934: Letter from Joseph P. Kennedy to Edson B. Smith
transcript pdf (with permission of the John F. Kennedy Library Foundation)
December 17, 1934: Letter from Joseph P. Kennedy to Edward F. Heller on establishment of SEC office in San Francisco
transcript pdf (with permission of the John F. Kennedy Library Foundation)
December 17, 1934: Memorandum from Paul Gourrich to G.W. Goldschmidt on the 1933 Act
transcript pdf (Courtesy of the estate of Nathan Sameth)
December 18, 1934: Report from SEC Chairman Kennedy to the National Emergency Council
transcript pdf (with permission of the John F. Kennedy Library Foundation)
December 19, 1934: Letter from A.A. Berle, Jr. to Joseph P. Kennedy on registration revision
transcript pdf (with permission of the John F. Kennedy Library Foundation)
December 19, 1934: Letter from Senator George Norris to Justice Louis Brandeis in support of progressive inheritance tax
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
December 20, 1934: Memorandum from Felix Frankfurter to President Roosevelt, prepared by Marguerite Le Hand
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
December 21, 1934: SEC Release on New Requirements for Permanent Registration
transcript pdf (Courtesy of the National Archives)
1934: American Institute of Accountants Release - Quarterly Earnings Reports
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
1934: The Rocky-Bar Mining Company, with facsimile of original prospectus of 1850 - Carl I. Wheat
image pdf (Courtesy of Richard Rowe)
January 1935: American Institute of Accountants Release - Annual Reports and the Securities Exchange Act
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
1935: Undated Memo from William O. Douglas to President Roosevelt
document pdf (Courtesy of the Library of Congress)
January 7, 1935: Letter from Joseph P. Kennedy to J.R. McCarl, Comptroller General of the U.S., on SEC funding
image pdf (with permission of the John F. Kennedy Library Foundation)
January 9, 1935: Letter from Felix Frankfurter to Associate Justice Harlan Stone on Dimick dissent
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
January 10, 1935: Letter from Wallace Pence to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 11, 1935: Letter from Paul Schmelter to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 11, 1935: Letter from Robert Edward Edmondson to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 12, 1935: Letter from H. Dudley Kellogg to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 12, 1935: Letter from Louis Baxter, Economic Security Associates to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 12, 1935: Letter from W.G. Kriehn to President Roosevelt on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 13, 1935: Telegram from Joel Goldsmith to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 14, 1935: Interpretations of Rules and Regulations of the Securities and Exchange Commission - SEC Commissioner James Landis to New York State Society of CPAs
transcript pdf (AICPA Collection, University of Mississippi)
January 14, 1935: Letter from Francis Ralston Welsh to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 14, 1935: Letter from Joseph P. Kennedy to Representative James Buchanan on SEC attorney hirings
transcript pdf (with permission of the John F. Kennedy Library Foundation)
January 14, 1935: Open letter from U.S. Representative William Fiesinger to U.S. Attorney General Homer Cummings on devaluation versus regulation
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 15, 1935: Address of Judge John J. Burns, Chief Counsel, Securities and Exchange Commission, Washington, D.C.
image pdf
January 15, 1935: Letter from George Swenson to Chief Justice Charles Evans Hughes on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 14, 1935: Letter from Joseph P. Kennedy to Representative James Buchanan on SEC staff and salary ranges (William O. Douglas, as Assistant Chief, Protective Committee Study, is a dollar-a-year man)
transcript pdf (with permission of the John F. Kennedy Library Foundation)
January 15, 1935: Letter from P.H. Kelley to U.S. Supreme Court on Gold Clause
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 16, 1935: American Institute of Accountants letter to members and associates with report of Special Committee on Cooperation with Securities and Exchange Commission
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 17, 1935: American Institute of Accountants Release - Improved Flexibility under Federal Securities Laws
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 18, 1935: Address of SEC Commissioner George C. Mathews before the Illinois Society of Certified Public Accountants
transcript pdf (Courtesy of Stephen Zeff)
January 18, 1935: Letter from Robert Edward Edmondson to Chief Justice Charles Evans Hughes warning of assault on American liberties
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 18, 1935: Resignation Letter from Ferdinand Pecora to President Roosevelt
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
January 19, 1935: Report from SEC Chairman Kennedy to the National Emergency Council
transcript pdf (with permission of the John F. Kennedy Library Foundation)
January 19, 1935: Telegram from E.J. Townsend to Felix Frankfurter
image pdf (Courtesy of the National Archives)
January 22, 1935: Telegram from Joseph P. Kennedy to Ferdinand Pecora
image pdf (Courtesy of the National Archives)
January 23, 1935: Letter from Charles Calvert to Chief Justice Charles Evans Hughes on Constitutional government
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 25, 1935: Protest from Herbert Bayard Swope to Chief Justice Charles Evans Hughes on inscription on Supreme Court building
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
January 25, 1935: Report on the Government of Securities Exchanges
document pdf (Courtesy of the Government Documents Records)
January 28, 1935: Letter from Joseph P. Kennedy to Louis Howe on resignation of Ferdinand Pecora
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
January 29, 1935: Letter from R.W. Nuzum, Coeur d'Alene Mines Corporation to A.C. Frost with assay sheets
image pdf (Courtesy of National Archives and Records Administration)
January 30, 1935: Letter from R.W. Nuzum, Coeur d'Alene Mines Corporation to A.C. Frost on progress in tunneling
image pdf (Courtesy of National Archives and Records Administration)
January 31, 1935: American Institute of Accountants Release - Approval of Requirements for SEC Form 10
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 31, 1935: Letter from Joseph P. Kennedy to A.A. Berle, Jr.
transcript pdf (with permission of the John F. Kennedy Library Foundation)
February 1, 1935: Letter from A.C. Frost to R.W. Nuzum, Coeur d'Alene Mines Corporation
transcript pdf (Courtesy of National Archives and Records Administration)
February 1, 1935: Letter from James A. Fayne to Paul Shields, Shields & Company
transcript pdf (with permission of the John F. Kennedy Library Foundation)
February 2, 1935: Letter from A.C. Frost to R.W. Nuzum on listing of Coeur d'Alene Mines Corporation on Standard Stock Exchange of Spokane
transcript pdf (Courtesy of National Archives and Records Administration)
February 2, 1935: Report from the SEC Chairman to the National Emergency Council
transcript pdf (with permission of the John F. Kennedy Library Foundation)
February 4, 1935: Letter from C.O. Miller to "Our United States Supreme Court" on Constitutional government
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
February 4, 1935: Letter to B.C. Maletzky from John Burns, SEC General Counsel on solicitation of proxies
transcript pdf (Courtesy of National Archives and Records Administration)

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